K2 Principal Fund, L.p. — Q2 2021 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q2 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

Showing top 200 holdings (of 350 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BA	Boeing Co/the	Stock-Industrials	3.39%	—	—
2	INMD	InMode Ltd.	Stock-Other	3.29%	—	+2806.53%
3	SKIN	Skinhealth Systems INC	Stock-Other	2.37%	—	—
4	GLD	Spdr Gold Shares	ETF-Commodities	2.27%	+5.24%	+17.86%
5	XLE	Ss Energy Select Sector	ETF-Other	1.81%	—	+623.21%
6	HHC*	Howard Hughes Corp/the	Stock-Other	1.71%	—	+70.10%
7	MERC	Mercer International INC	Stock-Other	1.32%	—	+104.11%
8	PANW 0.75 07-01-23	Palo Alto Networks	Stock-Tech	1.26%	—	—
9	GETY	Getty Images Holdings, Inc.	Stock-Other	1.26%	—	+68.14%
10	GPRO 3.5 04-15-22	Gopro INC	Stock-Other	1.17%	—	+37.50%
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.14%	+1.60%	NEW
12	INVH 3.5 01-15-22	Ih Merger Sub LLC	Stock-Real Estate	1.10%	—	+7.67%
13	IAU	Ishares Gold Trust	ETF-Commodities	1.09%	—	—
14	✓	Global Consumer Acquisitn Co	Stock-Other	1.02%	—	—
15	LUV 1.25 05-01-25	Southwest Airlines Co	Stock-Industrials	0.99%	—	—
16	TWTR 0.25 06-15-24	Twitter INC	Stock-Other	0.95%	—	+72.92%
17	AVYA 2.25 06-15-23	Avaya Holdings CORP	Stock-Other	0.93%	—	—
18	TWTR 1 09-15-21	Twitter INC	Stock-Other	0.92%	—	+38.03%
19	✓	Natural Order Acquisition Co	Stock-Other	0.86%	—	+40.10%
20	BPYPN	Brookfield Property Partners L.P.	Stock-Other	0.85%	—	+135.97%
21	✓	Gores Metropoulos Ii INC	Stock-Other	0.84%	—	+396.70%
22	LMNX 3 05-15-25	Luminex CORP	Stock-Other	0.84%	—	—
23	IRWD 2.25 06-15-22	Ironwood Pharmaceuticals	Stock-Other	0.83%	—	+350.00%
24	RMBS 1.375 02-01-23	Rambus INC	Stock-Tech	0.82%	—	+150.00%
25	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.80%	+0.83%	NEW
26	PSTG 0.125 04-15-23	Pure Storage INC	Stock-Other	0.80%	—	+3.17%
27	KN 3.25 11-01-21	Knowles CORP	Stock-Other	0.79%	—	—
28	RNG	Ringcentral Inc-class A	Stock-Tech	0.79%	—	-48.27%
29	LPX	Louisiana-pacific CORP	Stock-Industrials	0.79%	—	—
30	DY 0.75 09-15-21	Dycom Industries INC	Stock-Industrials	0.76%	—	+19.59%
31	IMO	Imperial Oil LTD	Stock-Energy	0.76%	—	—
32	ITB	Ishares U.s. Home Constructi	ETF-Other	0.75%	—	—
33	SPLK 0.5 09-15-23	Splunk INC	Stock-Other	0.75%	—	—
34	✓	Seven Oaks Acquisition CORP	Stock-Other	0.73%	—	—
35	✓	Bluescape Opportunities Acqu	Stock-Other	0.73%	—	+100.21%
36	VAC 1.5 09-15-22	Marriott Vacation Worldw	Stock-Consumer Disc	0.72%	—	+3.28%
37	WOLF 0.875 09-01-23	Wolfspeed Inc/de	Stock-Other	0.72%	—	—
38	MGLNUSD	Magellan Health INC	Stock-Other	0.70%	—	+46.96%
39	FWONK 1 01-30-23	Liberty Media CORP	Stock-Comm Services	0.68%	—	—
40	SSRMCN 2.5 04-01-39	Ssr Mining INC	Stock-Other	0.68%	—	—
41	✓	Northern Lights Acquisitn Co	Stock-Other	0.67%	—	—
42	PMT	Pennymac Mortgage Investment	Stock-Other	0.67%	—	—
43	IHS	Ihs Markit LTD	Stock-Other	0.66%	—	+53.64%
44	MXIM	Maxim Integrated Products	Stock-Other	0.66%	—	+88.23%
45	KBR 2.5 11-01-23	Kbr INC	Stock-Industrials	0.65%	—	—
46	✓	Horizon Acquisition Corporat	Stock-Other	0.65%	—	—
47	PD 1.25 07-01-25	Pagerduty INC.	Stock-Other	0.65%	—	—
48	AAWW 2.25 06-01-22	Atlas Air Worldwide Hldg	Stock-Other	0.64%	—	+38.83%
49	WGO 1.5 04-01-25	Winnebago Industries	Stock-Other	0.64%	—	—
50	✓	Beauty Health Co	Stock-Other	0.63%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q2 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out
2	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
3	TSLA	Tesla INC	—	EXIT	Sold out
4	PFSI	Pennymac Financial Services	—	EXIT	Sold out
5	GLD	Spdr Gold Shares	—	EXIT	Sold out
6	IGV	Ishares Expanded Tech-softwa	—	EXIT	Sold out
7	SMH	Vaneck Semiconductor ETF	—	EXIT	Sold out
8	RNG	Ringcentral Inc-class A	—	EXIT	Sold out
9	VOO	Vanguard S&p 500 ETF	—	EXIT	Sold out
10	PTON	Peloton Interactive Inc-a	—	EXIT	Sold out
11	ARKK	Ark Innovation ETF	—	EXIT	Sold out
12	STX	Seagate Technology Holdings plc	—	EXIT	Sold out
13	PANW 0.75 07-01-23	Palo Alto Networks	—	EXIT	Sold out
14	LUV 1.25 05-01-25	Southwest Airlines Co	—	EXIT	Sold out
15	HHC*	Howard Hughes Corp/the	—	EXIT	Sold out
16	AVYA 2.25 06-15-23	Avaya Holdings CORP	—	EXIT	Sold out
17	TSEM	Tower Semiconductor Ltd.	—	EXIT	Sold out
18	INVH 3.5 01-15-22	Ih Merger Sub LLC	—	EXIT	Sold out
19	GPRO 3.5 04-15-22	Gopro INC	—	EXIT	Sold out
20	PLNT	Planet Fitness INC - Cl A	—	EXIT	Sold out
21	PSTG 0.125 04-15-23	Pure Storage INC	—	EXIT	Sold out
22	VAREUR	Varian Medical Systems INC	—	EXIT	Sold out
23	WOLF 0.875 09-01-23	Wolfspeed Inc/de	—	EXIT	Sold out
24	✓	Vesper Healthcare Acqstn Cor	—	EXIT	Sold out
25	VAC 1.5 09-15-22	Marriott Vacation Worldw	—	EXIT	Sold out
26	GETY	Getty Images Holdings, Inc.	—	EXIT	Sold out
27	NWL	Newell Brands INC	—	EXIT	Sold out
28	MERC	Mercer International INC	—	EXIT	Sold out
29	✓	Seven Oaks Acquisition CORP	—	EXIT	Sold out
30	DY 0.75 09-15-21	Dycom Industries INC	—	EXIT	Sold out
31	WGO 1.5 04-01-25	Winnebago Industries	—	EXIT	Sold out
32	RP 1.5 05-15-25	Realpage INC	—	EXIT	Sold out
33	TWTR 1 09-15-21	Twitter INC	—	EXIT	Sold out
34	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	Sold out
35	07WA	Mr Cooper Group INC	—	EXIT	Sold out
36	SSRMCN 2.5 04-01-39	Ssr Mining INC	—	EXIT	Sold out
37	VRNT 1.5 06-01-21	Verint Systems INC	—	EXIT	Sold out
38	SYNA 0.5 06-15-22	Synaptics INC	—	EXIT	Sold out
39	✓	Natural Order Acquisition Co	—	EXIT	Sold out
40	WTW	Willis Towers Watson Public Limited Company	—	EXIT	Sold out
41	✓	Bespoke Cap Acquisition CORP	—	EXIT	Sold out
42	BKNG 0.9 09-15-21	Booking Holdings INC	—	EXIT	Sold out
43	XLI	Ss Industrial Select Sector	—	EXIT	Sold out
44	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	—	EXIT	Sold out
45	XRT	Ss Spdr S&p Retail ETF	—	EXIT	Sold out
46	TWTR 0.25 06-15-24	Twitter INC	—	EXIT	Sold out
47	FROG	JFrog Ltd.	—	EXIT	Sold out
48	ALXN	Alexion Pharmaceuticals INC	—	EXIT	Sold out
49	Z 1.5 07-01-23	Zillow Group INC	—	EXIT	Sold out
50	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out