Mariner, LLC — Q3 2013 13F Holdings

Name: Mariner, LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001373442

Total reported value

$85.7B

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Full holdings list this quarter

Showing top 200 holdings (of 296 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	MarkWest Energy	Stock-Other	5.24%	—	-0.28%
2	VNQ	Vanguard Real Estate ETF	ETF-Other	4.83%	—	+48.40%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.25%	-0.26%	+66.12%
4	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.77%	—	-25.38%
5	AN	Autonation INC	Stock-Consumer Disc	2.47%	—	—
6	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.38%	+0.09%	+110.07%
7	AAPL	Apple INC	Stock-Tech	2.16%	-0.35%	+7.24%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	2.07%	—	+29.51%
9	UPS	United Parcel Service-cl B	Stock-Industrials	2.02%	—	-0.70%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.96%	—	+124.37%
11	XOM	Exxon Mobil CORP	Stock-Energy	1.55%	+0.14%	+8.79%
12	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.54%	—	-21.95%
13	HRL	Hormel Foods CORP	Stock-Consumer Staples	1.44%	—	—
14	IWR	Ishares Russell Mid-cap ETF	ETF-Other	1.22%	—	-4.44%
15	IWF	Ishares Russell 1000 Growth	ETF-Other	1.19%	—	+366.69%
16	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.17%	—	+5.38%
17	WMB	Williams Cos INC	Stock-Energy	1.11%	—	+125.59%
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.02%	—	-0.74%
19	JNJ	Johnson & Johnson	Stock-Healthcare	1.00%	+0.08%	-20.52%
20	VHT	Vanguard Health Care ETF	ETF-Other	1.00%	—	-10.83%
21	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	0.97%	—	-17.28%
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.94%	—	-27.61%
23	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.93%	—	-17.92%
24	WFC	Wells Fargo & Co	Stock-Financials	0.92%	—	-8.59%
25	IWD	Ishares Russell 1000 Value E	ETF-Other	0.91%	—	+0.37%
26	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.88%	—	+5.02%
27	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.87%	—	—
28	T	At&t INC	Stock-Comm Services	0.85%	—	+2.55%
29	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.80%	—	-7.11%
30	CAT	Caterpillar INC	Stock-Industrials	0.75%	—	-4.12%
31	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.75%	—	+38.75%
32	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.75%	—	+585.18%
33	COP	Conocophillips	Stock-Energy	0.75%	—	-0.94%
34	JPM	Jpmorgan Chase & Co	Stock-Financials	0.74%	-0.10%	-2.79%
35	KSUEUR	Kansas City Southern	Stock-Other	0.73%	—	-2.68%
36	CVX	Chevron CORP	Stock-Energy	0.72%	+0.11%	+31.65%
37	DFE	Wisdomtree Eur S/c Dividend	ETF-Other	0.70%	—	—
38	✓	Revolution Lighting Technolo	Stock-Other	0.69%	—	+74.90%
39	✓	Williams Partners	Stock-Other	0.66%	—	+1.49%
40	DVY	Ishares Select Dividend ETF	ETF-Other	0.66%	—	+0.60%
41	SCHV	Schwab US Large-cap Value	ETF-Other	0.64%	—	-2.12%
42	XLK	Ss Technology Select Sector	ETF-Tech	0.63%	—	+950.84%
43	ADP	Automatic Data Processing	Stock-Tech	0.61%	—	+2.94%
44	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.60%	—	+4.16%
45	PLMKW	Plum Acquisition Corp. IV	Stock-Other	0.60%	—	+106.66%
46	RYN	Rayonier INC	Stock-Real Estate	0.56%	—	+94.94%
47	IBM	Intl Business Machines CORP	Stock-Tech	0.54%	—	+6.29%
48	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.54%	—	-17.94%
49	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.53%	—	-43.34%
50	CERNCHF	Cerner CORP	Stock-Other	0.52%	—	+98.45%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Mariner, LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IJH	Ishares Core S&p Midcap ETF	+1.2%	+110.07%	Add
2	IVV	Ishares Core S&p 500 ETF	+1.1%	+66.12%	Add
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+1%	+124.37%	Add
4	VNQ	Vanguard Real Estate ETF	+1%	+48.40%	Add
5	IWF	Ishares Russell 1000 Growth	+0.9%	+366.69%	Add
6	DXJ	Wisdomtree Japan Hedged Eq	+0.6%	+585.18%	Add
7	WMB	Williams Cos INC	+0.6%	+125.59%	Add
8	XLK	Ss Technology Select Sector	+0.6%	+950.84%	Add
9	EFA	Ishares Msci Eafe ETF	+0.4%	+29.51%	Add
10	VFH	Vanguard Financials ETF	+0.4%	+966.52%	Add
11	PLMKW	Plum Acquisition Corp. IV	+0.3%	+106.66%	Add
12	DIA	Ss Spdr Dow Jones Indus Avg	+0.3%	+358.03%	Add
13	AAPL	Apple INC	+0.3%	+7.24%	Add
14	RYN	Rayonier INC	+0.2%	+94.94%	Add
15	NOVEUR	National Oilwell Varco INC	+0.2%	+49.75%	Add
16	WOOD	Ishares Global Timber & Fore	+0.2%	+92.54%	Add
17	IGSB	Ishares 1-5y Inv Grade CORP	+0.1%	+38.75%	Add
18	AN	Autonation INC	+0.1%	—	Unchanged
19	CVX	Chevron CORP	+0.1%	+31.65%	Add
20	VZ	Verizon Communications INC	-0.2%	-56.15%	Trim
21	ABT	Abbott Laboratories	-0.2%	-21.05%	Trim
22	TIP	Ishares Tips Bond ETF	-0.3%	-59.17%	Trim
23	EWX	State Street Spdr S&p Emergi	-0.3%	-69.18%	Trim
24	✓	MarkWest Energy	-0.3%	-0.28%	Trim
25	WM	Waste Management INC	-0.3%	-52.71%	Trim
26	PFE	Pfizer INC	-0.3%	-38.79%	Trim
27	VWO	Vanguard Ftse Emerging Marke	-0.4%	-74.43%	Trim
28	BOND	Pimco Active Bond Exchange-t	-0.4%	-17.92%	Trim
29	LLY	Eli Lilly & Co	-0.4%	-68.43%	Trim
30	JNJ	Johnson & Johnson	-0.4%	-20.52%	Trim
31	MSFT	Microsoft CORP	-0.4%	-40.80%	Trim
32	IWM	Ishares Russell 2000 ETF	-0.4%	-43.34%	Trim
33	BWX	State Street Spdr Bloomberg	-0.5%	-82.74%	Trim
34	BRK-B	Berkshire Hathaway Inc-cl B	-0.5%	-27.61%	Trim
35	PG	Procter & Gamble Co/the	-0.8%	-21.95%	Trim
36	IAUUSD	Ishares Gold Trust	-1.2%	-25.38%	Trim
37	SPH	Suburban Propane Partners LP	-1.3%	-79.21%	Trim
38	HEDJ	Wisdomtree Europe Hedged Equ	—	NEW	New buy
39	DFE	Wisdomtree Eur S/c Dividend	—	NEW	New buy
40	TLT	iShares 20+ Year Treasury Bond ETF	—	NEW	New buy
41	✓	Inergy L P	—	EXIT	Sold out
42	IYJ	Ishares U.s. Industrials ETF	—	NEW	New buy
43	EPP	Ishares Msci Pacific Ex Japa	—	NEW	New buy
44	✓	Inergy Midstream LP	—	EXIT	Sold out
45	9990302D	Apache CORP	—	EXIT	Sold out
46	EWW	Ishares Msci Mexico ETF	—	NEW	New buy
47	✓	Ishares Tr	—	NEW	New buy
48	✓	Directv	—	NEW	New buy
49	✓	Ishares Tr	—	NEW	New buy
50	✓	Tortoise Energy Independenc Fd Com	—	EXIT	Sold out