| 1 | GBAB | Guggenheim Taxable Municipal | Stock-Other | — | — | — | |
| 2 | FFLC | Fidelity Fndmntl L/c Cor ETF | ETF-Other | — | — | — | |
| 3 | MARPS | Marine Petroleum Trust | Stock-Other | — | — | — | |
| 4 | TMLP | Tortoise MLP ETF | ETF-Other | — | — | — | |
| 5 | NTG | Tortoise Midstream Energy | Stock-Other | — | — | — | |
| 6 | NML | Neuberger Energy Infrastruct | Stock-Other | — | — | — | |
| 7 | TOWN | Towne Bank | Stock-Other | — | — | — | |
| 8 | CLDX | Celldex Therapeutics INC | Stock-Other | — | — | -98.63% | |
| 9 | ✓ | Neurobo Pharmaceuticals Ord | Stock-Other | — | — | — | |
| 10 | TCI | Transcontinental Realty Inv | Stock-Other | — | — | — | |
| 11 | XXHYBXX | New America High Income Fund | Stock-Other | — | — | — | |
| 12 | CTT1USD | Catchmark Timber Trust Inc-a | Stock-Other | — | — | — | |
| 13 | GEL | Genesis Energy L.p. | Stock-Other | — | — | — | |
| 14 | TAUSD | Travelcenters Of America INC | Stock-Other | — | — | — | |
| 15 | BLCN | Siren Nxgn Ecnmy Etf-usd INC | ETF-Other | — | — | — | |
| 16 | AMC | AMC Entertainment Holdings, Inc. | Stock-Other | — | — | — | |
| 17 | CASIEUR | Casi Pharmaceuticals INC | Stock-Other | — | — | — | |
| 18 | TPYP | Tortoise North American Pipeline Fund | Stock-Other | — | — | — | |
| 19 | GENNQ | Genesis Healthcare INC | Stock-Other | — | — | — | |
| 20 | TY | Tri-continental CORP | Stock-Other | — | — | — | |
| 21 | MAIN | Main Street Capital CORP | Stock-Financials | — | — | +20.00% | |
| 22 | CRWS | Crown Crafts INC | Stock-Other | — | — | — | |
| 23 | TMQ | Trilogy Metals INC | Stock-Other | — | — | — | |
| 24 | PDT | John Hancock Prem Dvd Fnd | Stock-Other | — | — | — | |
| 25 | HPI | John Hancock Prefer INC | Stock-Other | — | — | — | |
| 26 | TASTUSD | Carrols Restaurant Group INC | Stock-Other | — | — | — | |
| 27 | HPF | John Hancock Prefer INC Ii | Stock-Other | — | — | — | |
| 28 | HPS | John Hancock Prefer INC Iii | Stock-Other | — | — | — | |
| 29 | SVM | Silvercorp Metals INC | Stock-Other | — | — | — | |
| 30 | SNR1USD | New Senior Investment Group | Stock-Other | — | — | — | |
| 31 | TDAY | USA Today Co INC | Stock-Other | — | — | +600.00% | |
| 32 | N1K | Newage INC | Stock-Other | — | — | — | |
| 33 | GGN | Gamco Glbl Gold Ntrl Res INC | Stock-Other | — | — | — | |
| 34 | XHNWX | Pioneer Diversified High | Stock-Other | — | — | — | |
| 35 | GRX | Gabelli Healthcare & Well | Stock-Other | — | — | — | |
| 36 | IFRX | InflaRx N.V. | Stock-Other | — | — | — | |
| 37 | CFFN | Capitol Federal Financial In | Stock-Other | — | — | — | |
| 38 | TWOEUR | Two Harbors Investment CORP | Stock-Other | — | — | -94.45% | |
| 39 | RVNU | Xtrackers Municipal Infrastr | ETF-Other | — | — | — | |
| 40 | ✓ | Cancer Genetics INC | Stock-Other | — | — | — | |
| 41 | XGDVX | Gabelli Dividend & Income Tr | Stock-Other | — | — | — | |
| 42 | SHLXUSD | Shell Midstream Partners LP | Stock-Other | — | — | — | |
| 43 | DBEU | Xtrackers Msci Europe Hedged | ETF-Other | — | — | — | |
| 44 | HTGC | Hercules Capital INC | Stock-Financials | — | — | — | |
| 45 | HFWA | Heritage Financial CORP | Stock-Other | — | — | — | |
| 46 | HFRO | Highland Opport & Income | Stock-Other | — | — | — | |
| 47 | USAC | USA Compression Partners LP | Stock-Other | — | — | — | |
| 48 | HGLB | Highland Global Allocation | Stock-Other | — | — | — | |
| 49 | LORLUSD | Loral Space & Communications | Stock-Other | — | — | — | |
| 50 | GAB | Gabelli Equity Trust | Stock-Other | — | — | — | |