LPL Financial LLC — Q1 2021 13F Holdings

Name: LPL Financial LLC — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

Total reported value

$376.6B

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Full holdings list this quarter

Showing top 200 holdings (of 4045 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BND	Vanguard Total Bond Market	ETF-Other	2.26%	—	+4.11%
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	2.25%	-0.18%	-4.40%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.21%	-0.17%	+8.07%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.19%	-0.41%	+5.88%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.14%	+0.05%	-1.17%
6	AAPL	Apple INC	Stock-Tech	1.81%	-0.16%	+1.22%
7	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.64%	-0.11%	+4.99%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.53%	-0.25%	+6.40%
9	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.42%	—	+6.24%
10	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.31%	—	+6.10%
11	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	1.29%	—	+1.26%
12	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.23%	-0.15%	+59.98%
13	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	1.23%	+0.11%	-0.61%
14	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.16%	—	-6.33%
15	VUG	Vanguard Growth ETF	ETF-Other	1.03%	-0.10%	+5.76%
16	MSFT	Microsoft CORP	Stock-Tech	1.01%	-0.30%	+2.12%
17	AMZN	Amazon.com INC	Stock-Consumer Disc	0.97%	-0.11%	+2.51%
18	VTV	Vanguard Value ETF	ETF-Other	0.80%	—	+10.50%
19	ESGU	Ishares Esg Aware Msci USA	ETF-Other	0.77%	—	+8.96%
20	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.76%	—	-4.88%
21	IUSV	Ishares Core S&p U.s. Value	ETF-Other	0.76%	—	+4.89%
22	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.72%	—	+14.45%
23	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.72%	—	+31.94%
24	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.71%	—	+19.59%
25	FVD	First Trust Value Line Dvd	ETF-Other	0.68%	—	-1.28%
26	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.68%	—	-15.06%
27	IWF	Ishares Russell 1000 Growth	ETF-Other	0.66%	—	+0.57%
28	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.66%	—	-21.83%
29	VB	Vanguard Small-cap ETF	ETF-Other	0.62%	—	+18.82%
30	VO	Vanguard Mid-cap ETF	ETF-Other	0.57%	—	+56.78%
31	USHY	Ishares Broad Usd High Yield	ETF-High Yield	0.56%	—	+6.84%
32	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.56%	+0.11%	+40.34%
33	ARKK	Ark Innovation ETF	ETF-Other	0.51%	—	+26.24%
34	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	0.49%	—	+1221.64%
35	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.49%	—	+31.52%
36	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.49%	-0.05%	+9.43%
37	FTCS	First Trust Capital Strength	ETF-Other	0.48%	—	-0.83%
38	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.48%	—	+7.95%
39	XLK	Ss Technology Select Sector	ETF-Tech	0.47%	-0.08%	-9.29%
40	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.47%	—	+13.91%
41	VGT	Vanguard Info Tech ETF	ETF-Tech	0.47%	—	+2.31%
42	MBB	Ishares Mbs ETF	ETF-Other	0.43%	—	-10.78%
43	EFV	Ishares Msci Eafe Value ETF	ETF-Other	0.40%	—	+1261.50%
44	META	Meta Platforms Inc-class A	Stock-Comm Services	0.40%	-0.08%	+2.05%
45	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.39%	—	-35.43%
46	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.39%	-0.13%	+0.88%
47	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.37%	—	-6.87%
48	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.37%	—	+2.53%
49	GLD	Spdr Gold Shares	ETF-Commodities	0.37%	—	-11.15%
50	XLV	Ss Health Care Select Sector	ETF-Other	0.36%	—	-7.63%

1–50 of 200

Holding changes this quarter

Position changes disclosed by LPL Financial LLC for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	+0.5%	+1221.64%	Add
2	VOO	Vanguard S&p 500 ETF	+0.4%	+59.98%	Add
3	EFV	Ishares Msci Eafe Value ETF	+0.4%	+1261.50%	Add
4	IJR	Ishares Core S&p Small-cap E	+0.2%	+31.94%	Add
5	VO	Vanguard Mid-cap ETF	+0.2%	+56.78%	Add
6	XLF	Ss Financial Select Sector	+0.2%	+93.83%	Add
7	RDVY	First Trust Rising Dividend	+0.1%	+87.87%	Add
8	FALN	Ishares Fallen Angels ETF	+0.1%	+2271.01%	Add
9	IYE	Ishares U.s. Energy ETF	+0.1%	+1548.35%	Add
10	IWM	Ishares Russell 2000 ETF	+0.1%	+6.40%	Add
11	GOVT	Ishares US Treasury Bond ETF	+0.1%	+40.34%	Add
12	SPMD	Ss Spdr P S&p 400 Midcap ETF	+0.1%	+42.07%	Add
13	SPSM	Ss Spdr P S&p 600 Small Cap	+0.1%	+54.17%	Add
14	XLE	Ss Energy Select Sector	+0.1%	+55.19%	Add
15	IJH	Ishares Core S&p Midcap ETF	+0.1%	+4.99%	Add
16	VB	Vanguard Small-cap ETF	+0.1%	+18.82%	Add
17	STIP	Ishares 0-5 Year Tips Bond E	+0.1%	+565.93%	Add
18	VEA	Vanguard Ftse Developed ETF	+0.1%	+19.59%	Add
19	IGSB	Ishares 1-5y Inv Grade CORP	+0.1%	+31.52%	Add
20	VLUE	Ishares Msci USA Value Facto	+0.1%	+19.34%	Add
21	GUNR	Flexshares Global Upstream N	+0.1%	+1100.62%	Add
22	VGLT	Vanguard Long-term Treasury	+0.1%	+775.13%	Add
23	VTV	Vanguard Value ETF	+0.1%	+10.50%	Add
24	SLYV	Ss Spdr S&p 600 Sc Val ETF	+0.1%	+95.95%	Add
25	EWJ	Ishares Msci Japan ETF	+0.1%	+189.15%	Add
26	SCZ	Ishares Msci Eafe Small-cap	+0.1%	+238.38%	Add
27	XLI	Ss Industrial Select Sector	+0.1%	+20.26%	Add
28	BA	Boeing Co/the	+0.1%	+17.58%	Add
29	SCHD	Schwab US Dvd Equity ETF	+0.1%	+20.37%	Add
30	VIG	Vanguard Dividend Apprec ETF	0%	+14.45%	Add
31	ARKK	Ark Innovation ETF	0%	+26.24%	Add
32	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+8.07%	Add
33	VWO	Vanguard Ftse Emerging Marke	0%	+13.91%	Add
34	SPYV	Ss Spdr P S&p 500 Value ETF	0%	+16.31%	Add
35	IUSV	Ishares Core S&p U.s. Value	0%	+4.89%	Add
36	ESGU	Ishares Esg Aware Msci USA	0%	+8.96%	Add
37	VTI	Vanguard Total Stock Mkt ETF	0%	+5.88%	Add
38	IEMG	Ishares Core Msci Emerging	0%	+6.24%	Add
39	MSFT	Microsoft CORP	-0.1%	+2.12%	Add
40	VUG	Vanguard Growth ETF	-0.1%	+5.76%	Add
41	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-48.45%	Trim
42	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.1%	-32.52%	Trim
43	SHYG	Ishares 0-5 Yr Hy CORP Bond	-0.1%	-74.89%	Trim
44	GLD	Spdr Gold Shares	-0.2%	-11.15%	Trim
45	IVV	Ishares Core S&p 500 ETF	-0.2%	-1.17%	Trim
46	GSLC	Goldman Activebeta US Lc ETF	-0.2%	-15.06%	Trim
47	AGG	Ishares Core U.s. Aggregate	-0.2%	-4.88%	Trim
48	USMV	Ishares Msci USA Min Vol Fac	-0.3%	-21.83%	Trim
49	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.3%	-35.43%	Trim
50	AAPL	Apple INC	-0.4%	+1.22%	Add