Golden State Wealth Management, LLC — Q3 2019 13F Holdings

Name: Golden State Wealth Management, LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001776033

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 1115 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	9.96%	—	+1.96%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.37%	+0.07%	+3.42%
3	CFA	Victoryshares US 500 Volatil	ETF-Other	3.05%	—	-5.61%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.89%	-0.24%	-2.02%
5	AAPL	Apple INC	Stock-Tech	2.74%	-0.22%	-5.04%
6	FVD	First Trust Value Line Dvd	ETF-Other	2.28%	-0.89%	+2.80%
7	VNLA	Janus Henderson Short Durati	ETF-Other	2.01%	—	+9.69%
8	AMZN	Amazon.com INC	Stock-Consumer Disc	1.89%	-0.01%	-8.88%
9	FTSM	First Trust Enh Short Mat Fd	ETF-Other	1.82%	—	+3.41%
10	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.77%	+0.12%	-2.04%
11	JPST	Jpmorgan Ultra-short Income	ETF-Other	1.58%	—	+11593.36%
12	FTCS	First Trust Capital Strength	ETF-Other	1.49%	—	+4.14%
13	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.41%	+0.36%	-0.85%
14	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.38%	—	+0.03%
15	RODM	Hartford Multifact Dev Mrkt	ETF-Other	1.35%	—	-8.34%
16	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.32%	+0.03%	-9.35%
17	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	1.32%	—	+2.05%
18	FPX	First Trust US Equity Opport	ETF-Other	1.30%	—	+4.34%
19	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.29%	—	+4.17%
20	DON	Wisdomtree US Midcap Dividen	ETF-Other	1.29%	—	-4.48%
21	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.07%	—	-10.76%
22	BND	Vanguard Total Bond Market	ETF-Other	0.98%	—	-4.82%
23	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.92%	—	+0.45%
24	XLF	Ss Financial Select Sector	ETF-Other	0.86%	—	-1.00%
25	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	0.81%	—	-10.51%
26	BX	Blackstone INC	Stock-Financials	0.76%	—	—
27	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.75%	—	-8.27%
28	EES	Wisdomtree US Smallcap Fund	ETF-Other	0.68%	—	-5.86%
29	1JFD	Pimco Dynamic Credit And Mor	Stock-Other	0.66%	—	+8.27%
30	LMT	Lockheed Martin CORP	Stock-Industrials	0.66%	—	+30.22%
31	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.65%	—	—
32	BA	Boeing Co/the	Stock-Industrials	0.63%	—	-10.53%
33	JPM	Jpmorgan Chase & Co	Stock-Financials	0.59%	—	+3.99%
34	IWP	Ishares Russell Mid-cap Grow	ETF-Other	0.56%	—	-2.20%
35	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.53%	—	-3.37%
36	DSL	Doubleline Income Solutions	Stock-Other	0.51%	—	-12.06%
37	FTSD	Franklin Short Duration U.s.	ETF-Other	0.51%	—	-7.61%
38	AXP	American Express Co	Stock-Financials	0.51%	—	-6.25%
39	MSFT	Microsoft CORP	Stock-Tech	0.50%	—	+10.61%
40	HD	Home Depot INC	Stock-Consumer Disc	0.50%	—	+3.08%
41	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.49%	—	-20.01%
42	V	Visa Inc-class A Shares	Stock-Financials	0.47%	—	+2.35%
43	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.47%	—	-2.47%
44	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.46%	—	+3.37%
45	SDOG	Alps Sector Dividend Dogs	ETF-Other	0.45%	—	-2.33%
46	DPG	Duff & Phelps Utility & INC	Stock-Other	0.43%	—	-31.00%
47	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.43%	—	-12.48%
48	XOM	Exxon Mobil CORP	Stock-Energy	0.43%	—	+9.14%
49	WDIV	St Str Spd S&p Glo Div-us In	ETF-Other	0.39%	—	-1.85%
50	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.39%	—	+2.11%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Golden State Wealth Management, LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JPST	Jpmorgan Ultra-short Income	+1.6%	+11593.36%	Add
2	AGG	Ishares Core U.s. Aggregate	+0.7%	+1.96%	Add
3	IVV	Ishares Core S&p 500 ETF	+0.4%	+3.42%	Add
4	AAPL	Apple INC	+0.3%	-5.04%	Trim
5	VNLA	Janus Henderson Short Durati	+0.3%	+9.69%	Add
6	FVD	First Trust Value Line Dvd	+0.2%	+2.80%	Add
7	LMT	Lockheed Martin CORP	+0.2%	+30.22%	Add
8	MO	Altria Group INC	+0.2%	+130.66%	Add
9	ABBV	Abbvie INC	+0.2%	+167.26%	Add
10	T	At&t INC	+0.2%	+77.51%	Add
11	VZ	Verizon Communications INC	+0.2%	+89.45%	Add
12	CFA	Victoryshares US 500 Volatil	0%	-5.61%	Trim
13	BIL	Ss Spdr Bb 1-3m T-bill ETF	-0.1%	-10.51%	Trim
14	ITOT	Ishares Core S&p Total U.s.	-0.1%	-10.76%	Trim
15	VDC	Vanguard Consumer Staple ETF	-0.1%	-20.01%	Trim
16	RODM	Hartford Multifact Dev Mrkt	-0.1%	-8.34%	Trim
17	NFLX	Netflix INC	-0.1%	-36.07%	Trim
18	BABA	Alibaba Group Holding-sp Adr	-0.1%	-40.06%	Trim
19	RITM	Rithm Capital CORP	-0.1%	-45.36%	Trim
20	MCHI	Ishares Msci China ETF	-0.1%	-86.93%	Trim
21	UNH	Unitedhealth Group INC	-0.1%	-15.70%	Trim
22	FINX	Global X Fintech ETF	-0.1%	-94.11%	Trim
23	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	-0.1%	-94.53%	Trim
24	WORK	Slack Technologies Inc- Cl A	-0.1%	-69.06%	Trim
25	EOI	Eaton Vance Enhanced Eq Incm	-0.1%	-68.62%	Trim
26	MU	Micron Technology INC	-0.1%	-76.36%	Trim
27	DPG	Duff & Phelps Utility & INC	-0.2%	-31.00%	Trim
28	USA	Liberty All Star Equity Fund	-0.2%	-48.41%	Trim
29	NVDA	Nvidia CORP	-0.2%	-64.28%	Trim
30	PYPL	Paypal Holdings INC	-0.2%	-70.62%	Trim
31	BIT	Blackrock Multi-sector INC	-0.2%	-56.25%	Trim
32	META	Meta Platforms Inc-class A	-0.3%	-40.32%	Trim
33	AMZN	Amazon.com INC	-0.3%	-8.88%	Trim
34	✓	Delaware Invts Div & Income	-0.3%	-59.82%	Trim
35	SLV	Ishares Silver Trust	-0.4%	-97.99%	Trim
36	CMF	Ishares California Muni Bond	-0.5%	-96.91%	Trim
37	VRP	Invesco Variable Rate Prefer	-0.6%	-97.92%	Trim
38	IGHG	Proshares Ig Hedged	—	EXIT	Sold out
39	BX	Blackstone INC	—	NEW	New buy
40	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
41	FYX	First Trust Small Cap Core A	—	EXIT	Sold out
42	HYGH	Ishares Int Rate Hedg Hy ETF	—	EXIT	Sold out
43	FNX	First Trust Mid Cap Core Alp	—	EXIT	Sold out
44	APOEUR	Apollo Asset Management INC	—	NEW	New buy
45	APO	Apollo Global Management, Inc.	—	EXIT	Sold out
46	PEG	Public Service Enterprise Gp	—	NEW	New buy
47	VALQ	American Century US Quality	—	NEW	New buy
48	VTEB	Vanguard Tax-exempt Bond ETF	—	EXIT	Sold out
49	VPV	Invesco Pa Val Muni INC	—	EXIT	Sold out
50	AYXEUR	Alteryx INC - Class A	—	EXIT	Sold out