MAI Capital Management — Q2 2017 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 452 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.62%	—	+1.39%
2	MDY	State Street Spdr S&p Midcap	ETF-Other	4.96%	—	+1.78%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.20%	-0.44%	+14.36%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.32%	+0.03%	+16.72%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.64%	—	+2.39%
6	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	1.57%	—	+17.24%
7	AAPL	Apple INC	Stock-Tech	1.53%	+0.14%	-1.01%
8	UBS	UBS Group AG	Stock-Financials	1.50%	—	+0.14%
9	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.49%	+0.19%	+3.03%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	1.44%	—	-0.54%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.31%	-0.08%	+3.87%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.31%	—	+0.50%
13	JNJ	Johnson & Johnson	Stock-Healthcare	1.27%	—	-1.41%
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.25%	-0.12%	-0.71%
15	✓	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	1.21%	—	+33.65%
16	✓	Comcast Corporation	Stock-Other	1.14%	—	-1.18%
17	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.11%	—	+23.34%
18	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.07%	—	+2.78%
19	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.05%	—	+9.64%
20	MSFT	Microsoft CORP	Stock-Tech	1.04%	-0.52%	-1.29%
21	✓	JPM S&P 500 Nt due 12/6/18	Stock-Other	1.03%	—	—
22	UNH	Unitedhealth Group INC	Stock-Healthcare	0.95%	-0.28%	-1.98%
23	BA	Boeing Co/the	Stock-Industrials	0.91%	—	-19.14%
24	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.89%	—	+2.65%
25	INTC	Intel CORP	Stock-Tech	0.86%	—	+2.27%
26	QCOM	Qualcomm INC	Stock-Tech	0.85%	-0.13%	+26.41%
27	AMGN	Amgen INC	Stock-Healthcare	0.82%	—	+0.95%
28	ABT	Abbott Laboratories	Stock-Healthcare	0.82%	-0.11%	-1.46%
29	NEE	Nextera Energy INC	Stock-Utilities	0.81%	—	-10.02%
30	HD	Home Depot INC	Stock-Consumer Disc	0.81%	-0.05%	-2.48%
31	WFC	Wells Fargo & Co	Stock-Financials	0.79%	—	+5.16%
32	✓	GS EEM Nt due 12/6/18	Stock-Other	0.78%	—	-0.25%
33	✓	Chubb Limited	Stock-Other	0.77%	—	-0.05%
34	PEP	Pepsico INC	Stock-Consumer Staples	0.75%	—	-12.81%
35	RTN1USD	Raytheon Company	Stock-Other	0.75%	—	+0.02%
36	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.73%	—	+0.58%
37	IWD	Ishares Russell 1000 Value E	ETF-Other	0.70%	—	+6.51%
38	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.70%	+0.04%	+2.27%
39	✓	MS EFA Nt Due 12/8/18	Stock-Other	0.70%	—	-1.05%
40	BAC	Bank Of America CORP	Stock-Financials	0.68%	—	+11.16%
41	EPD	Enterprise Products Partners	Stock-Energy	0.68%	—	-0.68%
42	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.67%	—	-5.47%
43	CSCO	Cisco Systems INC	Stock-Tech	0.67%	—	+2.14%
44	TWXCHF	Time Warner INC	Stock-Other	0.65%	—	-0.58%
45	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.64%	—	-0.77%
46	XOM	Exxon Mobil CORP	Stock-Energy	0.63%	+0.15%	+1.01%
47	FEZ	State Street Spdr Euro Stoxx	ETF-Other	0.60%	—	+52.70%
48	HON	Honeywell International INC	Stock-Industrials	0.59%	—	-0.76%
49	WEP	Magellan Midstream Partners	Stock-Other	0.59%	—	-0.50%
50	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.58%	—	-4.49%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IVV	Ishares Core S&p 500 ETF	+0.4%	+14.36%	Add
2	✓	iShares 20+ Year Treasury Bond ETF	+0.3%	+33.65%	Add
3	IJH	Ishares Core S&p Midcap ETF	+0.3%	+16.72%	Add
4	✓	iShares MSCI Emerging Markets ETF	+0.2%	+17.24%	Add
5	FEZ	State Street Spdr Euro Stoxx	+0.2%	+52.70%	Add
6	✓	Powershares Building and Const	+0.2%	+68.37%	Add
7	IJR	Ishares Core S&p Small-cap E	+0.2%	+23.34%	Add
8	NKE	Nike INC -cl B	+0.2%	+36.17%	Add
9	BUD	Anheuser-busch Inbev-spn Adr	+0.1%	+44.15%	Add
10	QCOM	Qualcomm INC	+0.1%	+26.41%	Add
11	✓	Straight Path Communicatns Incorporated Class B	+0.1%	—	Unchanged
12	NFLX	Netflix INC	+0.1%	+484.24%	Add
13	T	At&t INC	+0.1%	+66.47%	Add
14	✓	Spdr S&p Bank ETF	+0.1%	+104.53%	Add
15	BAC	Bank Of America CORP	+0.1%	+11.16%	Add
16	USB	US Bancorp	+0.1%	+376.10%	Add
17	UNH	Unitedhealth Group INC	+0.1%	-1.98%	Trim
18	IJJ	Ishares S&p Mid-cap 400 Valu	+0.1%	+9.64%	Add
19	MO	Altria Group INC	+0.1%	+11.40%	Add
20	V	Visa Inc-class A Shares	+0.1%	+9.57%	Add
21	JPM	Jpmorgan Chase & Co	0%	+3.87%	Add
22	IVW	Ishares S&p 500 Growth ETF	0%	+11.59%	Add
23	IVE	Ishares S&p 500 Value ETF	0%	+14.19%	Add
24	ABT	Abbott Laboratories	0%	-1.46%	Trim
25	IJK	Ishares S&p Mid-cap 400 Grow	0%	+2.78%	Add
26	IWM	Ishares Russell 2000 ETF	0%	+2.39%	Add
27	JNJ	Johnson & Johnson	—	-1.41%	Trim
28	EFA	Ishares Msci Eafe ETF	—	-0.54%	Trim
29	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+1.39%	Add
30	MDY	State Street Spdr S&p Midcap	-0.1%	+1.78%	Add
31	TGT	Target CORP	-0.1%	-68.21%	Trim
32	WES	Western Midstream Partners, LP	-0.1%	-12.38%	Trim
33	MCD	Mcdonald's CORP	-0.1%	-52.69%	Trim
34	D	Dominion Energy, Inc.	-0.1%	-7.84%	Trim
35	AEP	American Electric Power Company, Inc.	-0.1%	+2.65%	Add
36	PEP	Pepsico INC	-0.1%	-12.81%	Trim
37	AMJEUR	Jpmorgan Alerian Mlp Index	-0.1%	-5.47%	Trim
38	BA	Boeing Co/the	-0.1%	-19.14%	Trim
39	UBS	UBS Group AG	-0.2%	+0.14%	Add
40	✓	MS XLE Note Due 5-19-17	—	EXIT	Sold out
41	✓	MS Int'l Note Due 5/11/17	—	EXIT	Sold out
42	TYL	Tyler Technologies INC	—	NEW	New buy
43	SUN	Sunoco LP	—	EXIT	Sold out
44	✓	Energy Transfer LP	—	NEW	New buy
45	✓	GS EFA Nt due 11/26/19	—	NEW	New buy
46	✓	GS EEM Nt due 11/26/19	—	NEW	New buy
47	✓		—	EXIT	Sold out
48	ITA	Ishares U.s. Aerospace & Def	—	NEW	New buy
49	NVR	Nvr INC	—	EXIT	Sold out
50	STZ	Constellation Brands Inc-a	—	NEW	New buy