First Allied Advisory Services, Inc. — Q4 2019 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1204 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	3.62%	+0.75%	-2.64%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.15%	—	-1.20%
3	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.99%	—	+1.87%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.49%	+0.04%	-11.59%
5	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.45%	—	-6.85%
6	MSFT	Microsoft CORP	Stock-Tech	1.38%	—	-14.00%
7	VXUS	Vanguard Total Intl Stock	ETF-Other	1.29%	—	+2.12%
8	DGRO	Ishares Core Dividend Growth	ETF-Other	1.13%	-0.25%	+24.57%
9	BND	Vanguard Total Bond Market	ETF-Other	1.09%	-0.22%	+7.30%
10	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.06%	+1.78%	NEW
11	FVD	First Trust Value Line Dvd	ETF-Other	1.02%	-0.32%	+55.62%
12	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.98%	-0.37%	-10.61%
13	AMZN	Amazon.com INC	Stock-Consumer Disc	0.85%	+0.13%	+3.63%
14	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.81%	—	-1.85%
15	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.80%	+0.03%	+25.25%
16	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.79%	—	+16.59%
17	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.69%	—	+16.94%
18	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.64%	—	-1.20%
19	T	At&t INC	Stock-Comm Services	0.63%	—	-1.59%
20	VNQ	Vanguard Real Estate ETF	ETF-Other	0.61%	—	+0.09%
21	JPM	Jpmorgan Chase & Co	Stock-Financials	0.61%	—	-7.36%
22	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.60%	-0.29%	+6.42%
23	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.58%	—	-3.07%
24	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.57%	+0.10%	+10.28%
25	META	Meta Platforms Inc-class A	Stock-Comm Services	0.56%	+0.07%	+3.57%
26	BA	Boeing Co/the	Stock-Industrials	0.56%	—	+3.90%
27	SCHO	Schwab Short-term US Treas	ETF-Other	0.56%	-0.28%	-13.29%
28	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.54%	—	+16.21%
29	VTIP	Vanguard Short-term Tips	ETF-Other	0.53%	—	-2.55%
30	IDEV	Ishares Core Msci Dev Mkts	ETF-Other	0.52%	—	-10.97%
31	VZ	Verizon Communications INC	Stock-Comm Services	0.51%	—	-1.27%
32	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.49%	—	-24.23%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.49%	—	-5.82%
34	✓	Dbx ETF Tr	ETF-Other	0.48%	—	-4.47%
35	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.46%	—	+15.89%
36	RDVY	First Trust Rising Dividend	ETF-Other	0.46%	—	-11.18%
37	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.46%	—	-27.03%
38	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.45%	+0.14%	-8.09%
39	DIS	Walt Disney Co/the	Stock-Comm Services	0.45%	—	-0.27%
40	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.42%	-0.23%	+19.57%
41	QUAL	Ishares Msci USA Quality Fac	ETF-Other	0.42%	—	+154.65%
42	XOM	Exxon Mobil CORP	Stock-Energy	0.41%	—	-5.90%
43	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.41%	—	+35.13%
44	INTC	Intel CORP	Stock-Tech	0.40%	—	-7.88%
45	FTCS	First Trust Capital Strength	ETF-Other	0.39%	+0.69%	NEW
46	GBIL	Goldman Sachs Access Treasur	ETF-Commodities	0.39%	—	-29.93%
47	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.39%	+0.07%	-0.03%
48	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.38%	+0.16%	-2.39%
49	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.38%	—	-1.51%
50	GUNR	Flexshares Global Upstream N	ETF-Other	0.37%	—	+112.50%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.6%	-2.64%	Trim
2	FVD	First Trust Value Line Dvd	+0.4%	+55.62%	Add
3	QUAL	Ishares Msci USA Quality Fac	+0.3%	+154.65%	Add
4	DGRO	Ishares Core Dividend Growth	+0.2%	+24.57%	Add
5	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+25.25%	Add
6	MGK	Vanguard Mega Cap Growth ETF	+0.2%	+559.65%	Add
7	GUNR	Flexshares Global Upstream N	+0.2%	+112.50%	Add
8	BMY	Bristol-myers Squibb Co	+0.2%	+81.09%	Add
9	EMLC	Vaneck JPM Em Local Curr Bnd	+0.1%	+69.77%	Add
10	VEA	Vanguard Ftse Developed ETF	+0.1%	+16.94%	Add
11	FTCS	First Trust Capital Strength	+0.1%	+35.53%	Add
12	VGT	Vanguard Info Tech ETF	+0.1%	+60.52%	Add
13	BIV	Vanguard Intermediate-term B	+0.1%	+93.06%	Add
14	IEMG	Ishares Core Msci Emerging	+0.1%	+16.21%	Add
15	GOVT	Ishares US Treasury Bond ETF	+0.1%	+35.13%	Add
16	IWC	Ishares Micro-cap ETF	+0.1%	+47961.11%	Add
17	FTSM	First Trust Enh Short Mat Fd	+0.1%	+16.59%	Add
18	SCHC	Schwab Intl Small-cap Equity	+0.1%	+44.93%	Add
19	EFAV	Ishares Msci Eafe Min Vol Fa	+0.1%	+69.05%	Add
20	ITA	Ishares U.s. Aerospace & Def	+0.1%	+132.54%	Add
21	RDS-A	Shell Plc-spon Adr-a	+0.1%	+225.91%	Add
22	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.1%	+19.57%	Add
23	RSP	Invesco S&p 500 Equal Weight	+0.1%	+64.60%	Add
24	BABA	Alibaba Group Holding-sp Adr	+0.1%	-0.03%	Trim
25	IJH	Ishares Core S&p Midcap ETF	+0.1%	+1.87%	Add
26	VXUS	Vanguard Total Intl Stock	+0.1%	+2.12%	Add
27	META	Meta Platforms Inc-class A	+0.1%	+3.57%	Add
28	VBR	Vanguard Small-cap Value ETF	+0.1%	+15.89%	Add
29	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-1.20%	Trim
30	EWC	Ishares Msci Canada ETF	-0.1%	-77.51%	Trim
31	TPR	Tapestry INC	-0.1%	-90.68%	Trim
32	FPX	First Trust US Equity Opport	-0.1%	-89.10%	Trim
33	IYR	Ishares US Real Estate ETF	-0.1%	-45.48%	Trim
34	SCHO	Schwab Short-term US Treas	-0.1%	-13.29%	Trim
35	CORP	Pimco Inv Grade CORP Bd ETF	-0.2%	-89.61%	Trim
36	IJR	Ishares Core S&p Small-cap E	-0.2%	-27.03%	Trim
37	IVREUR	Invesco Mortgage Capital	-0.2%	-83.95%	Trim
38	USMV	Ishares Msci USA Min Vol Fac	-0.2%	-24.23%	Trim
39	AGG	Ishares Core U.s. Aggregate	-0.2%	-10.61%	Trim
40	GBIL	Goldman Sachs Access Treasur	-0.2%	-29.93%	Trim
41	QQQ	Invesco Qqq Trust Series 1	-0.2%	-22.79%	Trim
42	FLRN	Ss Spdr Bb Ig Float Rt ETF	-0.3%	-84.25%	Trim
43	VBK	Vanguard Small-cap Grwth ETF	-0.3%	-77.38%	Trim
44	ACP	Abrdn Income Credit Strat	—	NEW	New buy
45	CELG	Celgene CORP	—	EXIT	Sold out
46	ABFL	Abacus Fcf Leaders ETF	—	EXIT	Sold out
47	✓	ETF Ser Solutions	—	EXIT	Sold out
48	SIZE	Ishares Msci USA Size Factor	—	NEW	New buy
49	TVIXEUR	Velocityshares 2x Vix Sh-trm	—	EXIT	Sold out
50	WOOD	Ishares Global Timber & Fore	—	EXIT	Sold out