MAI Capital Management — Q4 2014 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

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Full holdings list this quarter

Showing top 200 holdings (of 469 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.76%	—	—
2	MDY	State Street Spdr S&p Midcap	ETF-Other	4.00%	—	—
3	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	2.69%	—	-5.74%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	1.83%	—	—
5	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.45%	+0.19%	—
6	✓		Stock-Other	1.37%	—	+2.75%
7	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.35%	—	—
8	✓	Time Warner Cable INC	Stock-Other	1.35%	—	+15.03%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	1.29%	-0.08%	+1.62%
10	WMB	Williams Cos INC	Stock-Energy	1.28%	+0.07%	+19.74%
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.21%	—	—
12	QCOM	Qualcomm INC	Stock-Tech	1.20%	-0.13%	+4.20%
13	JNJ	Johnson & Johnson	Stock-Healthcare	1.18%	—	+7.01%
14	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.18%	—	—
15	XLNXEUR	Xilinx INC	Stock-Other	1.17%	—	+119.78%
16	ET	Energy Transfer LP	Stock-Energy	1.15%	—	-0.04%
17	EPD	Enterprise Products Partners	Stock-Energy	1.14%	—	+104.34%
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.13%	—	+5.13%
19	BA	Boeing Co/the	Stock-Industrials	1.12%	—	+36.81%
20	WEP	Magellan Midstream Partners	Stock-Other	1.11%	—	-3.20%
21	SBUX	Starbucks CORP	Stock-Consumer Disc	1.05%	—	+1459.01%
22	✓	Barclays S&P 500 Note due 06-0	Stock-Other	1.04%	—	-1.12%
23	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.03%	—	—
24	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.99%	+0.04%	—
25	HD	Home Depot INC	Stock-Consumer Disc	0.98%	-0.05%	-2.54%
26	ABT	Abbott Laboratories	Stock-Healthcare	0.97%	-0.11%	-10.77%
27	✓	Northstar Rlty Fin Cp Com	Stock-Other	0.95%	—	—
28	EQMUSD	Eqm Midstream Partners LP	Stock-Other	0.94%	—	+3.94%
29	✓		Stock-Other	0.94%	—	-3.98%
30	PEP	Pepsico INC	Stock-Consumer Staples	0.93%	—	+331.14%
31	UTXZ	United Tech CORP	Stock-Other	0.92%	—	+598.43%
32	✓	Credit Suisse EEM Note due 05-	Stock-Other	0.92%	—	—
33	OXY	Occidental Petroleum CORP	Stock-Energy	0.90%	—	+31.47%
34	CB	Chubb Limited	Stock-Financials	0.89%	—	+14.04%
35	MET	Metlife INC	Stock-Financials	0.86%	—	+235.73%
36	HON	Honeywell International INC	Stock-Industrials	0.86%	—	-0.53%
37	BXUSD	Blackstone Group Lp/the	Stock-Other	0.85%	—	—
38	CVX	Chevron CORP	Stock-Energy	0.84%	+0.09%	+5.87%
39	✓	GS EAFE Note due 06-03-16	Stock-Other	0.84%	—	-0.81%
40	SLB	Slb LTD	Stock-Energy	0.84%	—	+14.94%
41	SUN	Sunoco LP	Stock-Other	0.84%	—	+1.09%
42	RTN1USD	Raytheon Company	Stock-Other	0.81%	—	+3717.98%
43	TRGP	Targa Resources CORP	Stock-Energy	0.81%	—	+2.38%
44	MDT	Medtronic plc	Stock-Healthcare	0.79%	—	-14.36%
45	IWF	Ishares Russell 1000 Growth	ETF-Other	0.73%	-0.12%	—
46	AMGN	Amgen INC	Stock-Healthcare	0.70%	—	+4.93%
47	✓	Access Midstream Partners L	Stock-Other	0.70%	—	-22.92%
48	FEZ	State Street Spdr Euro Stoxx	ETF-Other	0.69%	—	—
49	✓	Altera CORP	Stock-Other	0.68%	—	-2.09%
50	IP	International Paper Co	Stock-Consumer Disc	0.65%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SBUX	Starbucks CORP	+1%	+1459.01%	Add
2	RTN1USD	Raytheon Company	+0.8%	+3717.98%	Add
3	UTXZ	United Tech CORP	+0.7%	+598.43%	Add
4	PEP	Pepsico INC	+0.7%	+331.14%	Add
5	MET	Metlife INC	+0.5%	+235.73%	Add
6	KMI	Kinder Morgan INC	+0.4%	+511.81%	Add
7	XLNXEUR	Xilinx INC	+0.4%	+119.78%	Add
8	BA	Boeing Co/the	0%	+36.81%	Add
9	✓	Access Midstream Partners L	-0.8%	-22.92%	Trim
10	GSK	GSK plc ADRhedged	-1%	-93.66%	Trim
11	WFC	Wells Fargo & Co	-1.1%	-84.77%	Trim
12	ADM	Archer-daniels-midland Co	-1.1%	-79.00%	Trim
13	ARL	American Realty Capital Properties Inc	-1.1%	-81.05%	Trim
14	LAZ	Lazard, Inc.	-1.1%	-97.79%	Trim
15	WHR	Whirlpool CORP	-1.2%	-95.08%	Trim
16	AAPL	Apple INC	-1.6%	-70.46%	Trim
17	AMJEUR	Jpmorgan Alerian Mlp Index	-1.8%	-5.74%	Trim
18	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
19	MDY	State Street Spdr S&p Midcap	—	NEW	New buy
20	EFA	Ishares Msci Eafe ETF	—	NEW	New buy
21	SDY	Ss Spdr S&p Dividend ETF	—	NEW	New buy
22	✓	Northstar Realty Finance Corp.	—	EXIT	Sold out
23	EEM	Ishares Msci Emerging Market	—	NEW	New buy
24	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
25	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
26	IJJ	Ishares S&p Mid-cap 400 Valu	—	NEW	New buy
27	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
28	✓	Northstar Rlty Fin Cp Com	—	NEW	New buy
29	BXUSD	Blackstone Group Lp/the	—	NEW	New buy
30	NE	Noble Corporation plc	—	EXIT	Sold out
31	IWF	Ishares Russell 1000 Growth	—	NEW	New buy
32	FEZ	State Street Spdr Euro Stoxx	—	NEW	New buy
33	IP	International Paper Co	—	NEW	New buy
34	IJK	Ishares S&p Mid-cap 400 Grow	—	NEW	New buy
35	✓	Northstar Asset Mgmt Group I	—	NEW	New buy
36	IWN	Ishares Russell 2000 Value E	—	NEW	New buy
37	BKR	Baker Hughes Company	—	NEW	New buy
38	DGS	Wisdomtree Em Small Cap	—	NEW	New buy
39	✓	GS Euro 50 Note due 11-18-14	—	EXIT	Sold out
40	IWD	Ishares Russell 1000 Value E	—	NEW	New buy
41	MPLX	Mplx LP	—	NEW	New buy
42	✓	MS XLE Note Due 5-19-17	—	NEW	New buy
43	✓	Walter Invt Mgmt CORP	—	EXIT	Sold out
44	✓	Barclays Spx Mid Note due 01-2	—	NEW	New buy
45	IWO	Ishares Russell 2000 Growth	—	NEW	New buy
46	✓	Barclays EEM Note due 9-22-14	—	EXIT	Sold out
47	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
48	✓	Credit Suisse XLE note due 9-2	—	EXIT	Sold out
49	✓	Rydex ETF Trust	—	NEW	New buy
50	✓	CS Euro Stoxx 50 due 9-29-14	—	EXIT	Sold out