K2 Principal Fund, L.p. — Q2 2018 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

Showing top 200 holdings (of 280 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NXPI	NXP Semiconductors N.V.	Stock-Tech	4.69%	—	+98.21%
2	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	4.14%	—	-59.12%
3	C	Citigroup INC	Stock-Financials	3.57%	—	-11.90%
4	SMH	Vaneck Semiconductor ETF	ETF-Other	3.36%	—	+56.93%
5	XLK	Ss Technology Select Sector	ETF-Tech	2.63%	—	-74.01%
6	✓	Mylan N V	Stock-Other	1.90%	—	-43.57%
7	LPX	Louisiana-pacific CORP	Stock-Industrials	1.84%	—	+60.60%
8	AABAUSD	Altaba INC	Stock-Other	1.79%	—	+14.21%
9	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.75%	—	-86.66%
10	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.64%	—	+128.00%
11	✓	Pure Acquisition CORP	Stock-Other	1.60%	—	—
12	✓	ETF Managers Tr	Stock-Other	1.47%	—	-24.00%
13	ROK	Rockwell Automation, Inc.	Stock-Industrials	1.42%	—	+78.09%
14	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.36%	+2.69%	-48.00%
15	MS	Morgan Stanley	Stock-Financials	1.36%	—	-9.43%
16	✓		Stock-Other	1.33%	—	-13.82%
17	✓	Athenahealth INC	Stock-Other	1.30%	—	—
18	✓	Far Pt Acquisition CORP	Stock-Other	1.24%	—	—
19	✓	Legacy Acquisition CORP	Stock-Other	1.18%	—	-1.73%
20	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.14%	—	-33.62%
21	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.09%	—	+26.83%
22	DEA	Easterly Government Properties, Inc.	Stock-Other	1.05%	—	+77.20%
23	BAC	Bank Of America CORP	Stock-Financials	0.98%	—	—
24	Z 2 12-01-21	Zillow INC	Stock-Comm Services	0.98%	—	—
25	✓	Ggp INC	Stock-Other	0.96%	—	+97.04%
26	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	Stock-Other	0.95%	—	+111.11%
27	DELL	Dell Technologies Inc.	Stock-Tech	0.88%	—	-52.63%
28	XXI	Twenty One Capital, Inc.	Stock-Other	0.85%	—	+121.75%
29	QCOM	Qualcomm INC	Stock-Tech	0.85%	—	+225.00%
30	MERC	Mercer International INC	Stock-Other	0.81%	—	-46.83%
31	AXP	American Express Company	Stock-Financials	0.78%	—	—
32	CASY	Casey's General Stores INC	Stock-Consumer Disc	0.71%	—	+28.93%
33	✓	Twelve Seas Investment Compa	Stock-Other	0.70%	—	—
34	✓	Andeavor Logistics LP	Stock-Other	0.70%	—	—
35	✓	Haymaker Acquisition	Stock-Other	0.68%	—	+0.06%
36	✓	Osprey Energy Acquisition Co	Stock-Other	0.68%	—	—
37	✓	Vantage Energy Acquisition-a	Stock-Other	0.68%	—	-5.32%
38	✓	Ilg Inc	Stock-Other	0.67%	—	+122.99%
39	AMAT	Applied Materials INC	Stock-Tech	0.66%	—	—
40	XRXCHF	Xerox CORP	Stock-Other	0.66%	—	—
41	SLAB 1.375 03-01-22	Silicon Laboratories INC	Stock-Tech	0.65%	—	+75.00%
42	WTTR	Select Water Solutions INC	Stock-Other	0.64%	—	-9.95%
43	DY 0.75 09-15-21	Dycom Industries INC	Stock-Industrials	0.64%	—	—
44	VMWEUR	Vmware Inc-class A	Stock-Other	0.63%	—	+450.00%
45	✓	Dfb Healthcare Acquistion Co	Stock-Other	0.60%	—	+0.77%
46	✓	Hennessy Capital Iii Acq CORP	Stock-Other	0.59%	—	+71.94%
47	XLNXEUR	Xilinx INC	Stock-Other	0.56%	—	-44.62%
48	✓	Thunder Bridge Acquisition L	Stock-Other	0.56%	—	—
49	✓	One Madison CORP	Stock-Other	0.53%	—	-29.23%
50	✓	Sigma Design INC	Stock-Other	0.51%	—	+23.54%

1–50 of 200

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NXPI	NXP Semiconductors N.V.	+2.8%	+98.21%	Add
2	SMH	Vaneck Semiconductor ETF	+1.8%	+56.93%	Add
3	BABA	Alibaba Group Holding-sp Adr	+1.1%	+128.00%	Add
4	LPX	Louisiana-pacific CORP	+1%	+60.60%	Add
5	ROK	Rockwell Automation, Inc.	+0.8%	+78.09%	Add
6	QCOM	Qualcomm INC	+0.7%	+225.00%	Add
7	XXI	Twenty One Capital, Inc.	+0.6%	+121.75%	Add
8	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	+0.6%	+111.11%	Add
9	VMWEUR	Vmware Inc-class A	+0.6%	+450.00%	Add
10	C	Citigroup INC	+0.6%	-11.90%	Trim
11	CYEUR	Cypress Semiconductor CORP	-0.2%	-33.62%	Trim
12	XLNXEUR	Xilinx INC	-0.3%	-44.62%	Trim
13	DELL	Dell Technologies Inc.	-0.3%	-52.63%	Trim
14	WFC	Wells Fargo & Co	-0.4%	-92.31%	Trim
15	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.5%	-48.00%	Trim
16	DBDEUR	Diebold Nixdorf INC	-0.7%	-68.41%	Trim
17	OLED	Universal Display CORP	-0.7%	-72.81%	Trim
18	BG	Bunge Global SA	-0.9%	-77.17%	Trim
19	✓	Mylan N V	-0.9%	-43.57%	Trim
20	TLT	Ishares 20+ Year Treasury Bd	-3.3%	-59.12%	Trim
21	XLK	Ss Technology Select Sector	-4.4%	-74.01%	Trim
22	GOOGL	Alphabet Inc-cl A	-7.1%	-86.66%	Trim
23	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	EXIT	Sold out
24	✓		—	EXIT	Sold out
25	TWXCHF	Time Warner INC	—	EXIT	Sold out
26	✓	Pure Acquisition CORP	—	NEW	New buy
27	DISH	Dish Network Corp-a	—	EXIT	Sold out
28	✓	Cavium INC	—	EXIT	Sold out
29	XLF	Ss Financial Select Sector	—	EXIT	Sold out
30	✓	National Energy Services Reu	—	EXIT	Sold out
31	✓	Athenahealth INC	—	NEW	New buy
32	✓	Far Pt Acquisition CORP	—	NEW	New buy
33	HAWK 1.5 01-15-22	Blackhawk Network Hold	—	EXIT	Sold out
34	BAC	Bank Of America CORP	—	NEW	New buy
35	✓	Microsemi CORP Com	—	EXIT	Sold out
36	T	At&t INC	—	EXIT	Sold out
37	AMC	AMC Entertainment Holdings, Inc.	—	EXIT	Sold out
38	WPM	Wheaton Precious Metals CORP	—	EXIT	Sold out
39	NVDA	Nvidia CORP	—	EXIT	Sold out
40	TPG	TPG Inc.	—	EXIT	Sold out
41	✓	Twelve Seas Investment Compa	—	NEW	New buy
42	✓	Andeavor Logistics LP	—	NEW	New buy
43	GECBLE 4.5 11-15-29	General Cable CORP	—	EXIT	Sold out
44	✓	Osprey Energy Acquisition Co	—	NEW	New buy
45	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
46	AMAT	Applied Materials INC	—	NEW	New buy
47	XRXCHF	Xerox CORP	—	NEW	New buy
48	TRCO	Tribune Media Co - A	—	EXIT	Sold out
49	✓	Thunder Bridge Acquisition L	—	NEW	New buy
50	LAYN 8 05-01-19	Layne Christensen Co	—	NEW	New buy