LPL Financial LLC — Q3 2020 13F Holdings

Name: LPL Financial LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

Total reported value

$376.6B

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Full holdings list this quarter

Showing top 200 holdings (of 3525 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	2.72%	-0.18%	+2.41%
2	BND	Vanguard Total Bond Market	ETF-Other	2.71%	—	-1.12%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.45%	-0.41%	-7.02%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.32%	+0.05%	+6.90%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.28%	-0.17%	+7.04%
6	AAPL	Apple INC	Stock-Tech	2.09%	-0.16%	+327.60%
7	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.84%	—	+3.46%
8	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	1.59%	—	-4.74%
9	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.49%	—	-3.25%
10	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.45%	—	+0.21%
11	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.43%	-0.11%	-1.35%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	1.17%	-0.11%	+6.38%
13	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.17%	—	-9.86%
14	VUG	Vanguard Growth ETF	ETF-Other	1.12%	-0.10%	-2.15%
15	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.08%	—	-2.82%
16	IUSV	Ishares Core S&p U.s. Value	ETF-Other	1.04%	—	+2.68%
17	MSFT	Microsoft CORP	Stock-Tech	1.03%	-0.30%	+8.36%
18	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.94%	-0.25%	+2.46%
19	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.93%	+0.11%	-8.79%
20	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.90%	—	+72.43%
21	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.88%	-0.15%	-1.04%
22	VTV	Vanguard Value ETF	ETF-Other	0.84%	—	+1.60%
23	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.81%	—	+14.40%
24	IWF	Ishares Russell 1000 Growth	ETF-Other	0.79%	—	-1.86%
25	FVD	First Trust Value Line Dvd	ETF-Other	0.72%	—	-0.81%
26	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.69%	—	+6.60%
27	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.68%	—	+2.04%
28	USHY	Ishares Broad Usd High Yield	ETF-High Yield	0.67%	—	+4.50%
29	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.61%	+0.11%	+12.27%
30	TIP	Ishares Tips Bond ETF	ETF-Other	0.57%	—	+7.33%
31	GLD	Spdr Gold Shares	ETF-Commodities	0.57%	—	+20.72%
32	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.56%	—	-1.16%
33	XLK	Ss Technology Select Sector	ETF-Tech	0.56%	-0.08%	+2.74%
34	VGT	Vanguard Info Tech ETF	ETF-Tech	0.53%	—	-4.11%
35	ESGU	Ishares Esg Aware Msci USA	ETF-Other	0.52%	—	+11.77%
36	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.52%	—	-29.27%
37	FTCS	First Trust Capital Strength	ETF-Other	0.51%	—	+10.33%
38	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.50%	—	+6.05%
39	VB	Vanguard Small-cap ETF	ETF-Other	0.47%	—	+21.83%
40	XLV	Ss Health Care Select Sector	ETF-Other	0.47%	—	+4.18%
41	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.45%	—	+11.80%
42	MBB	Ishares Mbs ETF	ETF-Other	0.43%	—	+9.06%
43	META	Meta Platforms Inc-class A	Stock-Comm Services	0.42%	-0.08%	+7.25%
44	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.42%	-0.05%	+1.94%
45	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	0.41%	+0.16%	+10.73%
46	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.41%	—	+5.64%
47	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.41%	—	+3.34%
48	V	Visa Inc-class A Shares	Stock-Financials	0.40%	—	+5.30%
49	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.40%	—	-1.64%
50	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.38%	-0.13%	-1.13%

1–50 of 200

Holding changes this quarter

Position changes disclosed by LPL Financial LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.4%	+327.60%	Add
2	GSLC	Goldman Activebeta US Lc ETF	+0.4%	+72.43%	Add
3	GSIE	Goldman Sachs Activebeta Int	+0.1%	+484.03%	Add
4	TSLA	Tesla INC	+0.1%	+468.62%	Add
5	AMZN	Amazon.com INC	+0.1%	+6.38%	Add
6	ARKK	Ark Innovation ETF	+0.1%	+21.94%	Add
7	IVV	Ishares Core S&p 500 ETF	+0.1%	+6.90%	Add
8	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+7.04%	Add
9	XSOE	Wisdmtree Emerg Mkt Ex-st Ow	+0.1%	+117.60%	Add
10	QQQ	Invesco Qqq Trust Series 1	+0.1%	+2.41%	Add
11	GLD	Spdr Gold Shares	+0.1%	+20.72%	Add
12	NVDA	Nvidia CORP	+0.1%	+2.55%	Add
13	FIXD	First Trust Smith Opportunis	+0.1%	+36.86%	Add
14	XLY	Ss Consumer Disc Select Sect	+0.1%	+32.84%	Add
15	XLC	Ss Comm Select Sector Spdr	+0.1%	+82.76%	Add
16	VB	Vanguard Small-cap ETF	+0.1%	+21.83%	Add
17	IHI	Ishares U.s. Medical Devices	+0.1%	+13.07%	Add
18	SPAB	Ss Spdr P Agg Bond ETF	+0.1%	+32.42%	Add
19	ESGU	Ishares Esg Aware Msci USA	0%	+11.77%	Add
20	FTCS	First Trust Capital Strength	0%	+10.33%	Add
21	META	Meta Platforms Inc-class A	0%	+7.25%	Add
22	LMBS	First Trust Low Duration Opp	0%	+26.18%	Add
23	VGSH	Vanguard Short-term Treasury	0%	+59.05%	Add
24	CRM	Salesforce INC	0%	+9.24%	Add
25	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	0%	+48.56%	Add
26	PFM	Invesco Dividend Achievers E	0%	+131.78%	Add
27	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	0%	+14.40%	Add
28	EFG	Ishares Msci Eafe Growth ETF	0%	+10.73%	Add
29	XLK	Ss Technology Select Sector	0%	+2.74%	Add
30	BRK-B	Berkshire Hathaway Inc-cl B	0%	+0.14%	Add
31	MSFT	Microsoft CORP	—	+8.36%	Add
32	VEA	Vanguard Ftse Developed ETF	—	+6.60%	Add
33	VIG	Vanguard Dividend Apprec ETF	—	+2.04%	Add
34	GOVT	Ishares US Treasury Bond ETF	—	+12.27%	Add
35	IGSB	Ishares 1-5y Inv Grade CORP	—	+11.80%	Add
36	VUG	Vanguard Growth ETF	0%	-2.15%	Trim
37	IWF	Ishares Russell 1000 Growth	0%	-1.86%	Trim
38	TIP	Ishares Tips Bond ETF	0%	+7.33%	Add
39	USHY	Ishares Broad Usd High Yield	0%	+4.50%	Add
40	VTV	Vanguard Value ETF	0%	+1.60%	Add
41	QUAL	Ishares Msci USA Quality Fac	0%	+0.21%	Add
42	IUSV	Ishares Core S&p U.s. Value	0%	+2.68%	Add
43	IWM	Ishares Russell 2000 ETF	0%	+2.46%	Add
44	VOO	Vanguard S&p 500 ETF	0%	-1.04%	Trim
45	BIL	Ss Spdr Bb 1-3m T-bill ETF	-0.1%	-21.95%	Trim
46	IUSG	Ishares Core S&p U.s. Growth	-0.1%	-4.74%	Trim
47	VCIT	Vanguard Int-term Corporate	-0.1%	+3.46%	Add
48	IVE	Ishares S&p 500 Value ETF	-0.2%	-43.28%	Trim
49	IVW	Ishares S&p 500 Growth ETF	-0.2%	-29.27%	Trim
50	GCOR	Goldman Sachs Access US Agg	—	NEW	New buy