K2 Principal Fund, L.p. — Q1 2018 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

Showing top 200 holdings (of 267 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	8.89%	—	+147.74%
2	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	7.47%	—	+258.80%
3	XLK	Ss Technology Select Sector	ETF-Tech	7.03%	—	+44.87%
4	C	Citigroup INC	Stock-Financials	3.01%	—	+117.56%
5	✓	Mylan N V	Stock-Other	2.83%	—	—
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	2.71%	—	—
7	✓		Stock-Other	2.34%	—	+5.11%
8	TWXCHF	Time Warner INC	Stock-Other	1.89%	—	+18.54%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.87%	+2.69%	+56.25%
10	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.87%	—	+86.67%
11	SMH	Vaneck Semiconductor ETF	ETF-Other	1.60%	—	+80.00%
12	✓	ETF Managers Tr	Stock-Other	1.43%	—	—
13	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.38%	—	+84.67%
14	BG	Bunge Global SA	Stock-Consumer Staples	1.29%	—	+240.76%
15	MS	Morgan Stanley	Stock-Financials	1.26%	—	+105.00%
16	DELL	Dell Technologies Inc.	Stock-Tech	1.19%	—	+157.71%
17	AABAUSD	Altaba INC	Stock-Other	1.16%	—	-21.36%
18	DISH	Dish Network Corp-a	Stock-Other	1.11%	—	+59.50%
19	✓	Cavium INC	Stock-Other	1.06%	—	+421.92%
20	✓		Stock-Other	1.04%	—	+623.66%
21	XLF	Ss Financial Select Sector	ETF-Other	1.01%	—	+72.00%
22	✓	National Energy Services Reu	Stock-Other	0.97%	—	+13.98%
23	DBDEUR	Diebold Nixdorf INC	Stock-Other	0.97%	—	-29.87%
24	OLED	Universal Display CORP	Stock-Tech	0.95%	—	—
25	LPX	Louisiana-pacific CORP	Stock-Industrials	0.89%	—	+27.23%
26	✓	Legacy Acquisition CORP	Stock-Other	0.88%	—	+2.94%
27	XLNXEUR	Xilinx INC	Stock-Other	0.83%	—	-20.90%
28	MERC	Mercer International INC	Stock-Other	0.79%	—	+184.69%
29	HAWK 1.5 01-15-22	Blackhawk Network Hold	Stock-Other	0.76%	—	—
30	✓	Microsemi CORP Com	Stock-Other	0.71%	—	—
31	T	At&t INC	Stock-Comm Services	0.70%	—	+159.40%
32	AMC	AMC Entertainment Holdings, Inc.	Stock-Other	0.70%	—	+118.38%
33	Z 2 12-01-21	Zillow INC	Stock-Comm Services	0.70%	—	—
34	WPM	Wheaton Precious Metals CORP	Stock-Materials	0.70%	—	-37.69%
35	NVDA	Nvidia CORP	Stock-Tech	0.66%	—	+42.86%
36	CWH	Camping World Holdings Inc-a	Stock-Other	0.63%	—	+360.00%
37	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.59%	—	-58.33%
38	ROK	Rockwell Automation, Inc.	Stock-Industrials	0.59%	—	—
39	VYX	Ncr Voyix CORP	Stock-Tech	0.56%	—	+205.10%
40	TPG	TPG Inc.	Stock-Financials	0.55%	—	-45.34%
41	✓	One Madison CORP	Stock-Other	0.55%	—	—
42	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.52%	—	-47.64%
43	✓	Vantage Energy Acquisition-a	Stock-Other	0.52%	—	-18.53%
44	AXP	American Express Company	Stock-Financials	0.51%	—	—
45	DY 0.75 09-15-21	Dycom Industries INC	Stock-Industrials	0.51%	—	—
46	GECBLE 4.5 11-15-29	General Cable CORP	Stock-Other	0.51%	—	+181.00%
47	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.50%	—	—
48	✓	Haymaker Acquisition	Stock-Other	0.50%	—	+3.97%
49	MX	Magnachip Semiconductor CORP	Stock-Other	0.48%	—	—
50	TRCO	Tribune Media Co - A	Stock-Other	0.46%	—	+241.01%

1–50 of 200

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TLT	Ishares 20+ Year Treasury Bd	+4.7%	+258.80%	Add
2	GOOGL	Alphabet Inc-cl A	+4.3%	+147.74%	Add
3	C	Citigroup INC	+1.1%	+117.56%	Add
4	XLK	Ss Technology Select Sector	+1%	+44.87%	Add
5	BG	Bunge Global SA	+0.9%	+240.76%	Add
6	✓		+0.8%	+623.66%	Add
7	✓	Cavium INC	+0.8%	+421.92%	Add
8	NXPI	NXP Semiconductors N.V.	+0.6%	+86.67%	Add
9	SMH	Vaneck Semiconductor ETF	+0.5%	+80.00%	Add
10	DELL	Dell Technologies Inc.	+0.5%	+157.71%	Add
11	CYEUR	Cypress Semiconductor CORP	+0.5%	+84.67%	Add
12	MS	Morgan Stanley	+0.5%	+105.00%	Add
13	CWH	Camping World Holdings Inc-a	+0.4%	+360.00%	Add
14	MERC	Mercer International INC	+0.4%	+184.69%	Add
15	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+56.25%	Add
16	T	At&t INC	+0.3%	+159.40%	Add
17	XLF	Ss Financial Select Sector	+0.3%	+72.00%	Add
18	CF	Cf Industries Holdings INC	-0.7%	-80.00%	Trim
19	BABA	Alibaba Group Holding-sp Adr	-0.7%	-47.64%	Trim
20	TPG	TPG Inc.	-0.7%	-45.34%	Trim
21	MSFT	Microsoft CORP	-0.8%	-83.33%	Trim
22	WPM	Wheaton Precious Metals CORP	-0.9%	-37.69%	Trim
23	DBDEUR	Diebold Nixdorf INC	-0.9%	-29.87%	Trim
24	VMWEUR	Vmware Inc-class A	-0.9%	-90.96%	Trim
25	MU	Micron Technology INC	-1.1%	-86.05%	Trim
26	GOOG	Alphabet Inc-cl C	-1.2%	-58.33%	Trim
27	BMY	Bristol-myers Squibb Co	—	EXIT	Sold out
28	✓	Mylan N V	—	NEW	New buy
29	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	NEW	New buy
30	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
31	✓	ETF Managers Tr	—	NEW	New buy
32	WCN	Waste Connections INC	—	EXIT	Sold out
33	OLED	Universal Display CORP	—	NEW	New buy
34	SAVEEUR	Spirit Airlines INC	—	EXIT	Sold out
35	HAWK 1.5 01-15-22	Blackhawk Network Hold	—	NEW	New buy
36	SNI	Scripps Networks Inter-cl A	—	EXIT	Sold out
37	BSFT 1 09-01-22	Cisco Systems INC	—	EXIT	Sold out
38	✓	Microsemi CORP Com	—	NEW	New buy
39	ROK	Rockwell Automation, Inc.	—	NEW	New buy
40	✓	One Madison CORP	—	NEW	New buy
41	MGA	Magna International INC	—	EXIT	Sold out
42	AXP	American Express Company	—	NEW	New buy
43	DY 0.75 09-15-21	Dycom Industries INC	—	NEW	New buy
44	AEP	American Electric Power Company, Inc.	—	NEW	New buy
45	ORCL	Oracle CORP	—	EXIT	Sold out
46	MX	Magnachip Semiconductor CORP	—	NEW	New buy
47	CSX	Csx CORP	—	EXIT	Sold out
48	ADM	Archer-daniels-midland Co	—	EXIT	Sold out
49	✓	Dfb Healthcare Acquistion Co	—	NEW	New buy
50	CASY	Casey's General Stores INC	—	NEW	New buy