First Allied Advisory Services, Inc. — Q4 2018 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1066 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.11%	—	-5.62%
2	AAPL	Apple INC	Stock-Tech	2.35%	+0.75%	-4.67%
3	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.83%	+1.78%	NEW
4	BND	Vanguard Total Bond Market	ETF-Other	1.77%	-0.22%	+9.38%
5	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.67%	—	+5.26%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.58%	+0.04%	+16.61%
7	SCHO	Schwab Short-term US Treas	ETF-Other	1.55%	-0.28%	+92.26%
8	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.51%	-0.37%	+14.15%
9	VXUS	Vanguard Total Intl Stock	ETF-Other	1.35%	—	+8.49%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.25%	+0.03%	+3.64%
11	MSFT	Microsoft CORP	Stock-Tech	1.23%	—	+0.99%
12	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.01%	-0.29%	+90.46%
13	VNQ	Vanguard Real Estate ETF	ETF-Other	0.91%	—	-2.66%
14	AMZN	Amazon.com INC	Stock-Consumer Disc	0.79%	+0.13%	+3.31%
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.77%	—	+13.33%
16	BA	Boeing Co/the	Stock-Industrials	0.74%	—	-3.86%
17	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.74%	—	+25.48%
18	PFFD	Global X US Preferred ETF	ETF-Other	0.71%	—	—
19	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.67%	—	+73.62%
20	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	0.66%	—	+102.64%
21	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.64%	—	-24.37%
22	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.62%	—	+103.10%
23	VZ	Verizon Communications INC	Stock-Comm Services	0.62%	—	-7.55%
24	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.61%	+0.14%	-5.04%
25	IDEV	Ishares Core Msci Dev Mkts	ETF-Other	0.57%	—	—
26	✓	Dbx ETF Tr	ETF-Other	0.57%	—	-22.89%
27	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.55%	—	+138.71%
28	JNJ	Johnson & Johnson	Stock-Healthcare	0.55%	—	+7.70%
29	DWX	State Street Spdr S&p Intern	ETF-Other	0.54%	—	-20.75%
30	T	At&t INC	Stock-Comm Services	0.53%	—	+3.16%
31	MLPAUSD	Global X Mlp ETF	ETF-Other	0.53%	—	+1335.84%
32	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.53%	—	-13.73%
33	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	0.53%	—	+14.97%
34	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.53%	—	-4.14%
35	JPM	Jpmorgan Chase & Co	Stock-Financials	0.52%	—	+2.06%
36	VFH	Vanguard Financials ETF	ETF-Other	0.51%	—	+1.22%
37	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.48%	—	+52.09%
38	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.48%	—	+23.11%
39	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	0.47%	-0.10%	+1372.59%
40	XOM	Exxon Mobil CORP	Stock-Energy	0.47%	—	+2.59%
41	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.47%	—	+9.87%
42	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.46%	+0.10%	+11.37%
43	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.46%	—	+1282.84%
44	HYLB	Xtrackers Usd High Yield Cor	ETF-High Yield	0.46%	—	+86.65%
45	SCHP	Schwab U.s. Tips ETF	ETF-Other	0.45%	—	+0.62%
46	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.45%	—	+1.50%
47	PFE	Pfizer INC	Stock-Healthcare	0.45%	—	-6.88%
48	XLK	Ss Technology Select Sector	ETF-Tech	0.44%	—	-24.66%
49	MRK	Merck & Co. INC.	Stock-Healthcare	0.44%	—	-1.99%
50	RDVY	First Trust Rising Dividend	ETF-Other	0.43%	—	-3.83%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHO	Schwab Short-term US Treas	+0.9%	+92.26%	Add
2	SHY	Ishares 1-3 Year Treasury Bo	+0.6%	+90.46%	Add
3	MLPAUSD	Global X Mlp ETF	+0.5%	+1335.84%	Add
4	BIL	Ss Spdr Bb 1-3m T-bill ETF	+0.4%	+1372.59%	Add
5	ICVT	Ishares Convertible Bond ETF	+0.4%	+1282.84%	Add
6	BND	Vanguard Total Bond Market	+0.4%	+9.38%	Add
7	FLRN	Ss Spdr Bb Ig Float Rt ETF	+0.4%	+102.64%	Add
8	AGG	Ishares Core U.s. Aggregate	+0.4%	+14.15%	Add
9	IEMG	Ishares Core Msci Emerging	+0.3%	+138.71%	Add
10	FTSM	First Trust Enh Short Mat Fd	+0.3%	+73.62%	Add
11	VBR	Vanguard Small-cap Value ETF	+0.3%	+103.10%	Add
12	HYLB	Xtrackers Usd High Yield Cor	+0.2%	+86.65%	Add
13	OMC	Omnicom Group	+0.2%	+418.16%	Add
14	NEAR	Ishares Sh Dba ETF Usd INC	+0.2%	+120.83%	Add
15	FHLC	Fidelity Msci Health Care	+0.2%	+2053.53%	Add
16	IJH	Ishares Core S&p Midcap ETF	—	+5.26%	Add
17	AMZN	Amazon.com INC	-0.1%	+3.31%	Add
18	IEFA	Ishares Core Msci Eafe ETF	-0.1%	-13.73%	Trim
19	META	Meta Platforms Inc-class A	-0.1%	-13.15%	Trim
20	DWX	State Street Spdr S&p Intern	-0.1%	-20.75%	Trim
21	GILD	Gilead Sciences INC	-0.1%	-19.37%	Trim
22	EFAV	Ishares Msci Eafe Min Vol Fa	-0.1%	-59.16%	Trim
23	VGT	Vanguard Info Tech ETF	-0.1%	-50.31%	Trim
24	✓	Dbx ETF Tr	-0.2%	-22.89%	Trim
25	FYX	First Trust Small Cap Core A	-0.2%	-49.83%	Trim
26	XLK	Ss Technology Select Sector	-0.2%	-24.66%	Trim
27	CFO	Victoryshares US 500 Enhance	-0.2%	-91.05%	Trim
28	EFA	Ishares Msci Eafe ETF	-0.2%	-47.82%	Trim
29	IBM	Intl Business Machines CORP	-0.2%	-43.13%	Trim
30	VIOG	Vanguard S&p Sm Cap 600 Grw	-0.2%	-69.03%	Trim
31	IJS	Ishares S&p Small-cap 600 Va	-0.2%	-60.07%	Trim
32	FDN	First Trust Dj Internet Ind	-0.2%	-68.69%	Trim
33	XLY	Ss Consumer Disc Select Sect	-0.2%	-61.60%	Trim
34	VTWG	Vanguard Russell 2000 Growth	-0.3%	-52.62%	Trim
35	IJR	Ishares Core S&p Small-cap E	-0.3%	-24.37%	Trim
36	VTI	Vanguard Total Stock Mkt ETF	-0.3%	-5.62%	Trim
37	IJT	Ishares S&p Small-cap 600 Gr	-0.4%	-63.24%	Trim
38	IWM	Ishares Russell 2000 ETF	-0.4%	-50.54%	Trim
39	HFRO	Highland Opport & Income	-0.4%	-95.00%	Trim
40	CWB	Ss Spdr Bb Conv Sec ETF	-0.4%	-54.43%	Trim
41	QQQ	Invesco Qqq Trust Series 1	-0.5%	-16.93%	Trim
42	SCHZ	Schwab US Aggregate Bond ETF	-0.5%	-91.97%	Trim
43	AAPL	Apple INC	-0.7%	-4.67%	Trim
44	PFFD	Global X US Preferred ETF	—	NEW	New buy
45	VRP	Invesco Variable Rate Prefer	—	EXIT	Sold out
46	IDEV	Ishares Core Msci Dev Mkts	—	NEW	New buy
47	SCHC	Schwab Intl Small-cap Equity	—	NEW	New buy
48	PFG	Principal Financial Group	—	EXIT	Sold out
49	UNM	Unum Group	—	NEW	New buy
50	✓	ETF Ser Solutions	—	NEW	New buy