LPL Financial LLC — Q4 2013 13F Holdings

Name: LPL Financial LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

Total reported value

$376.6B

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Full holdings list this quarter

Showing top 200 holdings (of 2644 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	4.09%	—	+3.78%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.68%	-0.41%	+2.65%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.02%	—	+5.11%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.89%	-0.17%	+19.78%
5	EFA	Ishares Msci Eafe ETF	ETF-Other	1.84%	—	+5.91%
6	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	1.81%	—	+10.65%
7	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.57%	—	+46.54%
8	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.26%	—	-2.89%
9	MBB	Ishares Mbs ETF	ETF-Other	1.19%	—	-34.22%
10	IWF	Ishares Russell 1000 Growth	ETF-Other	1.16%	—	+7.42%
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.10%	-0.25%	+4.14%
12	AAPL	Apple INC	Stock-Tech	1.06%	-0.16%	-0.79%
13	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.06%	-0.11%	-4.97%
14	BND	Vanguard Total Bond Market	ETF-Other	1.05%	—	-7.43%
15	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.93%	+0.05%	-2.24%
16	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.81%	—	-3.23%
17	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.81%	—	+3.85%
18	IWB	Ishares Russell 1000 ETF	ETF-Other	0.80%	—	+8.39%
19	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.79%	—	+1.48%
20	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.74%	—	+13.23%
21	IWD	Ishares Russell 1000 Value E	ETF-Other	0.72%	—	+4.29%
22	XLI	Ss Industrial Select Sector	ETF-Other	0.70%	—	+8.91%
23	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.68%	—	-7.55%
24	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.67%	—	+9.02%
25	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.66%	—	-35.38%
26	DVY	Ishares Select Dividend ETF	ETF-Other	0.59%	—	+3.58%
27	PFF	Ishares Preferred & Income S	ETF-Other	0.58%	—	-7.61%
28	XLF	Ss Financial Select Sector	ETF-Other	0.58%	-0.06%	-6.41%
29	VUG	Vanguard Growth ETF	ETF-Other	0.58%	-0.10%	+6.69%
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.57%	—	-29.37%
31	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.54%	—	+4.51%
32	XOM	Exxon Mobil CORP	Stock-Energy	0.54%	+0.08%	+5.86%
33	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.52%	—	-10.04%
34	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	0.51%	—	-8.60%
35	TIP	Ishares Tips Bond ETF	ETF-Other	0.48%	—	-9.15%
36	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.48%	—	+12.42%
37	VB	Vanguard Small-cap ETF	ETF-Other	0.48%	—	+12.69%
38	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.47%	—	+5.14%
39	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.47%	—	+7.56%
40	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.46%	—	+3.93%
41	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.46%	—	-19.10%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.43%	—	+0.20%
43	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.42%	—	-11.23%
44	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.41%	—	-8.03%
45	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.40%	—	-9.03%
46	✓	Powershares	Stock-Other	0.40%	—	+18.99%
47	T	At&t INC	Stock-Comm Services	0.40%	—	+2.30%
48	BWX	State Street Spdr Bloomberg	ETF-Other	0.38%	—	+57.62%
49	VNQ	Vanguard Real Estate ETF	ETF-Other	0.38%	—	-11.55%
50	CVX	Chevron CORP	Stock-Energy	0.38%	+0.07%	+0.36%

1–50 of 200

Holding changes this quarter

Position changes disclosed by LPL Financial LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IJR	Ishares Core S&p Small-cap E	+0.5%	+46.54%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+19.78%	Add
3	PKWUSD	Invesco Buyback Achievers Et	+0.2%	+10.65%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.2%	+5.11%	Add
5	EPP	Ishares Msci Pacific Ex Japa	+0.2%	+197.50%	Add
6	SJNK	Ss Spdr Bb St Hi Yield ETF	+0.1%	+116.27%	Add
7	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+2.65%	Add
8	MDY	State Street Spdr S&p Midcap	+0.1%	+3.78%	Add
9	BWX	State Street Spdr Bloomberg	+0.1%	+57.62%	Add
10	FEX	First Trust Large Cap Core A	+0.1%	+60.38%	Add
11	IWF	Ishares Russell 1000 Growth	+0.1%	+7.42%	Add
12	SCHD	Schwab U.S. Dividend Equity ETF	+0.1%	+13.23%	Add
13	XLI	Ss Industrial Select Sector	+0.1%	+8.91%	Add
14	XRT	Ss Spdr S&p Retail ETF	+0.1%	+124.45%	Add
15	EWG	Ishares Msci Germany ETF	+0.1%	+28.22%	Add
16	CHI	Calamos Convert Opport & INC	+0.1%	+120.51%	Add
17	IWB	Ishares Russell 1000 ETF	+0.1%	+8.39%	Add
18	XOM	Exxon Mobil CORP	+0.1%	+5.86%	Add
19	IJT	Ishares S&p Small-cap 600 Gr	+0.1%	+9.02%	Add
20	AEP	American Electric Power Company, Inc.	+0.1%	+4.51%	Add
21	IWV	Ishares Russell 3000 ETF	+0.1%	+36.98%	Add
22	✓	Proshares Vix Short	+0.1%	+513.49%	Add
23	EFA	Ishares Msci Eafe ETF	+0.1%	+5.91%	Add
24	AAPL	Apple INC	+0.1%	-0.79%	Trim
25	VUG	Vanguard Growth ETF	+0.1%	+6.69%	Add
26	VB	Vanguard Small-cap ETF	+0.1%	+12.69%	Add
27	✓	Powershares	+0.1%	+18.99%	Add
28	IWM	Ishares Russell 2000 ETF	0%	+4.14%	Add
29	IVW	Ishares S&p 500 Growth ETF	0%	+7.56%	Add
30	VEA	Vanguard Ftse Developed ETF	0%	+12.42%	Add
31	VIG	Vanguard Dividend Apprec ETF	0%	+3.85%	Add
32	IWD	Ishares Russell 1000 Value E	0%	+4.29%	Add
33	✓	Market Vectors ETF Tr	-0.1%	-93.41%	Trim
34	EMB	Ishares Jp Morgan Usd Emergi	-0.1%	-44.96%	Trim
35	SDS	ProShares UltraShort S&P500	-0.1%	-60.80%	Trim
36	✓	Cole Real Estate Investments	-0.1%	-43.74%	Trim
37	VNQ	Vanguard Real Estate ETF	-0.1%	-11.55%	Trim
38	IEF	Ishares 7-10 Year Treasury B	-0.1%	-70.51%	Trim
39	MUB	Ishares National Muni Bond E	-0.1%	-51.71%	Trim
40	SMHC	VanEck China Semiconductor ETF	-0.1%	-29.16%	Trim
41	✓	Proshares	-0.2%	-69.06%	Trim
42	BSV	Vanguard Short-term Bond ETF	-0.2%	-19.10%	Trim
43	SPSB	Ss Spdr P St C CORP ETF	-0.2%	-42.61%	Trim
44	BND	Vanguard Total Bond Market	-0.2%	-7.43%	Trim
45	ACWI	iShares MSCI ACWI ETF	-0.2%	-65.21%	Trim
46	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.3%	-29.37%	Trim
47	IGSB	Ishares 1-5y Inv Grade CORP	-0.4%	-35.38%	Trim
48	MBB	Ishares Mbs ETF	-0.8%	-34.22%	Trim
49	VOO	Vanguard S&p 500 ETF	—	NEW	New buy
50	VOO	Vanguard S&P 500 ETF	—	EXIT	Sold out