First Allied Advisory Services, Inc. — Q3 2019 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1630 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.10%	—	-4.62%
2	AAPL	Apple INC	Stock-Tech	2.99%	+0.75%	-0.54%
3	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.93%	—	+0.21%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.64%	+0.04%	-2.56%
5	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.51%	—	+4.50%
6	MSFT	Microsoft CORP	Stock-Tech	1.49%	—	-0.99%
7	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.26%	+1.78%	NEW
8	VXUS	Vanguard Total Intl Stock	ETF-Other	1.23%	—	-3.57%
9	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.16%	-0.37%	-3.59%
10	BND	Vanguard Total Bond Market	ETF-Other	1.08%	-0.22%	-7.91%
11	DGRO	Ishares Core Dividend Growth	ETF-Other	0.89%	-0.25%	+21.90%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	0.81%	+0.13%	-4.02%
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.80%	—	+6.17%
14	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.71%	—	-7.41%
15	SCHO	Schwab Short-term US Treas	ETF-Other	0.68%	-0.28%	-23.59%
16	FVD	First Trust Value Line Dvd	ETF-Other	0.67%	-0.32%	+25.87%
17	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.67%	—	+34.42%
18	BA	Boeing Co/the	Stock-Industrials	0.66%	—	-10.37%
19	T	At&t INC	Stock-Comm Services	0.65%	—	-6.09%
20	VNQ	Vanguard Real Estate ETF	ETF-Other	0.64%	—	-5.92%
21	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.64%	—	+7.18%
22	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.62%	—	-7.09%
23	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.60%	-0.29%	-23.33%
24	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.59%	+0.03%	-42.15%
25	JPM	Jpmorgan Chase & Co	Stock-Financials	0.58%	—	+0.40%
26	GBIL	Goldman Sachs Access Treasur	ETF-Commodities	0.58%	—	-2.39%
27	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.58%	—	+6.49%
28	VTIP	Vanguard Short-term Tips	ETF-Other	0.58%	—	+0.16%
29	IDEV	Ishares Core Msci Dev Mkts	ETF-Other	0.58%	—	+3.87%
30	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.57%	—	-1.16%
31	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.55%	+0.10%	-15.32%
32	VZ	Verizon Communications INC	Stock-Comm Services	0.53%	—	-9.73%
33	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.52%	+0.14%	-10.73%
34	META	Meta Platforms Inc-class A	Stock-Comm Services	0.50%	+0.07%	+3.87%
35	✓	Dbx ETF Tr	ETF-Other	0.49%	—	-35.40%
36	RDVY	First Trust Rising Dividend	ETF-Other	0.48%	—	+22.23%
37	JNJ	Johnson & Johnson	Stock-Healthcare	0.48%	—	+0.92%
38	XOM	Exxon Mobil CORP	Stock-Energy	0.46%	—	-1.71%
39	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.45%	—	-47.42%
40	DIS	Walt Disney Co/the	Stock-Comm Services	0.43%	—	+2.41%
41	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.41%	+0.16%	+117.04%
42	PFFD	Global X US Preferred ETF	ETF-Other	0.40%	—	-36.17%
43	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.40%	—	+4.89%
44	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.40%	—	-20.36%
45	INTC	Intel CORP	Stock-Tech	0.39%	—	+1.05%
46	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.38%	—	-4.46%
47	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.37%	—	-11.67%
48	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.37%	—	+18.42%
49	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.37%	—	-18.16%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.37%	—	-5.51%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.4%	-0.54%	Trim
2	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.3%	+2328.48%	Add
3	SPEM	State Street Sp Ptf Em ETF	+0.3%	+1085.18%	Add
4	JNK	Ss Spdr Bb High Yield Bond	+0.2%	+281.69%	Add
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+117.04%	Add
6	USMV	Ishares Msci USA Min Vol Fac	+0.2%	+34.42%	Add
7	DGRO	Ishares Core Dividend Growth	+0.2%	+21.90%	Add
8	FVD	First Trust Value Line Dvd	+0.2%	+25.87%	Add
9	SPYV	Ss Spdr P S&p 500 Value ETF	+0.2%	+1639.26%	Add
10	WFC	Wells Fargo & Co	+0.1%	+87.19%	Add
11	CWB	Ss Spdr Bb Conv Sec ETF	+0.1%	+84.13%	Add
12	STT	State Street CORP	+0.1%	+444.97%	Add
13	PRU	Prudential Financial INC	+0.1%	+236.41%	Add
14	RDVY	First Trust Rising Dividend	+0.1%	+22.23%	Add
15	MBB	Ishares Mbs ETF	+0.1%	+58.79%	Add
16	VTI	Vanguard Total Stock Mkt ETF	0%	-4.62%	Trim
17	AMZN	Amazon.com INC	-0.1%	-4.02%	Trim
18	VBR	Vanguard Small-cap Value ETF	-0.1%	-20.36%	Trim
19	MLPAUSD	Global X Mlp ETF	-0.1%	-29.88%	Trim
20	✓	ETF Ser Solutions	-0.1%	-45.02%	Trim
21	BLV	Vanguard Long-term Bond ETF	-0.1%	-54.80%	Trim
22	EMLC	Vaneck JPM Em Local Curr Bnd	-0.1%	-34.22%	Trim
23	MLPXUSD	Global X Mlp & Energy Infras	-0.1%	-34.50%	Trim
24	HYLB	Xtrackers Usd High Yield Cor	-0.1%	-32.02%	Trim
25	SPLV	Invesco S&p 500 Low Volatili	-0.1%	-31.35%	Trim
26	ICVT	Ishares Convertible Bond ETF	-0.1%	-35.23%	Trim
27	VIG	Vanguard Dividend Apprec ETF	-0.1%	-47.10%	Trim
28	SDY	Ss Spdr S&p Dividend ETF	-0.1%	-56.35%	Trim
29	SCHA	Schwab US Small-cap ETF	-0.2%	-54.13%	Trim
30	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	-0.2%	-91.93%	Trim
31	SHY	Ishares 1-3 Year Treasury Bo	-0.2%	-23.33%	Trim
32	SPYG	Ss Spdr P S&p 500 Growth ETF	-0.2%	-86.61%	Trim
33	SCHO	Schwab Short-term US Treas	-0.2%	-23.59%	Trim
34	XLK	Ss Technology Select Sector	-0.2%	-51.57%	Trim
35	COMB	Graniteshares Bcom Broad Str	-0.2%	-93.75%	Trim
36	FPEI	First Trust Institutional Pr	-0.2%	-97.74%	Trim
37	PFFD	Global X US Preferred ETF	-0.2%	-36.17%	Trim
38	✓	Dbx ETF Tr	-0.3%	-35.40%	Trim
39	QQQ	Invesco Qqq Trust Series 1	-0.3%	-23.84%	Trim
40	FLRN	Ss Spdr Bb Ig Float Rt ETF	-0.4%	-58.37%	Trim
41	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-42.15%	Trim
42	IEMG	Ishares Core Msci Emerging	-0.4%	-47.42%	Trim
43	DWX	State Street Spdr S&p Intern	-0.5%	-97.37%	Trim
44	UNM	Unum Group	—	EXIT	Sold out
45	HST	Host Hotels & Resorts INC	—	EXIT	Sold out
46	GUNR	Flexshares Global Upstream N	—	NEW	New buy
47	BX	Blackstone INC	—	NEW	New buy
48	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
49	LHX	L3harris Technologies INC	—	NEW	New buy
50	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out