HBK Sorce Advisory LLC — Q3 2013 13F Holdings

Name: HBK Sorce Advisory LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001379995

Total reported value

$5.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	13.87%	—	-2.16%
2	SCHA	Schwab US Small-cap ETF	ETF-Other	12.40%	—	-0.26%
3	SCHX	Schwab US Large-cap ETF	ETF-Other	11.37%	-1.52%	+3.99%
4	IWB	Ishares Russell 1000 ETF	ETF-Other	4.03%	—	-2.74%
5	SCHF	Schwab Intl Equity ETF	ETF-Other	3.58%	-0.03%	+0.71%
6	UBS	UBS Group AG	Stock-Financials	3.39%	—	+14.86%
7	IWC	Ishares Micro-cap ETF	ETF-Other	2.95%	—	-0.72%
8	XOM	Exxon Mobil CORP	Stock-Energy	2.19%	—	-0.09%
9	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.17%	-0.06%	+4.72%
10	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.75%	-0.04%	+10.94%
11	PM	Philip Morris International	Stock-Consumer Staples	1.60%	—	-4.94%
12	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.29%	—	-1.23%
13	KO	Coca-cola Co/the	Stock-Consumer Staples	1.25%	—	-0.19%
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.01%	-0.02%	-0.59%
15	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.94%	—	-4.55%
16	USCI	United States Commodity Inde	ETF-Commodities	0.82%	—	+2.77%
17	AAPL	Apple INC	Stock-Tech	0.82%	-0.21%	-3.02%
18	IBM	Intl Business Machines CORP	Stock-Tech	0.82%	—	+24.47%
19	MO	Altria Group INC	Stock-Consumer Staples	0.79%	—	+6.19%
20	JNJ	Johnson & Johnson	Stock-Healthcare	0.78%	—	+3.66%
21	QCOM	Qualcomm INC	Stock-Tech	0.69%	+0.02%	-19.26%
22	EFA	Ishares Msci Eafe ETF	ETF-Other	0.69%	—	-4.95%
23	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.63%	-1.04%	—
24	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.63%	-0.06%	+2.08%
25	VZ	Verizon Communications INC	Stock-Comm Services	0.58%	—	+2.43%
26	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.57%	-0.08%	+2.13%
27	MSFT	Microsoft CORP	Stock-Tech	0.56%	-0.06%	+0.28%
28	HDV	Ishares Core High Dividend E	ETF-Other	0.52%	—	+41.59%
29	PNC	Pnc Financial Services Group	Stock-Financials	0.52%	—	+0.12%
30	RWX	State Street Spdr Dow Jones	ETF-Other	0.48%	—	-9.09%
31	JNJ	Johnson & Johnson	Stock-Healthcare	0.48%	—	+0.51%
32	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.47%	—	+0.01%
33	PEP	Pepsico INC	Stock-Consumer Staples	0.46%	—	-4.29%
34	T	At&t INC	Stock-Comm Services	0.44%	—	+5.42%
35	CVX	Chevron CORP	Stock-Energy	0.44%	—	+4.77%
36	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.44%	—	—
37	ERIE	Erie Indemnity Company-cl A	Stock-Financials	0.41%	-0.04%	+8.98%
38	JPM	Jpmorgan Chase & Co	Stock-Financials	0.40%	-0.16%	+5.52%
39	DVY	Ishares Select Dividend ETF	ETF-Other	0.40%	—	-0.42%
40	MMM	3m Co	Stock-Industrials	0.37%	—	-6.23%
41	PFF	Ishares Preferred & Income S	ETF-Other	0.36%	—	-9.50%
42	DJP	Ipath Bloomberg Commodity In	ETF-Commodities	0.35%	—	-11.50%
43	INTC	Intel CORP	Stock-Tech	0.35%	+0.03%	-1.02%
44	WFC	Wells Fargo & Co	Stock-Financials	0.35%	—	+4.49%
45	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.34%	—	+0.02%
46	IWD	Ishares Russell 1000 Value E	ETF-Other	0.32%	—	-1.56%
47	✓		Stock-Other	0.32%	—	-9.14%
48	NEE	Nextera Energy INC	Stock-Utilities	0.32%	—	+0.17%
49	KHC	The Kraft Heinz Company	Stock-Consumer Staples	0.32%	—	+0.01%
50	UTXZ	United Tech CORP	Stock-Other	0.29%	—	+1.76%

1–50 of 179

Holding changes this quarter

Position changes disclosed by HBK Sorce Advisory LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHA	Schwab US Small-cap ETF	+0.5%	-0.26%	Trim
2	SCHX	Schwab US Large-cap ETF	+0.5%	+3.99%	Add
3	UBS	UBS Group AG	+0.3%	+14.86%	Add
4	SCHF	Schwab Intl Equity ETF	+0.2%	+0.71%	Add
5	VIG	Vanguard Dividend Apprec ETF	+0.2%	+10.94%	Add
6	IWC	Ishares Micro-cap ETF	+0.2%	-0.72%	Trim
7	HDV	Ishares Core High Dividend E	+0.2%	+41.59%	Add
8	IBM	Intl Business Machines CORP	+0.1%	+24.47%	Add
9	AAPL	Apple INC	+0.1%	-3.02%	Trim
10	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+4.72%	Add
11	JNJ	Johnson & Johnson	+0.1%	+0.51%	Add
12	SLB	Slb LTD	0%	+1.09%	Add
13	COP	Conocophillips	0%	+8.11%	Add
14	VEA	Vanguard Ftse Developed ETF	0%	—	Unchanged
15	IWF	Ishares Russell 1000 Growth	0%	-0.59%	Trim
16	PFF	Ishares Preferred & Income S	-0.1%	-9.50%	Trim
17	IWB	Ishares Russell 1000 ETF	-0.1%	-2.74%	Trim
18	AXP	American Express Company	-0.1%	-40.34%	Trim
19	QCOM	Qualcomm INC	-0.1%	-19.26%	Trim
20	KO	Coca-cola Co/the	-0.1%	-0.19%	Trim
21	PM	Philip Morris International	-0.2%	-4.94%	Trim
22	EMB	Ishares Jp Morgan Usd Emergi	-0.2%	-56.03%	Trim
23	XOM	Exxon Mobil CORP	-0.2%	-0.09%	Trim
24	AMJEUR	Jpmorgan Alerian Mlp Index	-1.7%	-2.16%	Trim
25	VGK	Vanguard Ftse Europe ETF	—	NEW	New buy
26	DUK	Duke Energy CORP	—	NEW	New buy
27	ACCUSD	American Campus Communities	—	EXIT	Sold out
28	DLTR	Dollar Tree INC	—	NEW	New buy
29	MINT	Pimco Enhanced Short Maturit	—	EXIT	Sold out
30	NOVEUR	National Oilwell Varco INC	—	NEW	New buy
31	POT1EUR	Potash CORP Of Saskatchewan	—	EXIT	Sold out
32	TU	Telus CORP	—	NEW	New buy
33	PGR	Progressive CORP	—	NEW	New buy
34	CTLEUR	Centurylink INC	—	EXIT	Sold out
35	REFI	Chicago Atlantic Real Estate Finance, Inc.	—	NEW	New buy
36	XXI	Twenty One Capital, Inc.	—	NEW	New buy
37	WTMF	Wisdomtree Mgd Futures Strat	—	EXIT	Sold out
38	EXC	Exelon CORP	—	NEW	New buy
39	SU	Suncor Energy INC	—	NEW	New buy
40	JCI	Johnson Controls Internation	—	NEW	New buy
41	TJX	Tjx Companies INC	—	NEW	New buy
42	✓	Mindray Medical Intl LTD	—	EXIT	Sold out
43	UNH	Unitedhealth Group INC	—	NEW	New buy
44	BAX	Baxter International INC	—	NEW	New buy
45	OXY	Occidental Petroleum CORP	—	NEW	New buy
46	DWX	State Street Spdr S&p Intern	—	NEW	New buy
47	CB	Chubb Limited	—	NEW	New buy
48	UNP	Union Pacific CORP	—	NEW	New buy
49	ABX	Barrick Gold CORP	—	EXIT	Sold out
50	BAC	Bank Of America CORP	—	NEW	New buy