K2 Principal Fund, L.p. — Q4 2018 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

Showing top 200 holdings (of 253 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GOOG	Alphabet Inc-cl C	Stock-Comm Services	2.54%	—	—
2	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.98%	—	-72.47%
3	✓	Vantage Energy Acquisition-a	Stock-Other	1.73%	—	+30.35%
4	FSS	Federal Signal Corporation	Stock-Industrials	1.68%	—	+269.67%
5	IDTI 0.875 11-15-22	Integrated Device Tech	Stock-Other	1.64%	—	—
6	SPG	Simon Property Group INC	Stock-Real Estate	1.59%	—	—
7	✓	Spartan Energy A	Stock-Other	1.57%	—	+0.23%
8	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	Stock-Other	1.45%	—	-13.33%
9	✓	Pure Acquisition CORP	Stock-Other	1.41%	—	-9.96%
10	✓	Far Pt Acquisition CORP	Stock-Other	1.40%	—	+2.39%
11	XLK	Ss Technology Select Sector	ETF-Tech	1.34%	—	-52.50%
12	AAPL	Apple INC	Stock-Tech	1.27%	—	+25.00%
13	✓	Cm Seven Star Acquisition Co	Stock-Other	1.26%	—	+105.07%
14	✓	Cf Fin Acquisition CORP	Stock-Other	1.21%	—	—
15	BPYPN	Brookfield Property Partners L.P.	Stock-Other	1.18%	—	-1.03%
16	✓	Dfb Healthcare Acquistion Co	Stock-Other	1.16%	—	-1.10%
17	✓	Fintech Acquisition CORP Iii	Stock-Other	1.14%	—	—
18	DELL	Dell Technologies -c	Stock-Tech	1.10%	—	—
19	✓	Dun & Bradstreet CORP Del Ne	Stock-Other	1.08%	—	+74.34%
20	RSG	Republic Services INC	Stock-Industrials	1.02%	—	—
21	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.02%	+1.60%	NEW
22	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	1.00%	—	+890.80%
23	✓	Saban Capital Acquisition Co	Stock-Other	1.00%	—	+0.31%
24	✓	Constellation Alpha Cap CORP	Stock-Other	0.99%	—	+0.16%
25	✓	Haymaker Acquisition	Stock-Other	0.96%	—	-11.07%
26	✓		Stock-Other	0.96%	—	+2939.31%
27	✓	Athenahealth INC	Stock-Other	0.89%	—	-60.48%
28	✓	Collier Creek Holdings	Stock-Other	0.88%	—	—
29	WRLSUSD	Pensare Acquisition CORP	Stock-Other	0.87%	—	-1.10%
30	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.86%	—	+1092.34%
31	SMH	Vaneck Semiconductor ETF	ETF-Other	0.86%	—	-72.38%
32	Z 2 12-01-21	Zillow INC	Stock-Comm Services	0.82%	—	-31.25%
33	✓	Pandora Media INC	Stock-Other	0.81%	—	—
34	MCHP	Microchip Technology INC	Stock-Tech	0.80%	—	-29.99%
35	✓	Chaserg Technology Acquisiti	Stock-Other	0.80%	—	—
36	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	0.79%	—	+71.10%
37	VALE	Vale Sa-sp Adr	Stock-Materials	0.78%	—	-22.96%
38	✓	Megalith Finl Acquisition Co	Stock-Other	0.76%	—	—
39	✓	Amci Acquisition CORP	Stock-Other	0.75%	—	—
40	✓	Legacy Acquisition CORP	Stock-Other	0.75%	—	-0.57%
41	RHT1EUR	Red Hat INC	Stock-Other	0.73%	—	—
42	UTXZ	United Tech CORP	Stock-Other	0.73%	—	—
43	EA	Electronic Arts INC	Stock-Comm Services	0.72%	—	+650.00%
44	✓	Trinity Merger CORP	Stock-Other	0.70%	—	+13.67%
45	✓	TKK Symphony Acquisition Corp	Stock-Other	0.70%	—	-0.36%
46	✓	Gores Holdings	Stock-Other	0.69%	—	+0.00%
47	SIRIEUR	Sirius Xm Holdings INC	Stock-Other	0.69%	—	+637.50%
48	✓	Tiberius Acquisition CORP	Stock-Other	0.69%	—	-0.22%
49	DAY	Dayforce INC	Stock-Other	0.66%	—	+43.63%
50	TRCO	Tribune Media Co - A	Stock-Other	0.65%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FSS	Federal Signal Corporation	+1.4%	+269.67%	Add
2	✓		+0.9%	+2939.31%	Add
3	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	+0.9%	+890.80%	Add
4	AVA	Avista CORP	-0.4%	-70.25%	Trim
5	XXI	Twenty One Capital, Inc.	-0.5%	-84.66%	Trim
6	✓	Athenahealth INC	-0.6%	-60.48%	Trim
7	WTTR	Select Water Solutions INC	-0.6%	-78.65%	Trim
8	CYEUR	Cypress Semiconductor CORP	-0.8%	-79.52%	Trim
9	XLK	Ss Technology Select Sector	-0.8%	-52.50%	Trim
10	SMH	Vaneck Semiconductor ETF	-1.5%	-72.38%	Trim
11	TLT	Ishares 20+ Year Treasury Bd	-1.6%	-88.81%	Trim
12	NXPI	NXP Semiconductors N.V.	-2.7%	-94.75%	Trim
13	GOOGL	Alphabet Inc-cl A	-3.3%	-72.47%	Trim
14	✓		—	EXIT	Sold out
15	ROK	Rockwell Automation, Inc.	—	EXIT	Sold out
16	✓	Hennessy Capital Iii Acq CORP	—	EXIT	Sold out
17	GOOG	Alphabet Inc-cl C	—	NEW	New buy
18	DEA	Easterly Government Properties, Inc.	—	EXIT	Sold out
19	AXP	American Express Company	—	EXIT	Sold out
20	✓	Energen CORP	—	EXIT	Sold out
21	✓	ETF Managers Tr	—	EXIT	Sold out
22	DD	DuPont de Nemours, Inc.	—	EXIT	Sold out
23	SPG	Simon Property Group INC	—	NEW	New buy
24	AMZN	Amazon.com INC	—	EXIT	Sold out
25	✓		—	EXIT	Sold out
26	✓	Mylan N V	—	EXIT	Sold out
27	DELL	Dell Technologies Inc.	—	EXIT	Sold out
28	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
29	MS	Morgan Stanley	—	EXIT	Sold out
30	✓	Mitel Networks CORP	—	EXIT	Sold out
31	✓	Cf Fin Acquisition CORP	—	NEW	New buy
32	✓	Fintech Acquisition CORP Iii	—	NEW	New buy
33	DELL	Dell Technologies -c	—	NEW	New buy
34	GTENU	Gores Holdings X, Inc.	—	EXIT	Sold out
35	✓		—	EXIT	Sold out
36	ARNCCHF	Arconic INC	—	EXIT	Sold out
37	RSG	Republic Services INC	—	NEW	New buy
38	FEZ	State Street Spdr Euro Stoxx	—	EXIT	Sold out
39	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
40	INTC	Intel CORP	—	EXIT	Sold out
41	C	Citigroup INC	—	EXIT	Sold out
42	✓	Avista Healthcare Pub Acq Co	—	EXIT	Sold out
43	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	—	EXIT	Sold out
44	✓	Convergys CORP Com	—	EXIT	Sold out
45	✓	Collier Creek Holdings	—	NEW	New buy
46	OII	Oceaneering International, Inc.	—	EXIT	Sold out
47	DY 0.75 09-15-21	Dycom Industries INC	—	EXIT	Sold out
48	HD	The Home Depot, Inc.	—	EXIT	Sold out
49	✓	Pandora Media INC	—	NEW	New buy
50	CSCO	Cisco Systems INC	—	EXIT	Sold out