MAI Capital Management — Q4 2017 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 472 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.28%	—	-2.96%
2	MDY	State Street Spdr S&p Midcap	ETF-Other	4.63%	—	-2.16%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.46%	-0.44%	+4.50%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.49%	+0.03%	+5.96%
5	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	1.82%	—	+7.12%
6	AAPL	Apple INC	Stock-Tech	1.70%	+0.14%	+0.38%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.56%	—	-1.42%
8	✓	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	1.45%	—	+11.20%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	1.38%	-0.08%	-1.90%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	1.37%	—	-0.17%
11	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.36%	+0.19%	-1.89%
12	JNJ	Johnson & Johnson	Stock-Healthcare	1.31%	—	+9.55%
13	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.24%	—	-5.14%
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.22%	-0.12%	-0.16%
15	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.21%	—	+5.87%
16	MSFT	Microsoft CORP	Stock-Tech	1.17%	-0.52%	+3.85%
17	BA	Boeing Co/the	Stock-Industrials	1.13%	—	+8.15%
18	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.05%	—	+1.32%
19	✓	Comcast Corporation	Stock-Other	1.03%	—	-0.60%
20	UNH	Unitedhealth Group INC	Stock-Healthcare	1.02%	-0.28%	-5.65%
21	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.00%	—	+0.38%
22	✓	JPM S&P 500 Nt due 12/6/18	Stock-Other	0.95%	—	—
23	INTC	Intel CORP	Stock-Tech	0.94%	—	-10.37%
24	HD	Home Depot INC	Stock-Consumer Disc	0.90%	-0.05%	-0.02%
25	QCOM	Qualcomm INC	Stock-Tech	0.84%	-0.13%	-4.73%
26	ABT	Abbott Laboratories	Stock-Healthcare	0.83%	-0.11%	-1.97%
27	NEE	Nextera Energy INC	Stock-Utilities	0.81%	—	+0.88%
28	✓	GS EEM Nt due 12/6/18	Stock-Other	0.74%	—	-0.15%
29	RTN1USD	Raytheon Company	Stock-Other	0.74%	—	-5.76%
30	CSCO	Cisco Systems INC	Stock-Tech	0.74%	—	-1.40%
31	WFC	Wells Fargo & Co	Stock-Financials	0.73%	—	-5.39%
32	BAC	Bank Of America CORP	Stock-Financials	0.72%	—	-2.83%
33	PEP	Pepsico INC	Stock-Consumer Staples	0.72%	—	-0.19%
34	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.71%	+0.04%	+2.88%
35	UBS	UBS Group AG	Stock-Financials	0.71%	—	-36.23%
36	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.71%	—	+4.00%
37	AMGN	Amgen INC	Stock-Healthcare	0.70%	—	-4.32%
38	✓	MS EFA Nt Due 12/8/18	Stock-Other	0.66%	—	-0.11%
39	IWD	Ishares Russell 1000 Value E	ETF-Other	0.66%	—	+1.28%
40	✓	Chubb Limited	Stock-Other	0.64%	—	-8.14%
41	✓	MS SPX Nt 2/6/20	Stock-Other	0.64%	—	-0.93%
42	FEZ	State Street Spdr Euro Stoxx	ETF-Other	0.63%	—	+0.48%
43	HON	Honeywell International INC	Stock-Industrials	0.62%	—	+1.09%
44	V	Visa Inc-class A Shares	Stock-Financials	0.61%	-0.12%	+14.01%
45	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.61%	—	-15.60%
46	✓	Powershares Building and Const	Stock-Other	0.60%	—	+3.05%
47	EPD	Enterprise Products Partners	Stock-Energy	0.58%	—	-0.41%
48	TWXCHF	Time Warner INC	Stock-Other	0.58%	—	+9.38%
49	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.57%	—	-0.33%
50	VMC	Vulcan Materials Co	Stock-Materials	0.57%	—	-2.03%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHW	Sherwin-williams Co/the	+0.3%	+126.25%	Add
2	BP	Bp Plc-spons Adr	+0.3%	+1918.99%	Add
3	BA	Boeing Co/the	+0.2%	+8.15%	Add
4	GEL	Genesis Energy L.p.	+0.2%	+769.15%	Add
5	✓	Spdr S&p Bank ETF	+0.2%	+80.98%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.1%	+4.50%	Add
7	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+43.14%	Add
8	AMZN	Amazon.com INC	+0.1%	+21.30%	Add
9	IJH	Ishares Core S&p Midcap ETF	+0.1%	+5.96%	Add
10	JNJ	Johnson & Johnson	+0.1%	+9.55%	Add
11	MSFT	Microsoft CORP	+0.1%	+3.85%	Add
12	META	Meta Platforms Inc-class A	+0.1%	+116.54%	Add
13	✓	iShares MSCI Emerging Markets ETF	+0.1%	+7.12%	Add
14	✓	iShares 20+ Year Treasury Bond ETF	+0.1%	+11.20%	Add
15	C	Citigroup INC	+0.1%	+27.48%	Add
16	QCOM	Qualcomm INC	+0.1%	-4.73%	Trim
17	V	Visa Inc-class A Shares	+0.1%	+14.01%	Add
18	HD	Home Depot INC	+0.1%	-0.02%	Trim
19	UNP	Union Pacific CORP	+0.1%	+169.33%	Add
20	MO	Altria Group INC	+0.1%	+7.63%	Add
21	✓	Alphabet Inc.	+0.1%	+15.93%	Add
22	UTXZ	United Tech CORP	+0.1%	+60.30%	Add
23	EOG	Eog Resources INC	+0.1%	+97.51%	Add
24	AAPL	Apple INC	+0.1%	+0.38%	Add
25	KMI	Kinder Morgan INC	+0.1%	+26.47%	Add
26	PG	Procter & Gamble Co/the	+0.1%	+20.64%	Add
27	AMT	American Tower CORP	+0.1%	+32.11%	Add
28	JPM	Jpmorgan Chase & Co	0%	-1.90%	Trim
29	BAC	Bank Of America CORP	0%	-2.83%	Trim
30	CSCO	Cisco Systems INC	0%	-1.40%	Trim
31	✓	Powershares Building and Const	0%	+3.05%	Add
32	IJR	Ishares Core S&p Small-cap E	0%	+5.87%	Add
33	IJK	Ishares S&p Mid-cap 400 Grow	0%	+1.32%	Add
34	INTC	Intel CORP	0%	-10.37%	Trim
35	IWF	Ishares Russell 1000 Growth	—	-0.16%	Trim
36	SHLXUSD	Shell Midstream Partners LP	-0.1%	-51.11%	Trim
37	CVS	Cvs Health CORP	-0.1%	-4.91%	Trim
38	AMJEUR	Jpmorgan Alerian Mlp Index	-0.1%	-9.55%	Trim
39	AMGN	Amgen INC	-0.1%	-4.32%	Trim
40	MDY	State Street Spdr S&p Midcap	-0.2%	-2.16%	Trim
41	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-2.96%	Trim
42	XOM	Exxon Mobil CORP	-0.3%	-39.21%	Trim
43	UBS	UBS Group AG	-0.5%	-36.23%	Trim
44	AEP	American Electric Power Company, Inc.	-0.6%	-48.11%	Trim
45	✓	RBC EEM due 6/11/20	—	NEW	New buy
46	✓	GS MID due 6/11/20	—	NEW	New buy
47	✓	MS SPX due 6/11/20	—	NEW	New buy
48	✓	RBC EFA due 6/11/20	—	NEW	New buy
49	✓	Lonza Group LTD	—	NEW	New buy
50	SCHW	Schwab (charles) CORP	—	NEW	New buy