MAI Capital Management — Q3 2019 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 517 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	7.03%	-0.44%	+8.30%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.10%	—	+0.20%
3	MDY	State Street Spdr S&p Midcap	ETF-Other	2.99%	—	-0.42%
4	MSFT	Microsoft CORP	Stock-Tech	2.65%	-0.52%	+2.25%
5	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.54%	+0.03%	+6.02%
6	AAPL	Apple INC	Stock-Tech	2.14%	+0.14%	-0.65%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.92%	—	+2.81%
8	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	1.57%	—	+3.52%
9	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.48%	—	+8.18%
10	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.46%	—	+12.18%
11	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.33%	+0.19%	+0.48%
12	✓	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	1.24%	—	+6.43%
13	JPM	Jpmorgan Chase & Co	Stock-Financials	1.22%	-0.08%	-2.76%
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.20%	-0.12%	-1.54%
15	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.19%	—	+0.02%
16	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.10%	—	+0.55%
17	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.05%	+0.15%	+4.06%
18	✓	Comcast Corporation	Stock-Other	1.04%	—	-0.20%
19	SHW	Sherwin-williams Co/the	Stock-Materials	1.02%	—	+159.13%
20	JNJ	Johnson & Johnson	Stock-Healthcare	1.01%	—	-0.56%
21	HD	Home Depot INC	Stock-Consumer Disc	1.00%	-0.05%	-5.39%
22	QCOM	Qualcomm INC	Stock-Tech	0.98%	-0.13%	-2.67%
23	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.96%	-0.11%	-0.48%
24	BA	Boeing Co/the	Stock-Industrials	0.96%	—	-3.47%
25	ABT	Abbott Laboratories	Stock-Healthcare	0.92%	-0.11%	-3.65%
26	NEE	Nextera Energy INC	Stock-Utilities	0.92%	—	-5.30%
27	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.90%	-0.08%	+0.25%
28	INTC	Intel CORP	Stock-Tech	0.90%	—	-2.02%
29	EFA	Ishares Msci Eafe ETF	ETF-Other	0.87%	—	-3.66%
30	UNH	Unitedhealth Group INC	Stock-Healthcare	0.85%	-0.28%	+2.30%
31	IWD	Ishares Russell 1000 Value E	ETF-Other	0.84%	—	+3.93%
32	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.80%	+0.04%	+2.13%
33	T	At&t INC	Stock-Comm Services	0.77%	—	-5.10%
34	PEP	Pepsico INC	Stock-Consumer Staples	0.75%	—	-1.57%
35	CSCO	Cisco Systems INC	Stock-Tech	0.74%	—	-1.83%
36	AMZN	Amazon.com INC	Stock-Consumer Disc	0.73%	—	+5.47%
37	V	Visa Inc-class A Shares	Stock-Financials	0.72%	-0.12%	-9.28%
38	✓	Chubb Limited	Stock-Other	0.67%	—	-3.84%
39	KMI	Kinder Morgan INC	Stock-Energy	0.66%	—	-3.05%
40	AMGN	Amgen INC	Stock-Healthcare	0.65%	—	-3.09%
41	RTN1USD	Raytheon Company	Stock-Other	0.64%	—	-5.82%
42	✓	RBC SPX due 6/16/21	Stock-Other	0.63%	—	-0.99%
43	BAC	Bank Of America CORP	Stock-Financials	0.62%	—	-3.09%
44	C	Citigroup INC	Stock-Financials	0.61%	—	-0.30%
45	VZ	Verizon Communications INC	Stock-Comm Services	0.60%	+0.05%	-1.46%
46	ADBE	Adobe INC	Stock-Tech	0.59%	-0.07%	+50.37%
47	HON	Honeywell International INC	Stock-Industrials	0.58%	—	-5.78%
48	NKE	Nike INC -cl B	Stock-Consumer Disc	0.57%	—	-2.16%
49	✓	Booking Holdings Inc.	Stock-Other	0.56%	—	+93.58%
50	✓	MS SPX Nt 2/6/20	Stock-Other	0.54%	—	-0.39%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHW	Sherwin-williams Co/the	+0.7%	+159.13%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.5%	+8.30%	Add
3	LOW	Lowe's Cos INC	+0.3%	+235.37%	Add
4	✓	Booking Holdings Inc.	+0.3%	+93.58%	Add
5	AAPL	Apple INC	+0.2%	-0.65%	Trim
6	ADBE	Adobe INC	+0.2%	+50.37%	Add
7	IJR	Ishares Core S&p Small-cap E	+0.1%	+12.18%	Add
8	IVE	Ishares S&p 500 Value ETF	+0.1%	+8.18%	Add
9	MSFT	Microsoft CORP	+0.1%	+2.25%	Add
10	IJH	Ishares Core S&p Midcap ETF	+0.1%	+6.02%	Add
11	PGR	Progressive CORP	+0.1%	+565.80%	Add
12	✓	iShares 20+ Year Treasury Bond ETF	+0.1%	+6.43%	Add
13	NEE	Nextera Energy INC	+0.1%	-5.30%	Trim
14	✓	Alphabet Inc.	+0.1%	-0.67%	Trim
15	COST	Costco Wholesale CORP	+0.1%	+3.35%	Add
16	✓	Comcast Corporation	0%	-0.20%	Trim
17	HD	Home Depot INC	0%	-5.39%	Trim
18	SPY	Ss Spdr S&p 500 ETF Trust-us	—	+0.20%	Add
19	NFLX	Netflix INC	-0.1%	-6.88%	Trim
20	PODD	Insulet CORP	-0.1%	-51.53%	Trim
21	WES	Western Midstream Partners L	-0.1%	-2.17%	Trim
22	PFE	Pfizer INC	-0.1%	-11.85%	Trim
23	DEO	Diageo Plc-sponsored Adr	-0.1%	-4.50%	Trim
24	PG	Procter & Gamble Co/the	-0.1%	-20.78%	Trim
25	✓	Antero Midstream Corporation	-0.1%	-4.85%	Trim
26	✓	Eqt Midstream Partners LP	-0.1%	+2.59%	Add
27	HON	Honeywell International INC	-0.1%	-5.78%	Trim
28	UNH	Unitedhealth Group INC	-0.1%	+2.30%	Add
29	V	Visa Inc-class A Shares	-0.1%	-9.28%	Trim
30	JNJ	Johnson & Johnson	-0.1%	-0.56%	Trim
31	CSCO	Cisco Systems INC	-0.1%	-1.83%	Trim
32	XLNXEUR	Xilinx INC	-0.1%	-3.75%	Trim
33	MO	Altria Group INC	-0.2%	-61.42%	Trim
34	SCHF	Schwab Intl Equity ETF	-0.3%	-95.98%	Trim
35	✓	GS S&P 500 Nt 8/2/19	—	EXIT	Sold out
36	✓	GS S&P MidCap 400 8/2/19	—	EXIT	Sold out
37	✓	RBC RTY due 8/28/19	—	EXIT	Sold out
38	✓	Citi SPX Due 2/7/22	—	NEW	New buy
39	ITA	Ishares U.s. Aerospace & Def	—	EXIT	Sold out
40	✓	ServiceNow Inc.	—	NEW	New buy
41	✓	MS EFA Nt 8/2/19	—	EXIT	Sold out
42	✓	BNS EAFE due 2/7/22	—	NEW	New buy
43	✓	JPM Russell 2000 Nt 8/2/19	—	EXIT	Sold out
44	ROK	Rockwell Automation INC	—	EXIT	Sold out
45	✓	Gs Msci Em 8/2/19	—	EXIT	Sold out
46	DOCU	Docusign INC	—	NEW	New buy
47	LHX	L3harris Technologies INC	—	NEW	New buy
48	✓	Alteryx INC	—	NEW	New buy
49	✓	GS MID due 2/9/22	—	NEW	New buy
50	✓	RBC RTY due 2/7/22	—	NEW	New buy