First Allied Advisory Services, Inc. — Q4 2017 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 1526 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.12%	—	+9.21%
2	AAPL	Apple INC	Stock-Tech	2.56%	+0.75%	-0.17%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.54%	+0.04%	-3.12%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.51%	+0.03%	-3.89%
5	BND	Vanguard Total Bond Market	ETF-Other	1.41%	-0.22%	+11.36%
6	VXUS	Vanguard Total Intl Stock	ETF-Other	1.37%	—	+8.70%
7	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.37%	—	-4.45%
8	DWX	State Street Spdr S&p Intern	ETF-Other	1.14%	—	-0.14%
9	MSFT	Microsoft CORP	Stock-Tech	1.09%	—	-2.03%
10	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.08%	—	-1.52%
11	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.91%	-0.37%	-12.81%
12	XLK	Ss Technology Select Sector	ETF-Tech	0.81%	—	-4.08%
13	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.80%	—	-0.71%
14	BA	Boeing Co/the	Stock-Industrials	0.78%	—	-5.54%
15	✓		Stock-Other	0.75%	—	+3.00%
16	VNQ	Vanguard Real Estate ETF	ETF-Other	0.74%	—	-3.85%
17	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.69%	—	-0.65%
18	META	Meta Platforms Inc-class A	Stock-Comm Services	0.66%	+0.07%	+3.93%
19	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.66%	-0.15%	-14.06%
20	VFH	Vanguard Financials ETF	ETF-Other	0.62%	—	-1.42%
21	VZ	Verizon Communications INC	Stock-Comm Services	0.61%	—	+5.00%
22	✓	Powershares ETF Tr Ii	ETF-Other	0.60%	—	+0.38%
23	T	At&t INC	Stock-Comm Services	0.58%	—	+3.37%
24	XOM	Exxon Mobil CORP	Stock-Energy	0.55%	—	+3.92%
25	JNJ	Johnson & Johnson	Stock-Healthcare	0.55%	—	-3.47%
26	AMZN	Amazon.com INC	Stock-Consumer Disc	0.54%	+0.13%	-0.37%
27	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.53%	+0.10%	+17.81%
28	JPM	Jpmorgan Chase & Co	Stock-Financials	0.52%	—	+0.80%
29	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.50%	—	+105.31%
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.49%	+0.14%	+1.15%
31	FVD	First Trust Value Line Dvd	ETF-Other	0.49%	-0.32%	+17.08%
32	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.49%	—	+12.53%
33	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.48%	+0.16%	+9.31%
34	GAB	Gabelli Equity Trust	Stock-Other	0.47%	—	+1237.33%
35	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.46%	—	-15.88%
36	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.46%	—	+7.85%
37	EFA	Ishares Msci Eafe ETF	ETF-Other	0.46%	—	-14.78%
38	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.45%	—	-7.65%
39	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.43%	—	-8.04%
40	VIXYUSD	Proshares Vix Short-term Fut	ETF-Other	0.42%	—	+5.26%
41	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.42%	—	+89.11%
42	PFE	Pfizer INC	Stock-Healthcare	0.41%	—	+1.01%
43	INTC	Intel CORP	Stock-Tech	0.41%	—	-18.98%
44	IBM	Intl Business Machines CORP	Stock-Tech	0.41%	—	+1.62%
45	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.40%	—	+7.52%
46	USB	US Bancorp	Stock-Financials	0.40%	—	+0.92%
47	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.40%	—	-4.94%
48	HFRO	Highland Opport & Income	Stock-Other	0.39%	—	—
49	CVX	Chevron CORP	Stock-Energy	0.39%	-0.11%	+1.88%
50	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.38%	—	-4.84%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GAB	Gabelli Equity Trust	+0.4%	+1237.33%	Add
2	DJP	Ipath Bloomberg Commodity In	+0.3%	+930.87%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+9.21%	Add
4	IEFA	Ishares Core Msci Eafe ETF	+0.2%	+105.31%	Add
5	TLT	Ishares 20+ Year Treasury Bd	+0.2%	+89.11%	Add
6	FYX	First Trust Small Cap Core A	+0.2%	+253.37%	Add
7	VMBS	Vanguard Mortgage-backed Sec	+0.2%	+1423.61%	Add
8	YYEUR	Yy Inc-adr	+0.1%	+301.14%	Add
9	IJT	Ishares S&p Small-cap 600 Gr	+0.1%	+94.48%	Add
10	BOND	Pimco Active Bond Exchange-t	+0.1%	+257.84%	Add
11	VTIP	Vanguard Short-term Tips	+0.1%	+59.19%	Add
12	FPE	Ft-preferred Secur & INC ETF	+0.1%	+34.48%	Add
13	VXUS	Vanguard Total Intl Stock	+0.1%	+8.70%	Add
14	MSFT	Microsoft CORP	+0.1%	-2.03%	Trim
15	AMZN	Amazon.com INC	+0.1%	-0.37%	Trim
16	FVD	First Trust Value Line Dvd	+0.1%	+17.08%	Add
17	ITOT	Ishares Core S&p Total U.s.	+0.1%	+12.53%	Add
18	AAPL	Apple INC	0%	-0.17%	Trim
19	BND	Vanguard Total Bond Market	0%	+11.36%	Add
20	IEF	Ishares 7-10 Year Treasury B	0%	+17.81%	Add
21	✓	New York Reit INC	-0.1%	-62.32%	Trim
22	EFV	Ishares Msci Eafe Value ETF	-0.1%	-91.03%	Trim
23	STPZ	Pimco 1-5 Year US Tips Index	-0.1%	-99.71%	Trim
24	IYR	Ishares US Real Estate ETF	-0.1%	-83.37%	Trim
25	TIP	Ishares Tips Bond ETF	-0.1%	-44.18%	Trim
26	ATVIEUR	Activision Blizzard INC	-0.1%	-91.60%	Trim
27	DIA	Ss Spdr Dow Jones Indus Avg	-0.1%	-41.88%	Trim
28	EEM	Ishares Msci Emerging Market	-0.1%	-22.10%	Trim
29	RFDI	First Trst Dyn Devel Int ETF	-0.1%	-68.35%	Trim
30	FV	First Trust Dw Focus 5 Fund	-0.1%	-36.14%	Trim
31	SHY	Ishares 1-3 Year Treasury Bo	-0.1%	-18.85%	Trim
32	MINT	Pimco Enhanced Short Maturit	-0.1%	-15.88%	Trim
33	MBB	Ishares Mbs ETF	-0.2%	-40.27%	Trim
34	CWB	Ss Spdr Bb Conv Sec ETF	-0.2%	-14.06%	Trim
35	VIXYUSD	Proshares Vix Short-term Fut	-0.2%	+5.26%	Add
36	CELG	Celgene CORP	-0.2%	-6.71%	Trim
37	DXJ	Wisdomtree Japan Hedged Eq	-0.2%	-80.22%	Trim
38	AGG	Ishares Core U.s. Aggregate	-0.2%	-12.81%	Trim
39	IVW	Ishares S&p 500 Growth ETF	-0.2%	-44.88%	Trim
40	GSK	GSK plc ADRhedged	-0.3%	-70.49%	Trim
41	HFRO	Highland Opport & Income	—	NEW	New buy
42	TPR	Tapestry INC	—	NEW	New buy
43	TPR	Tapestry, Inc.	—	EXIT	Sold out
44	✓	Corporate Capital Trust	—	NEW	New buy
45	SH1USD	Proshares Short S&p500	—	EXIT	Sold out
46	DEEF	Xtrack Ftse Dev Ex US Multi	—	NEW	New buy
47	JPST	Jpmorgan Ultra-short Income	—	NEW	New buy
48	SKAA	Skechers USA Inc-cl A	—	NEW	New buy
49	MCHI	Ishares Msci China ETF	—	NEW	New buy
50	✓	Powershares ETF Tr Ii S&p500 H	—	NEW	New buy