MAI Capital Management — Q4 2018 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 436 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.02%	—	+3.95%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.47%	-0.44%	+9.10%
3	MDY	State Street Spdr S&p Midcap	ETF-Other	3.44%	—	-13.84%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.38%	+0.03%	-8.11%
5	AAPL	Apple INC	Stock-Tech	1.89%	+0.14%	+3.08%
6	MSFT	Microsoft CORP	Stock-Tech	1.69%	-0.52%	+34.40%
7	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	1.65%	—	-7.73%
8	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.55%	+0.19%	+15.83%
9	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.49%	—	+4.97%
10	JNJ	Johnson & Johnson	Stock-Healthcare	1.36%	—	+4.37%
11	IWF	Ishares Russell 1000 Growth	ETF-Other	1.31%	-0.12%	+3.23%
12	JPM	Jpmorgan Chase & Co	Stock-Financials	1.30%	-0.08%	-0.92%
13	✓	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	1.30%	—	-21.10%
14	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.24%	—	+4.55%
15	INTC	Intel CORP	Stock-Tech	1.22%	—	+20.87%
16	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.21%	—	+10.02%
17	UNH	Unitedhealth Group INC	Stock-Healthcare	1.20%	-0.28%	-2.12%
18	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.15%	—	+80.99%
19	ABT	Abbott Laboratories	Stock-Healthcare	1.14%	-0.11%	+4.20%
20	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.13%	-0.11%	-6.87%
21	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.10%	—	-15.38%
22	EFA	Ishares Msci Eafe ETF	ETF-Other	1.08%	—	-4.37%
23	BA	Boeing Co/the	Stock-Industrials	1.08%	—	+1.21%
24	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.01%	+0.15%	+485.27%
25	NEE	Nextera Energy INC	Stock-Utilities	0.94%	—	+0.21%
26	✓	Comcast Corporation	Stock-Other	0.93%	—	-0.00%
27	CSCO	Cisco Systems INC	Stock-Tech	0.92%	—	+4.09%
28	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.91%	-0.08%	+59.74%
29	IWD	Ishares Russell 1000 Value E	ETF-Other	0.91%	—	+24.01%
30	HD	Home Depot INC	Stock-Consumer Disc	0.90%	-0.05%	+3.60%
31	AMGN	Amgen INC	Stock-Healthcare	0.87%	—	+5.60%
32	QCOM	Qualcomm INC	Stock-Tech	0.80%	-0.13%	+0.51%
33	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.78%	+0.04%	+26.10%
34	V	Visa Inc-class A Shares	Stock-Financials	0.76%	-0.12%	+1.37%
35	VZ	Verizon Communications INC	Stock-Comm Services	0.73%	+0.05%	+6.87%
36	✓	RBC SPX due 6/16/21	Stock-Other	0.73%	—	—
37	PEP	Pepsico INC	Stock-Consumer Staples	0.72%	—	+0.01%
38	T	At&t INC	Stock-Comm Services	0.70%	—	+13.92%
39	AMZN	Amazon.com INC	Stock-Consumer Disc	0.67%	—	+5.38%
40	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.67%	—	+3.38%
41	BAC	Bank Of America CORP	Stock-Financials	0.66%	—	+2.72%
42	RTN1USD	Raytheon Company	Stock-Other	0.65%	—	+3.89%
43	✓	MS SPX Nt 2/6/20	Stock-Other	0.63%	—	-0.24%
44	✓	Chubb Limited	Stock-Other	0.62%	—	+0.78%
45	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.61%	—	+1.37%
46	EPD	Enterprise Products Partners	Stock-Energy	0.58%	—	+1.13%
47	NKE	Nike INC -cl B	Stock-Consumer Disc	0.58%	—	+2.18%
48	HON	Honeywell International INC	Stock-Industrials	0.58%	—	+3.04%
49	✓	Alphabet Inc.	Stock-Other	0.57%	—	+5.90%
50	WFC	Wells Fargo & Co	Stock-Financials	0.57%	—	+1.33%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+0.8%	+485.27%	Add
2	IVE	Ishares S&p 500 Value ETF	+0.5%	+80.99%	Add
3	MSFT	Microsoft CORP	+0.5%	+34.40%	Add
4	INTC	Intel CORP	+0.3%	+20.87%	Add
5	IVW	Ishares S&p 500 Growth ETF	+0.3%	+59.74%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.3%	+9.10%	Add
7	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+3.95%	Add
8	BA	Boeing Co/the	—	+1.21%	Add
9	IWF	Ishares Russell 1000 Growth	0%	+3.23%	Add
10	HD	Home Depot INC	0%	+3.60%	Add
11	JPM	Jpmorgan Chase & Co	0%	-0.92%	Trim
12	IJK	Ishares S&p Mid-cap 400 Grow	0%	+4.55%	Add
13	HON	Honeywell International INC	0%	+3.04%	Add
14	UBS	UBS Group AG	-0.1%	-4.72%	Trim
15	✓	iShares MSCI Emerging Markets ETF	-0.1%	-7.73%	Trim
16	EFA	Ishares Msci Eafe ETF	-0.1%	-4.37%	Trim
17	AMZN	Amazon.com INC	-0.1%	+5.38%	Add
18	IWO	Ishares Russell 2000 Growth	-0.1%	-1.84%	Trim
19	MPC	Marathon Petroleum CORP	-0.1%	+0.04%	Add
20	IWM	Ishares Russell 2000 ETF	-0.1%	+4.97%	Add
21	QCOM	Qualcomm INC	-0.1%	+0.51%	Add
22	RTN1USD	Raytheon Company	-0.1%	+3.89%	Add
23	META	Meta Platforms Inc-class A	-0.1%	-11.82%	Trim
24	C	Citigroup INC	-0.1%	+2.97%	Add
25	D	Dominion Energy, Inc.	-0.1%	-82.24%	Trim
26	WMB	Williams Cos INC	-0.2%	-46.78%	Trim
27	QQQ	Invesco Qqq Trust Series 1	-0.2%	-6.87%	Trim
28	✓	Spdr S&p Bank ETF	-0.2%	-49.06%	Trim
29	VMC	Vulcan Materials Co	-0.2%	-42.73%	Trim
30	FEZ	State Street Spdr Euro Stoxx	-0.2%	-44.99%	Trim
31	AMJEUR	Jpmorgan Alerian Mlp Index	-0.2%	-48.65%	Trim
32	PKB	Invesco Building & Construct	-0.3%	-38.85%	Trim
33	BUD	Anheuser-busch Inbev-spn Adr	-0.3%	-71.01%	Trim
34	IJR	Ishares Core S&p Small-cap E	-0.3%	-15.38%	Trim
35	IJH	Ishares Core S&p Midcap ETF	-0.4%	-8.11%	Trim
36	✓	iShares 20+ Year Treasury Bond ETF	-0.4%	-21.10%	Trim
37	AAPL	Apple INC	-0.4%	+3.08%	Add
38	MDY	State Street Spdr S&p Midcap	-0.8%	-13.84%	Trim
39	✓	JPM S&P 500 Nt due 12/6/18	—	EXIT	Sold out
40	✓	GS EEM Nt due 12/6/18	—	EXIT	Sold out
41	✓	RBC SPX due 6/16/21	—	NEW	New buy
42	✓	MS EFA Nt Due 12/8/18	—	EXIT	Sold out
43	✓	GS MSCI EM due 6/16/21	—	NEW	New buy
44	✓	JPM MSCI EAFE due 6/16/21	—	NEW	New buy
45	✓	Energy Transfer LP	—	NEW	New buy
46	✓	Energy Transfer LP	—	EXIT	Sold out
47	✓	JPM SX5E due 5/11/20	—	NEW	New buy
48	✓	MS SPX due 5/13/21	—	NEW	New buy
49	NWL	Newell Brands INC	—	NEW	New buy
50	ET	Energy Transfer LP	—	EXIT	Sold out