MAI Capital Management — Q1 2018 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 461 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.12%	—	-1.20%
2	MDY	State Street Spdr S&p Midcap	ETF-Other	4.55%	—	-0.68%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.68%	-0.44%	+7.96%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.60%	+0.03%	+5.66%
5	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	1.98%	—	+6.26%
6	AAPL	Apple INC	Stock-Tech	1.75%	+0.14%	+4.13%
7	✓	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	1.67%	—	+15.60%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.60%	—	+3.33%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	1.42%	-0.08%	+0.37%
10	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.36%	+0.19%	+3.04%
11	EFA	Ishares Msci Eafe ETF	ETF-Other	1.34%	—	-1.02%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.31%	—	+3.19%
13	IWF	Ishares Russell 1000 Growth	ETF-Other	1.26%	-0.12%	+2.10%
14	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.26%	—	+4.28%
15	JNJ	Johnson & Johnson	Stock-Healthcare	1.22%	—	+1.84%
16	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.11%	—	+4.04%
17	INTC	Intel CORP	Stock-Tech	1.07%	—	+0.65%
18	MSFT	Microsoft CORP	Stock-Tech	1.07%	-0.52%	-14.58%
19	BA	Boeing Co/the	Stock-Industrials	1.06%	—	-15.32%
20	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.00%	—	+3.73%
21	UNH	Unitedhealth Group INC	Stock-Healthcare	0.99%	-0.28%	+0.32%
22	✓	JPM S&P 500 Nt due 12/6/18	Stock-Other	0.94%	—	-0.69%
23	✓	Comcast Corporation	Stock-Other	0.89%	—	+1.22%
24	ABT	Abbott Laboratories	Stock-Healthcare	0.88%	-0.11%	+0.56%
25	HD	Home Depot INC	Stock-Consumer Disc	0.87%	-0.05%	+3.53%
26	NEE	Nextera Energy INC	Stock-Utilities	0.85%	—	-0.64%
27	CSCO	Cisco Systems INC	Stock-Tech	0.82%	—	-1.39%
28	RTN1USD	Raytheon Company	Stock-Other	0.81%	—	-4.65%
29	BAC	Bank Of America CORP	Stock-Financials	0.75%	—	+1.91%
30	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.74%	+0.04%	+1.05%
31	✓	GS EEM Nt due 12/6/18	Stock-Other	0.74%	—	-0.25%
32	QCOM	Qualcomm INC	Stock-Tech	0.73%	-0.13%	+0.63%
33	AMGN	Amgen INC	Stock-Healthcare	0.69%	—	+1.04%
34	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.68%	—	-1.56%
35	IWD	Ishares Russell 1000 Value E	ETF-Other	0.67%	—	+6.78%
36	PEP	Pepsico INC	Stock-Consumer Staples	0.67%	—	+2.04%
37	✓	MS EFA Nt Due 12/8/18	Stock-Other	0.66%	—	-0.26%
38	V	Visa Inc-class A Shares	Stock-Financials	0.65%	-0.12%	+1.28%
39	UBS	UBS Group AG	Stock-Financials	0.63%	—	+1.77%
40	FEZ	State Street Spdr Euro Stoxx	ETF-Other	0.63%	—	+0.40%
41	WFC	Wells Fargo & Co	Stock-Financials	0.62%	—	-0.50%
42	✓	MS SPX Nt 2/6/20	Stock-Other	0.61%	—	-0.56%
43	✓	Chubb Limited	Stock-Other	0.61%	—	+2.56%
44	✓	Powershares Building and Const	Stock-Other	0.60%	—	+10.25%
45	HON	Honeywell International INC	Stock-Industrials	0.60%	—	+2.54%
46	TWXCHF	Time Warner INC	Stock-Other	0.60%	—	+0.09%
47	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.58%	—	-0.43%
48	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.56%	—	-0.70%
49	EPD	Enterprise Products Partners	Stock-Energy	0.56%	—	+3.62%
50	AMZN	Amazon.com INC	Stock-Consumer Disc	0.55%	—	-2.75%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ETN	Eaton Corporation plc	+0.4%	+839.59%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.2%	+7.96%	Add
3	✓	iShares 20+ Year Treasury Bond ETF	+0.2%	+15.60%	Add
4	META	Meta Platforms Inc-class A	+0.2%	+115.41%	Add
5	ORCL	Oracle CORP	+0.2%	+82.69%	Add
6	✓	iShares MSCI Emerging Markets ETF	+0.2%	+6.26%	Add
7	INTC	Intel CORP	+0.1%	+0.65%	Add
8	IJH	Ishares Core S&p Midcap ETF	+0.1%	+5.66%	Add
9	IVW	Ishares S&p 500 Growth ETF	+0.1%	+22.50%	Add
10	AMZN	Amazon.com INC	+0.1%	-2.75%	Trim
11	ADBE	Adobe INC	+0.1%	+0.81%	Add
12	CSCO	Cisco Systems INC	+0.1%	-1.39%	Trim
13	✓	Powershares Qqq Trust Ser 1	+0.1%	+3.19%	Add
14	RTN1USD	Raytheon Company	+0.1%	-4.65%	Trim
15	✓		+0.1%	+108.37%	Add
16	✓	Spdr S&p Bank ETF	+0.1%	+15.30%	Add
17	OXY	Occidental Petroleum CORP	-0.1%	-3.14%	Trim
18	✓	Valero Energy Corporation	-0.1%	+4.53%	Add
19	SHLXUSD	Shell Midstream Partners LP	-0.1%	-49.15%	Trim
20	✓	XPLR Infrastructure, LP	-0.1%	-29.71%	Trim
21	PG	Procter & Gamble Co/the	-0.1%	-3.54%	Trim
22	BA	Boeing Co/the	-0.1%	-15.32%	Trim
23	MDY	State Street Spdr S&p Midcap	-0.1%	-0.68%	Trim
24	✓	Eqt Midstream Partners LP	-0.1%	+2.89%	Add
25	UBS	UBS Group AG	-0.1%	+1.77%	Add
26	CVS	Cvs Health CORP	-0.1%	-7.43%	Trim
27	KMI	Kinder Morgan INC	-0.1%	+2.08%	Add
28	JNJ	Johnson & Johnson	-0.1%	+1.84%	Add
29	MSFT	Microsoft CORP	-0.1%	-14.58%	Trim
30	AEP	American Electric Power Company, Inc.	-0.1%	-11.01%	Trim
31	WEP	Magellan Midstream Partners	-0.1%	-2.70%	Trim
32	QCOM	Qualcomm INC	-0.1%	+0.63%	Add
33	WFC	Wells Fargo & Co	-0.1%	-0.50%	Trim
34	D	Dominion Energy, Inc.	-0.1%	+10.31%	Add
35	VMC	Vulcan Materials Co	-0.1%	-12.83%	Trim
36	✓	Comcast Corporation	-0.1%	+1.22%	Add
37	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-1.20%	Trim
38	SHW	Sherwin-williams Co/the	-0.3%	-60.77%	Trim
39	✓	Rydex ETF Trust	—	EXIT	Sold out
40	✓	Powershares S&p 500 Equal Weight Health Care Portfolio	—	NEW	New buy
41	✓	Booking Holdings Inc.	—	NEW	New buy
42	BKNG	Booking Hldgs INC	—	EXIT	Sold out
43	✓	Morgan Stanley SPX due 2/8/18	—	EXIT	Sold out
44	✓	RBC SX5E Abs Ret due 8/13/20	—	NEW	New buy
45	✓	RBC SPX due 8/13/20	—	NEW	New buy
46	✓	RBC RTY due 8/28/19	—	NEW	New buy
47	✓	MS EURO STOXX 50 due 2/8/18	—	EXIT	Sold out
48	AVGO	Broadcom INC	—	NEW	New buy
49	MS	Morgan Stanley	—	NEW	New buy
50	AVGO	Broadcom Inc.	—	EXIT	Sold out