GAM Holding AG — Q3 2017 13F Holdings

Name: GAM Holding AG — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001438848

Total reported value

$1.6B

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Full holdings list this quarter

Showing top 200 holdings (of 513 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	6.49%	—	-27.50%
2	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.94%	—	+0.07%
3	JD	Jd.com Inc-adr	Stock-Consumer Disc	1.64%	—	-20.63%
4	NEM	Newmont CORP	Stock-Materials	1.42%	—	-37.64%
5	NTES	Netease Inc-adr	Stock-Comm Services	1.40%	—	-28.52%
6	CTRPUSD	Ctrip.com International-adr	Stock-Other	1.29%	—	-11.87%
7	ICUI	Icu Medical INC	Stock-Other	1.22%	—	-11.43%
8	WB	Weibo Corp-spon Adr	Stock-Other	1.16%	—	+5.43%
9	TCOM 1.25 09-15-22	Trip.com Group LTD	Stock-Consumer Disc	1.10%	—	—
10	C	Citigroup INC	Stock-Financials	1.10%	—	-63.77%
11	LMT	Lockheed Martin CORP	Stock-Industrials	1.05%	—	-31.84%
12	BIDU	Baidu INC - Spon Adr	Stock-Comm Services	1.02%	—	-25.40%
13	NOC	Northrop Grumman CORP	Stock-Industrials	0.98%	—	-36.18%
14	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.98%	—	-5.33%
15	WRB	Wr Berkley CORP	Stock-Financials	0.95%	—	-9.37%
16	MSFT	Microsoft CORP	Stock-Tech	0.89%	-0.44%	-84.46%
17	9990302D	Apache CORP	Stock-Other	0.87%	—	-42.03%
18	GILD	Gilead Sciences INC	Stock-Healthcare	0.86%	—	-71.89%
19	ESE	Esco Technologies INC	Stock-Tech	0.85%	—	—
20	HUN	Huntsman CORP	Stock-Materials	0.81%	—	-8.21%
21	IIVI 0.5 12-15-33	Finisar CORP	Stock-Other	0.80%	—	—
22	EDU	New Oriental Education & Technology Group Inc.	Stock-Consumer Staples	0.74%	—	+907.79%
23	JNJ	Johnson & Johnson	Stock-Healthcare	0.73%	—	-77.56%
24	EL	Estee Lauder Companies-cl A	Stock-Consumer Staples	0.72%	—	-46.58%
25	CN4	Conn's INC	Stock-Other	0.71%	—	—
26	MOMOUSD	Momo Inc-spon Adr	Stock-Other	0.69%	—	-11.65%
27	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	0.66%	—	-41.84%
28	PWR	Quanta Services INC	Stock-Industrials	0.65%	—	-18.34%
29	PFE	Pfizer INC	Stock-Healthcare	0.63%	—	-66.11%
30	ZTO	Zto Express Cayman Inc-adr	Stock-Other	0.62%	—	+39.74%
31	POST	Post Holdings INC	Stock-Consumer Staples	0.61%	—	-20.93%
32	✓		Stock-Other	0.61%	—	-46.27%
33	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.61%	—	—
34	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.61%	—	-69.41%
35	PAG	Penske Automotive Group INC	Stock-Consumer Disc	0.60%	—	—
36	VER 3.75 12-15-20	Vereit INC	Stock-Other	0.60%	—	-27.37%
37	INR	Infinity Natural Resources, Inc.	Stock-Other	0.60%	—	—
38	PSX	Phillips 66	Stock-Energy	0.60%	—	-12.20%
39	KRG	Kite Realty Group Trust	Stock-Real Estate	0.59%	—	+204.51%
40	PANW 0 07-01-19	Palo Alto Networks	Stock-Tech	0.58%	—	—
41	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.54%	—	-11.74%
42	✓	Parexel Intl CORP	Stock-Other	0.52%	—	+38.37%
43	BG	Bunge Global SA	Stock-Consumer Staples	0.51%	—	-13.13%
44	SYMCEUR	Symantec CORP	Stock-Other	0.49%	—	-23.87%
45	ADBE	Adobe INC	Stock-Tech	0.48%	-0.19%	-55.60%
46	ESPR	Esperion Therapeutics INC	Stock-Other	0.48%	—	—
47	CHLUSD	China Mobile Ltd-spon Adr	Stock-Other	0.47%	—	-62.09%
48	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	Stock-Other	0.46%	—	—
49	HDB	Hdfc Bank Ltd-adr	Stock-Financials	0.45%	—	-5.33%
50	AZO	Autozone INC	Stock-Consumer Disc	0.45%	—	-42.23%

1–50 of 200

Holding changes this quarter

Position changes disclosed by GAM Holding AG for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	C	Citigroup INC	+0.1%	-63.77%	Trim
2	PFE	Pfizer INC	0%	-66.11%	Trim
3	PEP	Pepsico INC	-0.1%	-67.92%	Trim
4	GILD	Gilead Sciences INC	-0.1%	-71.89%	Trim
5	AMGN	Amgen INC	-0.1%	-75.77%	Trim
6	AEP	American Electric Power Company, Inc.	-0.2%	-69.41%	Trim
7	VZ	Verizon Communications INC	-0.2%	-83.70%	Trim
8	UNH	Unitedhealth Group INC	-0.2%	-81.22%	Trim
9	MMM	3m Co	-0.2%	-85.54%	Trim
10	INFY	Infosys Ltd-sp Adr	-0.3%	-90.71%	Trim
11	AFL	Aflac INC	-0.3%	-90.95%	Trim
12	DIS	Walt Disney Co/the	-0.3%	-94.81%	Trim
13	BKNG	Booking Hldgs INC	-0.3%	-97.56%	Trim
14	MO	Altria Group INC	-0.3%	-97.75%	Trim
15	✓		-0.4%	-98.82%	Trim
16	UTXZ	United Tech CORP	-0.4%	-90.62%	Trim
17	GIS	General Mills INC	-0.4%	-92.90%	Trim
18	MA	Mastercard INC - A	-0.4%	-99.06%	Trim
19	KO	Coca-cola Co/the	-0.4%	-90.95%	Trim
20	JNJ	Johnson & Johnson	-0.4%	-77.56%	Trim
21	ORCL	Oracle CORP	-0.5%	-84.87%	Trim
22	PG	Procter & Gamble Co/the	-0.5%	-92.81%	Trim
23	BAC	Bank Of America CORP	-0.5%	-95.24%	Trim
24	V	Visa Inc-class A Shares	-0.5%	-99.16%	Trim
25	GOOGL	Alphabet Inc-cl A	-0.5%	-84.89%	Trim
26	INTC	Intel CORP	-0.5%	-89.39%	Trim
27	IBM	Intl Business Machines CORP	-0.5%	-90.99%	Trim
28	T	At&t INC	-0.5%	-89.57%	Trim
29	CVS	Cvs Health CORP	-0.5%	-90.82%	Trim
30	CVX	Chevron CORP	-0.5%	-90.35%	Trim
31	AMZN	Amazon.com INC	-0.6%	-87.35%	Trim
32	META	Meta Platforms Inc-class A	-0.6%	-93.39%	Trim
33	MRK	Merck & Co. INC.	-0.6%	-88.83%	Trim
34	CSCO	Cisco Systems INC	-0.7%	-90.42%	Trim
35	JPM	Jpmorgan Chase & Co	-0.7%	-95.32%	Trim
36	XOM	Exxon Mobil CORP	-0.9%	-90.25%	Trim
37	WFC	Wells Fargo & Co	-0.9%	-93.54%	Trim
38	MSFT	Microsoft CORP	-1%	-84.46%	Trim
39	AAPL	Apple INC	-1.3%	-93.90%	Trim
40	HSBC V6.375 PERP .	Hsbc Holdings PLC	—	EXIT	Sold out
41	HSBC V6 PERP *	Hsbc Holdings PLC	—	EXIT	Sold out
42	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
43	GOOG	Alphabet Inc-cl C	—	EXIT	Sold out
44	ABT	Abbott Laboratories	—	EXIT	Sold out
45	HON	Honeywell International INC	—	EXIT	Sold out
46	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
47	TCOM 1.25 09-15-22	Trip.com Group LTD	—	NEW	New buy
48	✓		—	EXIT	Sold out
49	HD	Home Depot INC	—	EXIT	Sold out
50	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out