CIK: 0001084580
Total reported value
$12.0B
Showing top 37 holdings (of 1437 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GAIN | Gladstone Investment CORP | Stock-Other | — | — | — | |
| 2 | PDLI 2.875 02-15-15 * | Pdl Bio Pharma INC | Stock-Other | — | — | — | |
| 3 | TNK | Teekay Tankers Ltd. | Stock-Other | — | — | — | |
| 4 | LFACW | Leapfrog Acquisition Corporation | Stock-Other | — | — | -34.48% | |
| 5 | ✓ | Kcap Financial INC | Stock-Other | — | — | — | |
| 6 | ✓ | Cowen Group INC New | Stock-Other | — | — | — | |
| 7 | RASF 7 04-01-31 | Rait Financial Trust | Stock-Other | — | — | — | |
| 8 | CENTA | Central Garden & Pet Company | Stock-Other | — | — | +65.08% | |
| 9 | ULCC | Frontier Group Holdings, Inc. | Stock-Other | — | — | — | |
| 10 | ✓ | Meadowbrook Ins Group INC Com | Stock-Other | — | — | — | |
| 11 | ✓ | Exco Resources INC | Stock-Other | — | — | — | |
| 12 | ✓ | Sigma Design INC | Stock-Other | — | — | — | |
| 13 | ERII | Energy Recovery INC | Stock-Other | — | — | — | |
| 14 | ✓ | Ngp Cap Res Co | Stock-Other | — | — | — | |
| 15 | ✓ | Alphatec Holdings INC | Stock-Other | — | — | -2.23% | |
| 16 | ✓ | Vivus INC | Stock-Other | — | — | -86.04% | |
| 17 | HOLX 0 12-15-43 | Hologic INC | Stock-Other | — | — | — | |
| 18 | ✓ | Armour Residential | Stock-Other | — | — | — | |
| 19 | TRQEUR | Turquoise Hill Resources LTD | Stock-Other | — | — | -35.90% | |
| 20 | EQIX 3 10-15-14 | Equinix INC | Stock-Real Estate | — | — | — | |
| 21 | ✓ | Zaza Energy CORP | Stock-Other | — | — | — | |
| 22 | ✓ | Radioshack CORP | Stock-Other | — | — | — | |
| 23 | SLXP 2.75 05-15-15 | Salix Pharmaceuticals Lt | Stock-Other | — | — | — | |
| 24 | ✓ | Higher One Hldgs INC Com | Stock-Other | — | — | — | |
| 25 | ILMN 0.25 03-15-16 | Illumina INC | Stock-Healthcare | — | — | — | |
| 26 | ✓ | Promotora De Informaciones S | Stock-Other | — | — | -97.75% | |
| 27 | PDLI 3.75 05-01-15 | Pdl Bio Pharma INC | Stock-Other | — | — | — | |
| 28 | MOH 3.75 10-01-14 MOH | Molina Healthcare INC | Stock-Healthcare | — | — | — | |
| 29 | ✓ | Paramount Gold & Silver CORP | Stock-Other | — | — | — | |
| 30 | ✓ | Nii Holdings INC | Stock-Other | — | — | — | |
| 31 | ✓ | Coronado Biosciences INC | Stock-Other | — | — | — | |
| 32 | ✓ | Curis INC | Stock-Other | — | — | — | |
| 33 | ✓ | Wet Seal INC | Stock-Other | — | — | +62.36% | |
| 34 | ✓ | Vical INC | Stock-Other | — | — | — | |
| 35 | ✓ | Rock Creek Pharmaceuticals Inc | Stock-Other | — | — | — | |
| 36 | ✓ | Midway Gold CORP | Stock-Other | — | — | — | |
| 37 | ✓ | Anadigics INC | Stock-Other | — | — | — |