LPL Financial LLC — Q3 2013 13F Holdings

Name: LPL Financial LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

Total reported value

$376.6B

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Full holdings list this quarter

Showing top 200 holdings (of 2535 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	3.97%	—	+1.69%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.55%	-0.41%	+4.87%
3	MBB	Ishares Mbs ETF	ETF-Other	1.94%	—	-32.67%
4	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.86%	—	+5.70%
5	EFA	Ishares Msci Eafe ETF	ETF-Other	1.79%	—	+15.55%
6	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	1.61%	—	+165.10%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.56%	-0.17%	+2.13%
8	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.37%	—	-7.47%
9	BND	Vanguard Total Bond Market	ETF-Other	1.22%	—	+1.58%
10	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.12%	-0.11%	+7.93%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.08%	—	+409.57%
12	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.06%	—	+59.86%
13	IWF	Ishares Russell 1000 Growth	ETF-Other	1.06%	—	+1.03%
14	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.06%	-0.25%	+33.60%
15	AAPL	Apple INC	Stock-Tech	1.01%	-0.16%	+2.86%
16	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.94%	+0.05%	-9.66%
17	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.92%	—	-1.79%
18	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.86%	—	-41.69%
19	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.83%	—	-6.45%
20	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.78%	—	+6.37%
21	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.78%	—	-8.75%
22	IWB	Ishares Russell 1000 ETF	ETF-Other	0.73%	—	+5.62%
23	IWD	Ishares Russell 1000 Value E	ETF-Other	0.69%	—	-1.25%
24	PFF	Ishares Preferred & Income S	ETF-Other	0.69%	—	-14.33%
25	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.65%	—	+20.15%
26	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.62%	—	+4.61%
27	XLI	Ss Industrial Select Sector	ETF-Other	0.62%	—	-11.29%
28	XLF	Ss Financial Select Sector	ETF-Other	0.61%	-0.06%	+7.86%
29	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.61%	—	+67.22%
30	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.61%	—	+234.06%
31	TIP	Ishares Tips Bond ETF	ETF-Other	0.57%	—	-92.52%
32	DVY	Ishares Select Dividend ETF	ETF-Other	0.57%	—	-2.39%
33	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	0.53%	—	-6.15%
34	VUG	Vanguard Growth ETF	ETF-Other	0.53%	-0.10%	+0.95%
35	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.50%	—	-72.77%
36	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.49%	—	+20.05%
37	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.48%	—	+6.95%
38	VNQ	Vanguard Real Estate ETF	ETF-Other	0.48%	—	-8.37%
39	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.47%	—	+60.34%
40	XOM	Exxon Mobil CORP	Stock-Energy	0.47%	+0.08%	+2.91%
41	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.47%	—	-1.20%
42	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.46%	—	-7.54%
43	JNJ	Johnson & Johnson	Stock-Healthcare	0.44%	—	+1.09%
44	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.44%	—	+19.29%
45	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.43%	—	+1.19%
46	VB	Vanguard Small-cap ETF	ETF-Other	0.43%	—	+10.35%
47	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.42%	—	-17.98%
48	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.42%	—	-11.57%
49	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.42%	—	+101.28%
50	T	At&t INC	Stock-Comm Services	0.40%	—	+4.47%

1–50 of 200

Holding changes this quarter

Position changes disclosed by LPL Financial LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PKWUSD	Invesco Buyback Achievers Et	+1%	+165.10%	Add
2	IGSB	Ishares 1-5y Inv Grade CORP	+0.9%	+409.57%	Add
3	IJT	Ishares S&p Small-cap 600 Gr	+0.4%	+234.06%	Add
4	IJR	Ishares Core S&p Small-cap E	+0.4%	+59.86%	Add
5	SPSB	Ss Spdr P St C CORP ETF	+0.3%	+8335.62%	Add
6	EFA	Ishares Msci Eafe ETF	+0.3%	+15.55%	Add
7	IWM	Ishares Russell 2000 ETF	+0.3%	+33.60%	Add
8	EWW	Ishares Msci Mexico ETF	+0.3%	+2335.05%	Add
9	BSV	Vanguard Short-term Bond ETF	+0.2%	+67.22%	Add
10	HYS	Pimco 0-5 Year H/y CORP Bond	+0.2%	+101.28%	Add
11	KRE	Ss Spdr S&p Regional Bank	+0.2%	+943.15%	Add
12	VTI	Vanguard Total Stock Mkt ETF	+0.2%	+4.87%	Add
13	✓	Powershares Qqq Trust Ser 1	+0.2%	+5.70%	Add
14	AAPL	Apple INC	+0.2%	+2.86%	Add
15	FLOT	Ishares Floating Rate Bond E	+0.2%	+60.34%	Add
16	PCYUSD	Invesco Emerging Markets Sov	+0.2%	+133.10%	Add
17	TLT	iShares 20+ Year Treasury Bond ETF	+0.1%	+326.54%	Add
18	MDY	State Street Spdr S&p Midcap	+0.1%	+1.69%	Add
19	✓	Powershares ETF Trust Ii	+0.1%	+392.18%	Add
20	IEV	Ishares Europe ETF	+0.1%	+100.42%	Add
21	SCHD	Schwab U.S. Dividend Equity ETF	+0.1%	+20.15%	Add
22	IEF	Ishares 7-10 Year Treasury B	+0.1%	+207.92%	Add
23	SCZ	Ishares Msci Eafe Small-cap	+0.1%	+65.13%	Add
24	IJH	Ishares Core S&p Midcap ETF	+0.1%	+7.93%	Add
25	EEM	Ishares Msci Emerging Market	+0.1%	+20.05%	Add
26	ACWI	iShares MSCI ACWI ETF	+0.1%	+52.04%	Add
27	VEA	Vanguard Ftse Developed ETF	+0.1%	+19.29%	Add
28	EWG	Ishares Msci Germany ETF	+0.1%	+66.94%	Add
29	SMHC	VanEck China Semiconductor ETF	+0.1%	+1126.25%	Add
30	IWF	Ishares Russell 1000 Growth	0%	+1.03%	Add
31	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+2.13%	Add
32	VCLT	Vanguard Long-term CORP Bond	-0.1%	-95.20%	Trim
33	IYR	Ishares US Real Estate ETF	-0.1%	-39.19%	Trim
34	ITB	Ishares U.s. Home Constructi	-0.1%	-29.45%	Trim
35	GNR	State Street Spdr S&p Global	-0.1%	-92.50%	Trim
36	PFF	Ishares Preferred & Income S	-0.2%	-14.33%	Trim
37	SCOUSD	Proshares Ultrashort Bloombe	-0.3%	-90.42%	Trim
38	MUB	Ishares National Muni Bond E	-0.3%	-48.16%	Trim
39	TIP	Ishares Tips Bond ETF	-0.3%	-92.52%	Trim
40	EPP	Ishares Msci Pacific Ex Japa	-0.4%	-79.70%	Trim
41	EEMA	Ishares Msci Emerg Mrkt Asia	-0.4%	-99.27%	Trim
42	✓	Powershs Db US Dollar Index	-0.4%	-98.21%	Trim
43	GLD	Spdr Gold Shares	-0.5%	-61.93%	Trim
44	IVE	Ishares S&p 500 Value ETF	-0.5%	-57.26%	Trim
45	HDV	Ishares Core High Dividend E	-0.6%	-59.50%	Trim
46	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.7%	-41.69%	Trim
47	MBB	Ishares Mbs ETF	-1.2%	-32.67%	Trim
48	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-1.5%	-72.77%	Trim
49	✓	Cole Real Estate Investments	—	NEW	New buy
50	USLV	VelocityShares 3x Long Silver ETN Linked to the S&P GSCI Silver Index ER	—	NEW	New buy