K2 Principal Fund, L.p. — Q3 2017 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

Showing top 200 holdings (of 262 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares Qqq Trust Ser 1	Stock-Other	9.33%	—	-30.78%
2	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	5.74%	—	-8.38%
3	D	Dominion Energy, Inc.	Stock-Utilities	3.11%	—	+0.65%
4	BMY	Bristol-myers Squibb Co	Stock-Healthcare	3.03%	—	-31.42%
5	QCOM	Qualcomm INC	Stock-Tech	2.80%	—	+528.44%
6	TWXCHF	Time Warner INC	Stock-Other	2.51%	—	-2.34%
7	C	Citigroup INC	Stock-Financials	2.36%	—	—
8	ORCL	Oracle CORP	Stock-Tech	2.29%	—	—
9	AABAUSD	Altaba INC	Stock-Other	1.63%	—	-15.94%
10	✓	Vantage Energy Acquisition-a	Stock-Other	1.62%	—	—
11	RICEEUR	Eqt Re Merger Sub INC	Stock-Other	1.60%	—	+104.75%
12	T	At&t INC	Stock-Comm Services	1.58%	—	-19.71%
13	BG	Bunge Global SA	Stock-Consumer Staples	1.57%	—	+523.36%
14	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.49%	+2.69%	-0.22%
15	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.39%	—	-7.35%
16	AMC	AMC Entertainment Holdings, Inc.	Stock-Other	1.38%	—	+159.80%
17	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.32%	—	-1.12%
18	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	1.29%	—	—
19	KRG	Kite Realty Group Trust	Stock-Real Estate	1.29%	—	—
20	✓	National Energy Services Reu	Stock-Other	1.28%	—	+0.51%
21	BRCD 1.375 01-01-20	Brocade Communications	Stock-Other	1.26%	—	+65.03%
22	✓	Mylan N V	Stock-Other	1.22%	—	+352.76%
23	VMWEUR	Vmware Inc-class A	Stock-Other	1.19%	—	+92.20%
24	LPX	Louisiana-pacific CORP	Stock-Industrials	1.17%	—	-27.48%
25	✓	Digitalglobe INC	Stock-Other	1.14%	—	+160.74%
26	TPG	TPG Inc.	Stock-Financials	1.13%	—	—
27	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.11%	—	-59.18%
28	DBDEUR	Diebold Nixdorf INC	Stock-Other	1.08%	—	+106.76%
29	✓		Stock-Other	1.07%	—	+571.90%
30	SMH	Vaneck Semiconductor ETF	ETF-Other	1.06%	—	-33.70%
31	MS	Morgan Stanley	Stock-Financials	0.99%	—	+244.44%
32	WPM	Wheaton Precious Metals CORP	Stock-Materials	0.98%	—	-32.28%
33	NVDA	Nvidia CORP	Stock-Tech	0.98%	—	+21.32%
34	XLF	Ss Financial Select Sector	ETF-Other	0.85%	—	-63.24%
35	SNI	Scripps Networks Inter-cl A	Stock-Other	0.80%	—	—
36	TPG	TPG Inc.	Stock-Financials	0.78%	—	—
37	SAVEEUR	Spirit Airlines INC	Stock-Other	0.78%	—	+452.18%
38	BKNG 0.9 09-15-21	Booking Holdings INC	Stock-Consumer Disc	0.76%	—	+300.00%
39	WRLSUSD	Pensare Acquisition CORP	Stock-Other	0.65%	—	—
40	✓	Mallinckrodt PLC	Stock-Other	0.64%	—	+766.67%
41	✓	Parexel Intl CORP	Stock-Other	0.62%	—	+1670.25%
42	✓	Hennessy Capital Iii Acq CORP	Stock-Other	0.60%	—	—
43	DAL	Delta Air Lines INC	Stock-Industrials	0.59%	—	+795.12%
44	XLNXEUR	Xilinx INC	Stock-Other	0.57%	—	—
45	✓	Federal Str Acquisition CORP	Stock-Other	0.50%	—	—
46	GTENU	Gores Holdings X, Inc.	Stock-Other	0.49%	—	+15.38%
47	MMDM	Modern Media Acquisition Cor	Stock-Other	0.46%	—	+2.64%
48	✓	Osprey Energy Acquisition Co	Stock-Other	0.46%	—	—
49	FSLR	First Solar, Inc.	Stock-Tech	0.45%	—	+76.13%
50	F	Ford Motor Co	Stock-Consumer Disc	0.45%	—	-5.80%

1–50 of 200

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QCOM	Qualcomm INC	+2.3%	+528.44%	Add
2	BG	Bunge Global SA	+1.3%	+523.36%	Add
3	✓		+0.9%	+571.90%	Add
4	✓	Mylan N V	+0.9%	+352.76%	Add
5	RICEEUR	Eqt Re Merger Sub INC	+0.9%	+104.75%	Add
6	✓	Digitalglobe INC	+0.7%	+160.74%	Add
7	MS	Morgan Stanley	+0.7%	+244.44%	Add
8	VMWEUR	Vmware Inc-class A	+0.7%	+92.20%	Add
9	✓	Parexel Intl CORP	+0.6%	+1670.25%	Add
10	BKNG 0.9 09-15-21	Booking Holdings INC	+0.6%	+300.00%	Add
11	SAVEEUR	Spirit Airlines INC	+0.6%	+452.18%	Add
12	AMC	AMC Entertainment Holdings, Inc.	+0.6%	+159.80%	Add
13	✓	Mallinckrodt PLC	+0.6%	+766.67%	Add
14	DAL	Delta Air Lines INC	+0.5%	+795.12%	Add
15	BRCD 1.375 01-01-20	Brocade Communications	+0.5%	+65.03%	Add
16	DBDEUR	Diebold Nixdorf INC	+0.4%	+106.76%	Add
17	SLV	Ishares Silver Trust	-0.5%	-54.84%	Trim
18	WPM	Wheaton Precious Metals CORP	-0.5%	-32.28%	Trim
19	BTOCN 3.25 10-01-18	B2gold CORP	-0.6%	-61.54%	Trim
20	BABA	Alibaba Group Holding-sp Adr	-0.7%	-94.19%	Trim
21	BMY	Bristol-myers Squibb Co	-0.9%	-31.42%	Trim
22	XLF	Ss Financial Select Sector	-1.4%	-63.24%	Trim
23	TLT	Ishares 20+ Year Treasury Bd	-1.6%	-59.18%	Trim
24	✓	Powershares Qqq Trust Ser 1	-3.5%	-30.78%	Trim
25	C	Citigroup INC	—	NEW	New buy
26	ORCL	Oracle CORP	—	NEW	New buy
27	XBI	Ss Spdr S&p Biotech ETF	—	EXIT	Sold out
28	MBLY	Mobileye Global Inc.	—	EXIT	Sold out
29	KRG	Kite Realty Group Trust	—	NEW	New buy
30	✓	Harmony Merger CORP	—	EXIT	Sold out
31	✓		—	EXIT	Sold out
32	PYPL	Paypal Holdings INC	—	EXIT	Sold out
33	TPG	TPG Inc.	—	EXIT	Sold out
34	✓	Syneron Medical LTD	—	EXIT	Sold out
35	SNI	Scripps Networks Inter-cl A	—	NEW	New buy
36	TPG	TPG Inc.	—	NEW	New buy
37	NFLX	Netflix INC	—	EXIT	Sold out
38	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
39	WRLSUSD	Pensare Acquisition CORP	—	NEW	New buy
40	✓	Shoretel INC	—	EXIT	Sold out
41	✓	Hennessy Cap Acquston CORP I	—	EXIT	Sold out
42	✓	Hennessy Capital Iii Acq CORP	—	NEW	New buy
43	✓	Whole Foods Mkt INC	—	EXIT	Sold out
44	XLNXEUR	Xilinx INC	—	NEW	New buy
45	HUN	Huntsman CORP	—	EXIT	Sold out
46	✓	Federal Str Acquisition CORP	—	NEW	New buy
47	✓	Osprey Energy Acquisition Co	—	NEW	New buy
48	VALE	Vale S.A.	—	EXIT	Sold out
49	UBNTEUR	Ubiquiti Networks INC	—	EXIT	Sold out
50	✓	Constellation Alpha Cap CORP	—	NEW	New buy