MAI Capital Management — Q3 2016 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 449 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.05%	—	-0.05%
2	MDY	State Street Spdr S&p Midcap	ETF-Other	4.56%	—	-1.20%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.25%	-0.44%	+12.17%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	1.71%	—	-3.30%
5	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.62%	+0.19%	-0.70%
6	UBS	UBS Group AG	Stock-Financials	1.60%	—	+1.09%
7	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.59%	+0.03%	+3.57%
8	AAPL	Apple INC	Stock-Tech	1.51%	+0.14%	-3.45%
9	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.50%	—	-0.14%
10	JNJ	Johnson & Johnson	Stock-Healthcare	1.33%	—	-7.04%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.32%	-0.08%	-2.36%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.31%	—	-5.44%
13	✓	Comcast Corporation	Stock-Other	1.23%	—	-2.98%
14	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.17%	—	-0.46%
15	✓	JPM S&P 500 Nt due 12/6/18	Stock-Other	1.17%	—	-0.78%
16	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.15%	—	-9.73%
17	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.14%	—	-1.60%
18	INTC	Intel CORP	Stock-Tech	1.14%	—	-3.45%
19	MSFT	Microsoft CORP	Stock-Tech	1.13%	-0.52%	+1.21%
20	PEP	Pepsico INC	Stock-Consumer Staples	1.13%	—	-12.21%
21	IWF	Ishares Russell 1000 Growth	ETF-Other	1.07%	-0.12%	+2.21%
22	BA	Boeing Co/the	Stock-Industrials	0.98%	—	-0.87%
23	✓	Chubb Limited	Stock-Other	0.96%	—	-3.74%
24	✓	iShares MSCI Emerging Markets ETF	ETF-Emerging Markets	0.94%	—	+6.23%
25	HD	Home Depot INC	Stock-Consumer Disc	0.92%	-0.05%	-2.38%
26	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.91%	—	-1.04%
27	UNH	Unitedhealth Group INC	Stock-Healthcare	0.91%	-0.28%	+0.05%
28	ABT	Abbott Laboratories	Stock-Healthcare	0.91%	-0.11%	-13.43%
29	✓	Medtronic plc	Stock-Other	0.91%	—	-1.03%
30	RTN1USD	Raytheon Company	Stock-Other	0.90%	—	+0.70%
31	EPD	Enterprise Products Partners	Stock-Energy	0.87%	—	-1.88%
32	AMGN	Amgen INC	Stock-Healthcare	0.87%	—	-7.42%
33	WEP	Magellan Midstream Partners	Stock-Other	0.86%	—	-7.67%
34	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.86%	—	+8.70%
35	NEE	Nextera Energy INC	Stock-Utilities	0.84%	—	-4.02%
36	✓	GS EEM Nt due 12/6/18	Stock-Other	0.82%	—	—
37	CSCO	Cisco Systems INC	Stock-Tech	0.81%	—	-1.71%
38	XOM	Exxon Mobil CORP	Stock-Energy	0.80%	+0.15%	+8.31%
39	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.75%	—	+2.27%
40	WFC	Wells Fargo & Co	Stock-Financials	0.75%	—	-2.66%
41	✓	MS EFA Nt Due 12/8/18	Stock-Other	0.74%	—	-0.52%
42	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.72%	+0.04%	-1.65%
43	VZ	Verizon Communications INC	Stock-Comm Services	0.71%	+0.05%	+2.02%
44	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.69%	—	-0.85%
45	BAC	Bank Of America CORP	Stock-Financials	0.66%	—	-9.14%
46	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.66%	—	-2.46%
47	IWD	Ishares Russell 1000 Value E	ETF-Other	0.66%	—	+11.45%
48	✓	Eqt Midstream Partners LP	Stock-Other	0.66%	—	-9.81%
49	CAH	Cardinal Health INC	Stock-Healthcare	0.65%	—	-4.82%
50	HON	Honeywell International INC	Stock-Industrials	0.65%	—	-5.67%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	KMI	Kinder Morgan INC	+0.5%	+731.09%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.3%	+12.17%	Add
3	AAPL	Apple INC	+0.2%	-3.45%	Trim
4	TRGP	Targa Resources CORP	+0.2%	+124.41%	Add
5	MSFT	Microsoft CORP	+0.1%	+1.21%	Add
6	✓	iShares MSCI Emerging Markets ETF	+0.1%	+6.23%	Add
7	INTC	Intel CORP	+0.1%	-3.45%	Trim
8	✓	iShares 20+ Year Treasury Bond ETF	+0.1%	+12.84%	Add
9	IVE	Ishares S&p 500 Value ETF	+0.1%	+31.20%	Add
10	WY	Weyerhaeuser Co	+0.1%	+22.77%	Add
11	IWM	Ishares Russell 2000 ETF	+0.1%	-0.14%	Trim
12	IJH	Ishares Core S&p Midcap ETF	+0.1%	+3.57%	Add
13	IWD	Ishares Russell 1000 Value E	+0.1%	+11.45%	Add
14	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	-0.05%	Trim
15	QCOM	Qualcomm INC	+0.1%	-9.82%	Trim
16	DOW	Dow Chem Co	+0.1%	+46.55%	Add
17	CSCO	Cisco Systems INC	+0.1%	-1.71%	Trim
18	✓	Alphabet Inc.	+0.1%	+0.34%	Add
19	AMJEUR	Jpmorgan Alerian Mlp Index	+0.1%	+8.70%	Add
20	IWF	Ishares Russell 1000 Growth	0%	+2.21%	Add
21	✓	GS EEM Nt due 12/6/18	0%	—	Unchanged
22	JPM	Jpmorgan Chase & Co	0%	-2.36%	Trim
23	✓	Powershares Qqq Trust Ser 1	0%	-5.44%	Trim
24	MDY	State Street Spdr S&p Midcap	0%	-1.20%	Trim
25	BMY	Bristol-myers Squibb Co	-0.1%	-49.99%	Trim
26	D	Dominion Energy, Inc.	-0.1%	-0.31%	Trim
27	CVS	Cvs Health CORP	-0.1%	-1.00%	Trim
28	✓	Valero Energy Corporation	-0.1%	-2.16%	Trim
29	PG	Procter & Gamble Co/the	-0.1%	-9.73%	Trim
30	WFC	Wells Fargo & Co	-0.1%	-2.66%	Trim
31	EPD	Enterprise Products Partners	-0.1%	-1.88%	Trim
32	ABT	Abbott Laboratories	-0.1%	-13.43%	Trim
33	✓	Chubb Limited	-0.1%	-3.74%	Trim
34	NEE	Nextera Energy INC	-0.1%	-4.02%	Trim
35	AEP	American Electric Power Company, Inc.	-0.1%	-0.46%	Trim
36	UPS	United Parcel Service-cl B	-0.1%	-31.82%	Trim
37	✓	Eqt Midstream Partners LP	-0.1%	-9.81%	Trim
38	PEP	Pepsico INC	-0.2%	-12.21%	Trim
39	WEP	Magellan Midstream Partners	-0.2%	-7.67%	Trim
40	JNJ	Johnson & Johnson	-0.2%	-7.04%	Trim
41	✓	Barclays Bank Plc Zro Idx LKD	—	EXIT	Sold out
42	✓		—	EXIT	Sold out
43	✓	Qihoo 360 Technology Co LTD	—	EXIT	Sold out
44	✓	Morgan Stanley Note IDX LKD 0%	—	EXIT	Sold out
45	AIT	Applied Industrial Tech INC	—	EXIT	Sold out
46	MPWR	Monolithic Power Systems INC	—	NEW	New buy
47	✓	Linkedin CORP	—	NEW	New buy
48	✓	Equity Group Hlgs LP Rep	—	NEW	New buy
49	✓	Fortive Corporation	—	NEW	New buy
50	✓		—	EXIT	Sold out