First Allied Advisory Services, Inc. — Q1 2020 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 1059 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	3.88%	+0.75%	-2.82%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.98%	—	-5.62%
3	MSFT	Microsoft CORP	Stock-Tech	1.76%	—	+0.35%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.66%	+0.04%	+9.15%
5	BND	Vanguard Total Bond Market	ETF-Other	1.66%	-0.22%	+17.14%
6	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.66%	—	-6.49%
7	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.41%	-0.29%	+79.75%
8	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.33%	+1.78%	NEW
9	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.29%	-0.37%	+1.23%
10	VXUS	Vanguard Total Intl Stock	ETF-Other	1.26%	—	+2.48%
11	AMZN	Amazon.com INC	Stock-Consumer Disc	1.23%	+0.13%	+7.90%
12	DGRO	Ishares Core Dividend Growth	ETF-Other	1.10%	-0.25%	-0.91%
13	FTSM	First Trust Enh Short Mat Fd	ETF-Other	1.03%	—	+4.77%
14	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.96%	+0.03%	+24.91%
15	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.96%	—	-33.62%
16	FVD	First Trust Value Line Dvd	ETF-Other	0.94%	-0.32%	-6.48%
17	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.90%	—	+73.95%
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.84%	—	+0.61%
19	LMBS	First Trust Low Duration Opp	ETF-Other	0.77%	—	+400.90%
20	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	0.75%	-0.10%	+529.71%
21	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.73%	—	+64.22%
22	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.71%	—	+15.15%
23	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.70%	—	+4.69%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.65%	—	+1.81%
25	SCHO	Schwab Short-term US Treas	ETF-Other	0.64%	-0.28%	-11.38%
26	VTIP	Vanguard Short-term Tips	ETF-Other	0.63%	—	-6.05%
27	META	Meta Platforms Inc-class A	Stock-Comm Services	0.62%	+0.07%	+6.76%
28	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.60%	—	+6.95%
29	T	At&t INC	Stock-Comm Services	0.59%	—	-0.83%
30	VZ	Verizon Communications INC	Stock-Comm Services	0.58%	—	+3.93%
31	JNJ	Johnson & Johnson	Stock-Healthcare	0.58%	—	+4.79%
32	MUB	Ishares National Muni Bond E	ETF-Other	0.57%	—	+49.81%
33	EMLC	Vaneck JPM Em Local Curr Bnd	ETF-Other	0.56%	—	+62.22%
34	JPM	Jpmorgan Chase & Co	Stock-Financials	0.53%	—	+6.75%
35	IDEV	Ishares Core Msci Dev Mkts	ETF-Other	0.53%	—	+5.64%
36	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.52%	—	-0.44%
37	RDVY	First Trust Rising Dividend	ETF-Other	0.52%	—	+23.69%
38	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.51%	+0.14%	-8.90%
39	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.48%	—	+7.89%
40	DIS	Walt Disney Co/the	Stock-Comm Services	0.46%	—	+19.94%
41	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.46%	+0.07%	+1.50%
42	INTC	Intel CORP	Stock-Tech	0.44%	—	-3.69%
43	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.43%	+0.10%	-46.16%
44	✓	Dbx ETF Tr	ETF-Other	0.43%	—	-3.23%
45	NFLX	Netflix INC	Stock-Comm Services	0.42%	—	-2.28%
46	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.42%	—	+242.92%
47	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.42%	—	+4.53%
48	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.41%	—	+14.52%
49	QCOM	Qualcomm INC	Stock-Tech	0.41%	+0.08%	+23.21%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.40%	—	+0.09%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHY	Ishares 1-3 Year Treasury Bo	+0.8%	+79.75%	Add
2	BIL	Ss Spdr Bb 1-3m T-bill ETF	+0.7%	+529.71%	Add
3	LMBS	First Trust Low Duration Opp	+0.7%	+400.90%	Add
4	BND	Vanguard Total Bond Market	+0.6%	+17.14%	Add
5	USMV	Ishares Msci USA Min Vol Fac	+0.4%	+73.95%	Add
6	BSV	Vanguard Short-term Bond ETF	+0.4%	+64.22%	Add
7	DGRW	Wisdomtree U.s. Quality Divi	+0.3%	+242.92%	Add
8	MUB	Ishares National Muni Bond E	+0.3%	+49.81%	Add
9	AAPL	Apple INC	+0.3%	-2.82%	Trim
10	IVV	Ishares Core S&p 500 ETF	+0.2%	+9.15%	Add
11	BRK-B	Berkshire Hathaway Inc-cl B	0%	+0.61%	Add
12	VEA	Vanguard Ftse Developed ETF	0%	+4.69%	Add
13	IEMG	Ishares Core Msci Emerging	0%	-0.44%	Trim
14	VXUS	Vanguard Total Intl Stock	0%	+2.48%	Add
15	DGRO	Ishares Core Dividend Growth	0%	-0.91%	Trim
16	T	At&t INC	0%	-0.83%	Trim
17	✓	Dbx ETF Tr	-0.1%	-3.23%	Trim
18	VBR	Vanguard Small-cap Value ETF	-0.1%	+1.05%	Add
19	FVD	First Trust Value Line Dvd	-0.1%	-6.48%	Trim
20	JPM	Jpmorgan Chase & Co	-0.1%	+6.75%	Add
21	PFFD	Global X US Preferred ETF	-0.1%	-31.57%	Trim
22	IJR	Ishares Core S&p Small-cap E	-0.1%	-6.54%	Trim
23	QUAL	Ishares Msci USA Quality Fac	-0.1%	-27.80%	Trim
24	FTC	First Trust Large Cap Growth	-0.1%	-46.35%	Trim
25	AFINUSD	Necessity Retail Reit Inc/th	-0.1%	-18.49%	Trim
26	IEF	Ishares 7-10 Year Treasury B	-0.1%	-46.16%	Trim
27	WFC	Wells Fargo & Co	-0.1%	-23.93%	Trim
28	XOM	Exxon Mobil CORP	-0.2%	-6.70%	Trim
29	MLPAUSD	Global X Mlp ETF	-0.2%	-62.91%	Trim
30	JNK	Ss Spdr Bb High Yield Bond	-0.2%	-66.43%	Trim
31	HYLB	Xtrackers Usd High Yield Cor	-0.2%	-62.92%	Trim
32	VTI	Vanguard Total Stock Mkt ETF	-0.2%	-5.62%	Trim
33	USB	US Bancorp	-0.2%	-39.33%	Trim
34	SPLV	Invesco S&p 500 Low Volatili	-0.2%	-53.60%	Trim
35	MTUM	Ishares Msci USA Momentum Fa	-0.2%	-75.71%	Trim
36	MGK	Vanguard Mega Cap Growth ETF	-0.2%	-85.45%	Trim
37	SPYV	Ss Spdr P S&p 500 Value ETF	-0.2%	-92.34%	Trim
38	GBIL	Goldman Sachs Access Treasur	-0.2%	-67.98%	Trim
39	CWB	Ss Spdr Bb Conv Sec ETF	-0.3%	-96.81%	Trim
40	BA	Boeing Co/the	-0.3%	-8.71%	Trim
41	VNQ	Vanguard Real Estate ETF	-0.3%	-48.42%	Trim
42	IJH	Ishares Core S&p Midcap ETF	-0.3%	-6.49%	Trim
43	GUNR	Flexshares Global Upstream N	-0.3%	-91.56%	Trim
44	ITOT	Ishares Core S&p Total U.s.	-0.5%	-33.62%	Trim
45	FNCL	Fidelity Msci Financial Indx	—	EXIT	Sold out
46	ICVT	Ishares Convertible Bond ETF	—	EXIT	Sold out
47	RAVI	Flexshares Ultra-short Incom	—	NEW	New buy
48	FFEB	Ft Vest US Equity Buffer ETF	—	NEW	New buy
49	FNOV	Ft Vest US Equity Buffer ETF	—	NEW	New buy
50	QLD	Proshares Ultra Qqq	—	EXIT	Sold out