Mackay Shields LLC — Q1 2020 13F Holdings

Name: Mackay Shields LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000061227

Total reported value

$2.7B

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Full holdings list this quarter

Showing top 200 holdings (of 1383 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.68%	—	-9.72%
2	MSFT	Microsoft CORP	Stock-Tech	3.43%	—	-4.20%
3	AAPL	Apple INC	Stock-Tech	2.92%	—	-6.48%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	2.33%	—	+1.72%
5	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.19%	—	-43.28%
6	META	Meta Platforms Inc-class A	Stock-Comm Services	1.17%	—	-5.71%
7	DHR 0 01-22-21	Danaher CORP	Stock-Healthcare	1.14%	—	-0.18%
8	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.94%	—	-9.48%
9	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.93%	—	-4.27%
10	NICEIT 1.25 01-15-24	Nice Systems INC	Stock-Other	0.88%	—	+0.02%
11	ELV 2.75 10-15-42	Elevance Health INC	Stock-Healthcare	0.87%	—	+7.55%
12	JNJ	Johnson & Johnson	Stock-Healthcare	0.83%	—	+17.63%
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.76%	—	+6.60%
14	LITE 0.25 03-15-24	Lumentum Holdings INC	Stock-Tech	0.74%	—	+0.14%
15	V	Visa Inc-class A Shares	Stock-Financials	0.74%	—	-5.97%
16	UNH	Unitedhealth Group INC	Stock-Healthcare	0.73%	—	-2.27%
17	TDOC 1.375 05-15-25	Teladoc Health INC	Stock-Healthcare	0.70%	—	-33.40%
18	MA	Mastercard INC - A	Stock-Financials	0.65%	—	+1.53%
19	BMRN 0.599 08-01-24	Biomarin Pharmaceutical	Stock-Healthcare	0.65%	—	+0.06%
20	MRVL 1.125 12-01-20	Inphi CORP	Stock-Tech	0.61%	—	+0.10%
21	RNG 0 03-15-23	Ringcentral INC	Stock-Tech	0.60%	—	+34.02%
22	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.60%	—	+7.98%
23	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.60%	—	-11.52%
24	JPM	Jpmorgan Chase & Co	Stock-Financials	0.55%	—	-5.86%
25	INTC	Intel CORP	Stock-Tech	0.52%	—	+19.68%
26	BAC	Bank Of America CORP	Stock-Financials	0.52%	—	-6.76%
27	MRK	Merck & Co. INC.	Stock-Healthcare	0.50%	—	+6.31%
28	DISH 3.375 08-15-26	Dish Network CORP	Stock-Other	0.49%	—	-0.18%
29	NOW 0 06-01-22	Servicenow INC	Stock-Tech	0.48%	—	+0.08%
30	BAC 7.25 PERP L	Bank Of America CORP	Stock-Financials	0.47%	—	-0.25%
31	ADBE	Adobe INC	Stock-Tech	0.46%	—	+9.25%
32	BKNG 0.9 09-15-21	Booking Holdings INC	Stock-Consumer Disc	0.45%	—	+0.26%
33	HD	Home Depot INC	Stock-Consumer Disc	0.44%	—	-17.56%
34	NVDA	Nvidia CORP	Stock-Tech	0.44%	—	+1.30%
35	AMGN	Amgen INC	Stock-Healthcare	0.44%	—	-9.07%
36	WDAY 0.25 10-01-22	Workday INC	Stock-Tech	0.42%	—	+0.02%
37	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	0.42%	—	+0.14%
38	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	Stock-Other	0.41%	—	+12.83%
39	VZ	Verizon Communications INC	Stock-Comm Services	0.39%	—	-28.45%
40	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.39%	—	-19.44%
41	EXAS 1 01-15-25	Exact Sciences CORP	Stock-Other	0.39%	—	+28.58%
42	ABBV	Abbvie INC	Stock-Healthcare	0.38%	—	-16.49%
43	MMIT	Nyli Mackay Muni Intrm ETF	ETF-Other	0.38%	—	—
44	T	At&t INC	Stock-Comm Services	0.37%	—	-10.85%
45	SPLK 0.5 09-15-23	Splunk INC	Stock-Other	0.37%	—	+0.04%
46	BDX 6.125 05-01-20 A	Becton Dickinson And Co	Stock-Healthcare	0.37%	—	+0.11%
47	PFE	Pfizer INC	Stock-Healthcare	0.36%	—	+14.80%
48	PEP	Pepsico INC	Stock-Consumer Staples	0.35%	—	+2.25%
49	WMT	Walmart INC	Stock-Consumer Staples	0.35%	—	-11.94%
50	CRM	Salesforce INC	Stock-Tech	0.35%	—	-4.28%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Mackay Shields LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	RNG 0 03-15-23	Ringcentral INC	+0.3%	+34.02%	Add
2	TSLA 1.25 03-01-21	Tesla INC	+0.3%	+5230.87%	Add
3	AAPL	Apple INC	+0.2%	-6.48%	Trim
4	DXCM 0.75 12-01-23	Dexcom INC	+0.2%	+78.78%	Add
5	GOOGL	Alphabet Inc-cl A	+0.1%	-4.27%	Trim
6	ELV 2.75 10-15-42	Elevance Health INC	+0.1%	+7.55%	Add
7	V	Visa Inc-class A Shares	+0.1%	-5.97%	Trim
8	GOOG	Alphabet Inc-cl C	+0.1%	-9.48%	Trim
9	META	Meta Platforms Inc-class A	0%	-5.71%	Trim
10	MCHP 1.625 02-15-25	Microchip Technology INC	0%	+7.98%	Add
11	HD	Home Depot INC	0%	-17.56%	Trim
12	T	At&t INC	-0.1%	-10.85%	Trim
13	VZ	Verizon Communications INC	-0.1%	-28.45%	Trim
14	ORCL	Oracle CORP	-0.1%	-38.51%	Trim
15	NKE	Nike INC -cl B	-0.1%	-34.03%	Trim
16	CMCSA	Comcast Corp-class A	-0.1%	-24.48%	Trim
17	WFC	Wells Fargo & Co	-0.1%	-9.90%	Trim
18	AZO	Autozone INC	-0.1%	-42.83%	Trim
19	VAL 3 01-31-24	Ensco Jersey Finance LTD	-0.1%	+0.47%	Add
20	AVGO	Broadcom INC	-0.1%	-29.76%	Trim
21	DAL	Delta Air Lines INC	-0.1%	-17.18%	Trim
22	AVT	Avnet INC	-0.1%	-58.65%	Trim
23	XOM	Exxon Mobil CORP	-0.1%	-6.97%	Trim
24	RTN1USD	Raytheon Company	-0.1%	-41.25%	Trim
25	RIG 0.5 01-30-23	Transocean INC	-0.1%	-89.46%	Trim
26	JPM	Jpmorgan Chase & Co	-0.1%	-5.86%	Trim
27	SYF	Synchrony Financial	-0.1%	-27.81%	Trim
28	SHW	Sherwin-williams Co/the	-0.1%	-64.82%	Trim
29	AIG	American International Group	-0.1%	-46.50%	Trim
30	TXN	Texas Instruments INC	-0.1%	-48.71%	Trim
31	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-9.72%	Trim
32	BA	Boeing Co/the	-0.2%	-24.39%	Trim
33	SBUX	Starbucks CORP	-0.2%	-47.16%	Trim
34	SYY	Sysco CORP	-0.2%	-75.30%	Trim
35	BAC	Bank Of America CORP	-0.2%	-6.76%	Trim
36	CDNS	Cadence Design Sys INC	-0.2%	-85.27%	Trim
37	DXC	Dxc Technology Co	-0.2%	-73.09%	Trim
38	CVX	Chevron CORP	-0.2%	-30.08%	Trim
39	MGM	Mgm Resorts International	-0.2%	-78.85%	Trim
40	TALO	Talos Energy INC	-0.6%	+0.84%	Add
41	VOO	Vanguard S&p 500 ETF	-1.4%	-43.28%	Trim
42	PZA	Invesco National Amt-free Mu	—	EXIT	Sold out
43	UTXZ	United Tech CORP	—	EXIT	Sold out
44	EEFT 0.75 03-15-49	Euronet Worldwide INC	—	NEW	New buy
45	CNMD 2.625 02-01-24	Conmed CORP	—	NEW	New buy
46	NICE	Nice LTD - Spon Adr	—	NEW	New buy
47	HLF 2.625 03-15-24	Herbalife LTD	—	EXIT	Sold out
48	NZF	Nuveen Municipal Credit INC	—	EXIT	Sold out
49	NVG	Nuveen Amt-fr Muni Crdt	—	EXIT	Sold out
50	MELI 2 08-15-28	Mercadolibre INC	—	EXIT	Sold out