K2 Principal Fund, L.p. — Q2 2020 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q2 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

Showing top 200 holdings (of 226 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMH	Vaneck Semiconductor ETF	ETF-Other	8.26%	—	+325.00%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.37%	+2.69%	—
3	BG	Bunge Global SA	Stock-Consumer Staples	2.17%	—	+38.62%
4	✓	Far Pt Acquisition CORP	Stock-Other	2.15%	—	+778.08%
5	PFPT	Proofpoint INC	Stock-Other	2.14%	—	+204.21%
6	✓	Tuscan Hldgs CORP Ii	Stock-Other	1.80%	—	—
7	THCBEUR	Microvast Holdings INC	Stock-Other	1.70%	—	-8.79%
8	✓	Cf Fin Acquisition CORP	Stock-Other	1.66%	—	-0.02%
9	PFSI	Pennymac Financial Services	Stock-Other	1.64%	+0.46%	—
10	✓	Fintech Acquisition CORP Iii	Stock-Other	1.54%	—	-12.96%
11	INVH 3.5 01-15-22	Ih Merger Sub LLC	Stock-Real Estate	1.51%	—	—
12	CCXGBP	Skillsoft CORP	Stock-Other	1.51%	—	-0.09%
13	✓	Apex Technology Acquisitn Co	Stock-Other	1.42%	—	—
14	ITB	Ishares U.s. Home Constructi	ETF-Other	1.41%	—	—
15	SSRMCN 2.5 04-01-39	Ssr Mining INC	Stock-Other	1.29%	—	—
16	✓	Spartan Energy Acquisiton Co	Stock-Other	1.24%	—	+23.60%
17	FLIR	Flir Systems INC	Stock-Other	1.21%	—	—
18	✓	Cf Fin Acquisition CORP	Stock-Other	1.15%	—	+215.04%
19	WMGI 2.25 11-15-21	Wright Medical Group NV	Stock-Other	1.13%	—	—
20	Z 2 12-01-21	Zillow INC	Stock-Comm Services	1.12%	—	+43.35%
21	RGLD	Royal Gold INC	Stock-Materials	0.99%	—	—
22	✓	Social Cap Hedspia Hldg Co I	Stock-Other	0.98%	—	—
23	✓	Social Cap Hdosphia Hldg Co	Stock-Other	0.98%	—	—
24	✓	Longview Acquisition CORP	Stock-Other	0.96%	—	—
25	GMED 2.25 03-15-21	Nuvasive INC	Stock-Healthcare	0.94%	—	+181.79%
26	✓	Stable Rd Acquisition CORP	Stock-Other	0.91%	—	—
27	AVYA 2.25 06-15-23	Avaya Holdings CORP	Stock-Other	0.91%	—	—
28	✓	Trebia Acquisition CORP	Stock-Other	0.90%	—	—
29	CCXI	Churchill Capital Corp XI	Stock-Other	0.87%	—	—
30	✓	Lf Cap Acquisition CORP	Stock-Other	0.85%	—	—
31	✓	B Riley Prin Merger CORP Ii	Stock-Other	0.85%	—	—
32	VAC 1.5 09-15-22	Marriott Vacation Worldw	Stock-Consumer Disc	0.81%	—	+176.10%
33	JNK	Ss Spdr Bb High Yield Bond	ETF-High Yield	0.80%	—	-66.56%
34	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.80%	-1.06%	+96.43%
35	GCAP 5 08-15-22	Gain Capital Holdings In	Stock-Other	0.79%	—	—
36	BHC	Bausch Health Cos INC	Stock-Healthcare	0.78%	—	+346.17%
37	✓	Cc Neuberger Principal Hldng	Stock-Other	0.75%	—	—
38	OSBCAD	Norbord INC	Stock-Other	0.74%	—	-43.10%
39	STNG 3 05-15-22	Scorpio Tankers INC	Stock-Other	0.71%	—	+7.29%
40	MTSI	Macom Technology Solutions H	Stock-Tech	0.68%	—	—
41	SLV	Ishares Silver Trust	ETF-Commodities	0.68%	—	-9.13%
42	BKNG 0.9 09-15-21	Booking Holdings INC	Stock-Consumer Disc	0.67%	—	—
43	INSUEUR	Shift Technologies INC	Stock-Other	0.67%	—	+60.85%
44	GOGO 6 05-15-22	Gogo INC	Stock-Other	0.66%	—	—
45	SLAB 1.375 03-01-22	Silicon Laboratories INC	Stock-Tech	0.65%	—	—
46	CLDR	Cloudera INC	Stock-Other	0.65%	—	+19.52%
47	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.65%	+0.83%	NEW
48	✓	Oaktree Acquisition CORP	Stock-Other	0.65%	—	—
49	✓	Jaws Acquisition CORP	Stock-Other	0.64%	—	—
50	CHPM	Chp Merger Corp-class A	Stock-Other	0.63%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q2 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMH	Vaneck Semiconductor ETF	+6.5%	+325.00%	Add
2	✓	Far Pt Acquisition CORP	+1.9%	+778.08%	Add
3	PFPT	Proofpoint INC	+0.9%	+204.21%	Add
4	✓	Cf Fin Acquisition CORP	+0.7%	+215.04%	Add
5	BHC	Bausch Health Cos INC	+0.6%	+346.17%	Add
6	GMED 2.25 03-15-21	Nuvasive INC	+0.6%	+181.79%	Add
7	BG	Bunge Global SA	+0.3%	+38.62%	Add
8	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-1.5%	-66.67%	Trim
9	JNK	Ss Spdr Bb High Yield Bond	-1.9%	-66.56%	Trim
10	TJX	Tjx Companies INC	-2%	-80.76%	Trim
11	WY	Weyerhaeuser Co	-2.1%	-69.46%	Trim
12	QCOM	Qualcomm INC	-2.9%	-70.15%	Trim
13	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
14	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	Sold out
15	GLD	Spdr Gold Shares	—	EXIT	Sold out
16	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	EXIT	Sold out
17	PFSI	Pennymac Financial Services	—	NEW	New buy
18	ITB	Ishares U.s. Home Constructi	—	NEW	New buy
19	DOCU 0.5 09-15-23	Docusign INC	—	EXIT	Sold out
20	UTZ	Utz Brands, Inc.	—	EXIT	Sold out
21	✓		—	EXIT	Sold out
22	✓	Collier Creek Holdings	—	EXIT	Sold out
23	SSRMCN 2.5 04-01-39	Ssr Mining INC	—	NEW	New buy
24	FLIR	Flir Systems INC	—	NEW	New buy
25	CRM	Salesforce INC	—	EXIT	Sold out
26	RGLD	Royal Gold INC	—	NEW	New buy
27	✓	Social Cap Hedspia Hldg Co I	—	NEW	New buy
28	✓	Social Cap Hdosphia Hldg Co	—	NEW	New buy
29	✓	Longview Acquisition CORP	—	NEW	New buy
30	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
31	✓	Trebia Acquisition CORP	—	NEW	New buy
32	CCXX-U	Churchill Capital CORP Iii	—	EXIT	Sold out
33	CCXI	Churchill Capital Corp XI	—	NEW	New buy
34	✓	B Riley Prin Merger CORP Ii	—	NEW	New buy
35	✓	Insurance Acquisition CORP	—	EXIT	Sold out
36	✓	Amci Acquisition CORP	—	EXIT	Sold out
37	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	—	EXIT	Sold out
38	✓	Cc Neuberger Principal Hldng	—	NEW	New buy
39	EBAY	Ebay INC	—	EXIT	Sold out
40	MTSI	Macom Technology Solutions H	—	NEW	New buy
41	BKNG 0.9 09-15-21	Booking Holdings INC	—	NEW	New buy
42	✓	Leisure Acquisition CORP	—	EXIT	Sold out
43	SLAB 1.375 03-01-22	Silicon Laboratories INC	—	NEW	New buy
44	✓	Jaws Acquisition CORP	—	NEW	New buy
45	CHPM	Chp Merger Corp-class A	—	NEW	New buy
46	✓	Landcadia Hldgs Ii INC	—	EXIT	Sold out
47	IP	International Paper Co	—	EXIT	Sold out
48	XLF	Ss Financial Select Sector	—	NEW	New buy
49	TWLO	Twilio INC - A	—	NEW	New buy
50	HUBS 0.25 06-01-22	Hubspot INC	—	EXIT	Sold out