MAI Capital Management — Q3 2013 13F Holdings

Name: MAI Capital Management — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001040197

Total reported value

$17.7B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 361 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	5.25%	—	-2.20%
2	QCOM	Qualcomm INC	Stock-Tech	2.50%	-0.13%	-7.50%
3	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.00%	—	+2.85%
4	VOD	Vodafone Group Public Limited Company	Stock-Comm Services	1.98%	—	-5.32%
5	JPM	Jpmorgan Chase & Co	Stock-Financials	1.95%	-0.08%	+4.94%
6	JNJ	Johnson & Johnson	Stock-Healthcare	1.94%	—	+0.54%
7	WFC	Wells Fargo & Co	Stock-Financials	1.77%	—	+7.75%
8	EPD	Enterprise Products Partners	Stock-Energy	1.72%	—	-6.44%
9	✓	Access Midstream Partners L	Stock-Other	1.67%	—	-9.66%
10	ADM	Archer-daniels-midland Co	Stock-Consumer Staples	1.65%	—	-0.53%
11	ABT	Abbott Laboratories	Stock-Healthcare	1.62%	-0.11%	+7.58%
12	CVX	Chevron CORP	Stock-Energy	1.60%	+0.09%	-3.27%
13	CB	Chubb Limited	Stock-Financials	1.57%	—	+2.05%
14	PM	Philip Morris International	Stock-Consumer Staples	1.57%	—	-1.39%
15	ABBV	Abbvie INC	Stock-Healthcare	1.55%	—	-0.68%
16	WMB	Williams Cos INC	Stock-Energy	1.52%	+0.07%	+5.60%
17	SLB	Slb LTD	Stock-Energy	1.50%	—	-1.77%
18	WEP	Magellan Midstream Partners	Stock-Other	1.47%	—	-9.93%
19	IBM	Intl Business Machines CORP	Stock-Tech	1.47%	—	+8.73%
20	HD	Home Depot INC	Stock-Consumer Disc	1.41%	-0.05%	+4.40%
21	KMI	Kinder Morgan INC	Stock-Energy	1.41%	—	+8.40%
22	MDT	Medtronic plc	Stock-Healthcare	1.40%	—	+6.61%
23	BA	Boeing Co/the	Stock-Industrials	1.40%	—	-5.44%
24	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.39%	—	+2.31%
25	GSK	GSK plc ADRhedged	Stock-Healthcare	1.37%	—	+3.47%
26	HON	Honeywell International INC	Stock-Industrials	1.36%	—	+0.08%
27	✓		Stock-Other	1.33%	—	-7.14%
28	CB	Chubb Limited	Stock-Financials	1.32%	—	-2.70%
29	AAPL	Apple INC	Stock-Tech	1.31%	+0.14%	-13.72%
30	LAZ	Lazard, Inc.	Stock-Financials	1.29%	—	+0.16%
31	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	1.27%	—	-1.59%
32	SUN	Sunoco LP	Stock-Other	1.26%	—	-11.34%
33	ET	Energy Transfer LP	Stock-Energy	1.23%	—	-11.62%
34	PAA	Plains All Amer Pipeline LP	Stock-Energy	1.19%	—	-8.09%
35	✓	Williams Partners, LP	Stock-Other	1.12%	—	-11.58%
36	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	Stock-Other	1.10%	—	-12.37%
37	✓	Targa Resources Corp.	Stock-Other	1.04%	—	-11.08%
38	EQMUSD	Eqm Midstream Partners LP	Stock-Other	0.97%	—	-10.47%
39	XOM	Exxon Mobil CORP	Stock-Energy	0.93%	+0.15%	-10.09%
40	WES	Western Midstream Partners, LP	Stock-Energy	0.93%	—	-0.51%
41	POT1EUR	Potash CORP Of Saskatchewan	Stock-Other	0.91%	—	-32.17%
42	GOOG	Alphabet A	Stock-Comm Services	0.90%	—	+1.28%
43	FNBCQUSD	First Nbc Bank Holding Co	Stock-Other	0.78%	—	—
44	BIDU	Baidu INC - Spon Adr	Stock-Comm Services	0.71%	—	-0.78%
45	DCPUSD	Dcp Midstream LP	Stock-Other	0.69%	—	-17.56%
46	NEM	Newmont CORP	Stock-Materials	0.64%	—	-26.82%
47	CHKEUR	Chesapeake Energy CORP	Stock-Other	0.59%	—	+23.58%
48	✓		Stock-Other	0.59%	—	-18.06%
49	ORCL	Oracle CORP	Stock-Tech	0.59%	-0.17%	+5.08%
50	NKE	Nike INC -cl B	Stock-Consumer Disc	0.51%	—	+0.81%

1–50 of 200

Holding changes this quarter

Position changes disclosed by MAI Capital Management for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BIDU	Baidu INC - Spon Adr	+0.3%	-0.78%	Trim
2	KO	Coca-cola Co/the	+0.3%	+690.09%	Add
3	VOD	Vodafone Group Public Limited Company	+0.3%	-5.32%	Trim
4	SLB	Slb LTD	+0.3%	-1.77%	Trim
5	FSLR	First Solar INC	+0.3%	+228.41%	Add
6	WMB	Williams Cos INC	+0.2%	+5.60%	Add
7	CHKEUR	Chesapeake Energy CORP	+0.2%	+23.58%	Add
8	UBS	UBS Group AG	+0.2%	+239.70%	Add
9	✓		+0.2%	-7.14%	Trim
10	LAZ	Lazard, Inc.	+0.1%	+0.16%	Add
11	MDT	Medtronic plc	+0.1%	+6.61%	Add
12	WFC	Wells Fargo & Co	+0.1%	+7.75%	Add
13	ADM	Archer-daniels-midland Co	+0.1%	-0.53%	Trim
14	AEP	American Electric Power Company, Inc.	+0.1%	+2.85%	Add
15	CB	Chubb Limited	+0.1%	+2.05%	Add
16	BA	Boeing Co/the	+0.1%	-5.44%	Trim
17	ABBV	Abbvie INC	+0.1%	-0.68%	Trim
18	DEO	Diageo Plc-sponsored Adr	+0.1%	-1.59%	Trim
19	NOVEUR	National Oilwell Varco INC	+0.1%	+9.79%	Add
20	SUN	Sunoco LP	-0.1%	-11.34%	Trim
21	WEP	Magellan Midstream Partners	-0.1%	-9.93%	Trim
22	EQMUSD	Eqm Midstream Partners LP	-0.1%	-10.47%	Trim
23	✓	Williams Partners, LP	-0.1%	-11.58%	Trim
24	GEL	Genesis Energy L.p.	-0.1%	-19.91%	Trim
25	XOM	Exxon Mobil CORP	-0.2%	-10.09%	Trim
26	✓	Access Midstream Partners L	-0.2%	-9.66%	Trim
27	EPD	Enterprise Products Partners	-0.2%	-6.44%	Trim
28	WES	Western Midstream Partners, LP	-0.2%	-18.17%	Trim
29	PAA	Plains All Amer Pipeline LP	-0.2%	-8.09%	Trim
30	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	-0.2%	-12.37%	Trim
31	MMM	3m Co	-0.2%	-65.73%	Trim
32	META	Meta Platforms Inc-class A	-0.2%	-88.12%	Trim
33	DCPUSD	Dcp Midstream LP	-0.2%	-17.56%	Trim
34	NEM	Newmont CORP	-0.3%	-26.82%	Trim
35	GNCIQ	Gnc Holdings Inc-cl A	-0.3%	-84.36%	Trim
36	WU	Western Union Co	-0.3%	-92.44%	Trim
37	AMJEUR	Jpmorgan Alerian Mlp Index	-0.4%	-2.20%	Trim
38	OKE	ONEOK, Inc.	-0.5%	-85.41%	Trim
39	POT1EUR	Potash CORP Of Saskatchewan	-0.7%	-32.17%	Trim
40	TROW	T Rowe Price Group INC	-1.1%	-84.63%	Trim
41	MSFT	Microsoft CORP	-1.3%	-84.95%	Trim
42	OKE	Oneok INC	—	NEW	New buy
43	PWR	Quanta Services INC	—	NEW	New buy
44	PHM	Pultegroup INC	—	NEW	New buy
45	✓	Mellanox Technologies LTD	—	NEW	New buy
46	LEN	Lennar Corp-a	—	NEW	New buy
47	DHI	Dr Horton INC	—	NEW	New buy
48	LOW	Lowe's Cos INC	—	EXIT	Sold out
49	DOW	Dow Chem Co	—	NEW	New buy
50	✓	Scb Bancorp	—	EXIT	Sold out