First Allied Advisory Services, Inc. — Q3 2018 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1177 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.43%	—	+6.06%
2	AAPL	Apple INC	Stock-Tech	3.06%	+0.75%	+12.48%
3	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	2.30%	+1.78%	NEW
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.67%	—	+18.87%
5	BND	Vanguard Total Bond Market	ETF-Other	1.39%	-0.22%	+3.21%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.37%	+0.04%	-15.39%
7	VXUS	Vanguard Total Intl Stock	ETF-Other	1.24%	—	+3.91%
8	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.22%	+0.03%	-8.23%
9	MSFT	Microsoft CORP	Stock-Tech	1.19%	—	+5.45%
10	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.14%	-0.37%	+18.28%
11	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.93%	—	+21.12%
12	VNQ	Vanguard Real Estate ETF	ETF-Other	0.88%	—	+36.34%
13	AMZN	Amazon.com INC	Stock-Consumer Disc	0.87%	+0.13%	+13.42%
14	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.77%	-0.15%	-14.12%
15	BA	Boeing Co/the	Stock-Industrials	0.76%	—	-2.09%
16	✓	Dbx ETF Tr	ETF-Other	0.72%	—	+32.05%
17	SCHO	Schwab Short-term US Treas	ETF-Other	0.70%	-0.28%	+43.70%
18	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.66%	—	+124.75%
19	DWX	State Street Spdr S&p Intern	ETF-Other	0.65%	—	+0.19%
20	XLK	Ss Technology Select Sector	ETF-Tech	0.62%	—	-6.85%
21	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.62%	—	-0.41%
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.62%	—	+5.93%
23	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.60%	—	+2.57%
24	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	0.57%	—	+0.10%
25	VRP	Invesco Variable Rate Prefer	ETF-Other	0.57%	—	-1.71%
26	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.56%	+0.14%	+20.45%
27	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.55%	—	+19.44%
28	VZ	Verizon Communications INC	Stock-Comm Services	0.55%	—	+4.06%
29	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.53%	—	+11.41%
30	T	At&t INC	Stock-Comm Services	0.53%	—	+25.33%
31	VFH	Vanguard Financials ETF	ETF-Other	0.51%	—	+0.25%
32	JPM	Jpmorgan Chase & Co	Stock-Financials	0.51%	—	+3.83%
33	META	Meta Platforms Inc-class A	Stock-Comm Services	0.51%	+0.07%	+9.08%
34	XOM	Exxon Mobil CORP	Stock-Energy	0.50%	—	+6.94%
35	JNJ	Johnson & Johnson	Stock-Healthcare	0.47%	—	+11.65%
36	RDVY	First Trust Rising Dividend	ETF-Other	0.46%	—	+81.66%
37	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.46%	-0.29%	+1.29%
38	GILD	Gilead Sciences INC	Stock-Healthcare	0.45%	—	+9.47%
39	VTWG	Vanguard Russell 2000 Growth	ETF-Small Cap	0.44%	—	+58.56%
40	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	0.42%	—	-4.89%
41	PFE	Pfizer INC	Stock-Healthcare	0.42%	—	+2.11%
42	EFA	Ishares Msci Eafe ETF	ETF-Other	0.42%	—	+19.43%
43	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.42%	—	+15.61%
44	FTC	First Trust Large Cap Growth	ETF-Large Cap & Growth	0.40%	—	+3.92%
45	SCHP	Schwab U.s. Tips ETF	ETF-Other	0.40%	—	+3.45%
46	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.39%	—	+47.91%
47	IBM	Intl Business Machines CORP	Stock-Tech	0.39%	—	+16.21%
48	HFRO	Highland Opport & Income	Stock-Other	0.39%	—	-6.49%
49	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.39%	—	-1.36%
50	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.37%	—	+5.03%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.6%	+12.48%	Add
2	IWM	Ishares Russell 2000 ETF	+0.4%	+124.75%	Add
3	QQQ	Invesco Qqq Trust Series 1	+0.3%	+17.26%	Add
4	RDVY	First Trust Rising Dividend	+0.2%	+81.66%	Add
5	IJS	Ishares S&p Small-cap 600 Va	+0.2%	+142.72%	Add
6	IJH	Ishares Core S&p Midcap ETF	+0.2%	+18.87%	Add
7	VNQ	Vanguard Real Estate ETF	+0.2%	+36.34%	Add
8	SCHO	Schwab Short-term US Treas	+0.2%	+43.70%	Add
9	RVT	Royce Small-cap Trust INC	+0.2%	+108.23%	Add
10	AMZN	Amazon.com INC	+0.2%	+13.42%	Add
11	VTWG	Vanguard Russell 2000 Growth	+0.2%	+58.56%	Add
12	FYX	First Trust Small Cap Core A	+0.2%	+108.27%	Add
13	✓	Dbx ETF Tr	+0.1%	+32.05%	Add
14	VGT	Vanguard Info Tech ETF	+0.1%	+90.86%	Add
15	FTSM	First Trust Enh Short Mat Fd	+0.1%	+72.61%	Add
16	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+6.06%	Add
17	IJR	Ishares Core S&p Small-cap E	+0.1%	+21.12%	Add
18	IVW	Ishares S&p 500 Growth ETF	+0.1%	+47.91%	Add
19	MSFT	Microsoft CORP	+0.1%	+5.45%	Add
20	IWV	Ishares Russell 3000 ETF	+0.1%	+253.00%	Add
21	T	At&t INC	+0.1%	+25.33%	Add
22	PGX	Invesco Preferred ETF	+0.1%	+511.40%	Add
23	XLV	Ss Health Care Select Sector	+0.1%	+54.49%	Add
24	UTXZ	United Tech CORP	+0.1%	+76.96%	Add
25	AGG	Ishares Core U.s. Aggregate	+0.1%	+18.28%	Add
26	GOOGL	Alphabet Inc-cl A	+0.1%	+19.44%	Add
27	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+50.84%	Add
28	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+5.93%	Add
29	JNJ	Johnson & Johnson	+0.1%	+11.65%	Add
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.1%	+20.45%	Add
31	IWN	Ishares Russell 2000 Value E	-0.1%	-50.67%	Trim
32	IEUR	Ishares Core Msci Europe ETF	-0.1%	-46.83%	Trim
33	IPKW	Invesco International Buybac	-0.1%	-69.50%	Trim
34	GIS	General Mills INC	-0.2%	-68.76%	Trim
35	SCHA	Schwab US Small-cap ETF	-0.2%	-34.61%	Trim
36	EPR	Epr Properties	-0.2%	-94.55%	Trim
37	IEMG	Ishares Core Msci Emerging	-0.2%	-40.44%	Trim
38	ACWI	Ishares Msci Acwi ETF	-0.2%	-89.93%	Trim
39	XLF	Ss Financial Select Sector	-0.2%	-55.57%	Trim
40	CWB	Ss Spdr Bb Conv Sec ETF	-0.2%	-14.12%	Trim
41	DJP	Ipath Bloomberg Commodity In	-0.2%	-58.21%	Trim
42	BWX	State Street Spdr Bloomberg	-0.3%	-90.08%	Trim
43	IVV	Ishares Core S&p 500 ETF	-0.3%	-15.39%	Trim
44	FLRN	Ss Spdr Bb Ig Float Rt ETF	—	NEW	New buy
45	COMB	Graniteshares Bcom Broad Str	—	NEW	New buy
46	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
47	AFINUSD	Necessity Retail Reit Inc/th	—	NEW	New buy
48	EWU	Ishares Msci United Kingdom	—	EXIT	Sold out
49	MCHI	Ishares Msci China ETF	—	EXIT	Sold out
50	PCY	Invesco Emerging Markets Sov	—	EXIT	Sold out