MAI Capital Management — Q3 2017 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 442 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.51%	—	+0.44%
2	MDY	State Street Spdr S&p Midcap	ETF-Other	4.78%	—	-0.52%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.33%	-0.44%	+6.09%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.37%	+0.03%	+5.23%
5	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	1.72%	—	+7.46%
6	AAPL	Apple INC	Stock-Tech	1.65%	+0.14%	+6.43%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.64%	—	+0.99%
8	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.44%	+0.19%	-0.52%
9	EFA	Ishares Msci Eafe ETF	ETF-Other	1.43%	—	+0.32%
10	✓	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	1.35%	—	+12.16%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.34%	-0.08%	+3.44%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.30%	—	-0.45%
13	UBS	UBS Group AG	Stock-Financials	1.24%	—	-7.30%
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.22%	-0.12%	-1.50%
15	JNJ	Johnson & Johnson	Stock-Healthcare	1.19%	—	+1.22%
16	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.18%	—	+5.95%
17	✓	Comcast Corporation	Stock-Other	1.07%	—	+0.39%
18	MSFT	Microsoft CORP	Stock-Tech	1.05%	-0.52%	-0.80%
19	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.04%	—	+0.54%
20	UNH	Unitedhealth Group INC	Stock-Healthcare	1.03%	-0.28%	+8.26%
21	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.02%	—	-0.10%
22	✓	JPM S&P 500 Nt due 12/6/18	Stock-Other	0.99%	—	—
23	BA	Boeing Co/the	Stock-Industrials	0.96%	—	-12.97%
24	INTC	Intel CORP	Stock-Tech	0.93%	—	+1.65%
25	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.87%	—	+16.13%
26	ABT	Abbott Laboratories	Stock-Healthcare	0.85%	-0.11%	+0.18%
27	AMGN	Amgen INC	Stock-Healthcare	0.84%	—	+0.26%
28	RTN1USD	Raytheon Company	Stock-Other	0.83%	—	+1.95%
29	HD	Home Depot INC	Stock-Consumer Disc	0.83%	-0.05%	+2.11%
30	NEE	Nextera Energy INC	Stock-Utilities	0.81%	—	+1.43%
31	✓	GS EEM Nt due 12/6/18	Stock-Other	0.76%	—	—
32	QCOM	Qualcomm INC	Stock-Tech	0.76%	-0.13%	+1.41%
33	WFC	Wells Fargo & Co	Stock-Financials	0.75%	—	+0.59%
34	✓	Chubb Limited	Stock-Other	0.73%	—	+1.82%
35	PEP	Pepsico INC	Stock-Consumer Staples	0.72%	—	+4.65%
36	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.71%	—	+0.44%
37	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.70%	+0.04%	-0.02%
38	CSCO	Cisco Systems INC	Stock-Tech	0.70%	—	+3.97%
39	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.70%	—	+4.29%
40	✓	MS EFA Nt Due 12/8/18	Stock-Other	0.68%	—	—
41	BAC	Bank Of America CORP	Stock-Financials	0.68%	—	+1.63%
42	FEZ	State Street Spdr Euro Stoxx	ETF-Other	0.68%	—	+13.15%
43	IWD	Ishares Russell 1000 Value E	ETF-Other	0.66%	—	-2.11%
44	✓	MS SPX Nt 2/6/20	Stock-Other	0.66%	—	—
45	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.65%	—	+8.03%
46	TWXCHF	Time Warner INC	Stock-Other	0.63%	—	+1.01%
47	EPD	Enterprise Products Partners	Stock-Energy	0.62%	—	+0.71%
48	HON	Honeywell International INC	Stock-Industrials	0.60%	—	+1.33%
49	XOM	Exxon Mobil CORP	Stock-Energy	0.60%	+0.15%	+0.24%
50	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.58%	—	-1.60%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VMC	Vulcan Materials Co	+0.5%	+758.60%	Add
2	XLNXEUR	Xilinx INC	+0.3%	+171.72%	Add
3	C	Citigroup INC	+0.2%	+93.43%	Add
4	✓	iShares MSCI Emerging Markets ETF	+0.2%	+7.46%	Add
5	✓	iShares 20+ Year Treasury Bond ETF	+0.1%	+12.16%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.1%	+6.09%	Add
7	AAPL	Apple INC	+0.1%	+6.43%	Add
8	UNH	Unitedhealth Group INC	+0.1%	+8.26%	Add
9	RTN1USD	Raytheon Company	+0.1%	+1.95%	Add
10	FEZ	State Street Spdr Euro Stoxx	+0.1%	+13.15%	Add
11	IJR	Ishares Core S&p Small-cap E	+0.1%	+5.95%	Add
12	INTC	Intel CORP	+0.1%	+1.65%	Add
13	DEO	Diageo Plc-sponsored Adr	+0.1%	+4.29%	Add
14	V	Visa Inc-class A Shares	+0.1%	+6.95%	Add
15	✓	Alphabet Inc.	+0.1%	+26.14%	Add
16	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+73.80%	Add
17	D	Dominion Energy, Inc.	+0.1%	+12.45%	Add
18	BIDU	Baidu INC - Spon Adr	+0.1%	-0.30%	Trim
19	PVH	Pvh CORP	+0.1%	+158.00%	Add
20	IJH	Ishares Core S&p Midcap ETF	+0.1%	+5.23%	Add
21	BA	Boeing Co/the	+0.1%	-12.97%	Trim
22	IVE	Ishares S&p 500 Value ETF	+0.1%	+15.28%	Add
23	✓	Spdr S&p Bank ETF	+0.1%	+37.37%	Add
24	TYL	Tyler Technologies INC	0%	+21.74%	Add
25	JPM	Jpmorgan Chase & Co	0%	+3.44%	Add
26	ABT	Abbott Laboratories	0%	+0.18%	Add
27	CSCO	Cisco Systems INC	0%	+3.97%	Add
28	BMY	Bristol-myers Squibb Co	0%	-1.16%	Trim
29	HD	Home Depot INC	0%	+2.11%	Add
30	AMGN	Amgen INC	0%	+0.26%	Add
31	MSFT	Microsoft CORP	0%	-0.80%	Trim
32	IWM	Ishares Russell 2000 ETF	—	+0.99%	Add
33	EFA	Ishares Msci Eafe ETF	0%	+0.32%	Add
34	✓	Powershares Qqq Trust Ser 1	0%	-0.45%	Trim
35	✓	Plains All American Pipeline, L.P.	-0.1%	-72.86%	Trim
36	GEL	Genesis Energy L.p.	-0.1%	-73.98%	Trim
37	NKE	Nike INC -cl B	-0.1%	-0.59%	Trim
38	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+0.44%	Add
39	MDY	State Street Spdr S&p Midcap	-0.2%	-0.52%	Trim
40	UBS	UBS Group AG	-0.3%	-7.30%	Trim
41	✓	Fidelity Natl Finl INC	-0.3%	-56.86%	Trim
42	✓	MS SPX Nt 2/6/20	—	NEW	New buy
43	✓	Barclays S&P 500 due 7/26/17	—	EXIT	Sold out
44	✓	GS SX5E Nt due 3/31/20	—	NEW	New buy
45	✓	Andeavor Logistics	—	NEW	New buy
46	✓	Tesoro Logistics LP	—	EXIT	Sold out
47	✓	DuPont de Nemours, Inc.	—	NEW	New buy
48	DOW	Dow Chem Co	—	EXIT	Sold out
49	✓	MS Euro 50 NT due 9-22-17	—	EXIT	Sold out
50	EFX	Equifax INC	—	EXIT	Sold out