First Allied Advisory Services, Inc. — Q1 2017 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1092 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.16%	—	+10.31%
2	AAPL	Apple INC	Stock-Tech	2.83%	+0.75%	-3.18%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.79%	+0.03%	+7.36%
4	BND	Vanguard Total Bond Market	ETF-Other	1.64%	-0.22%	+6.86%
5	MSFT	Microsoft CORP	Stock-Tech	1.10%	—	+14.05%
6	VXUS	Vanguard Total Intl Stock	ETF-Other	1.10%	—	+11.95%
7	T	At&t INC	Stock-Comm Services	0.89%	—	+0.50%
8	XLK	Ss Technology Select Sector	ETF-Tech	0.87%	—	-11.28%
9	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.84%	—	+0.38%
10	DWX	State Street Spdr S&p Intern	ETF-Other	0.83%	—	-3.52%
11	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.83%	—	-16.70%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.81%	—	+8.32%
13	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.79%	—	+20.78%
14	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.78%	—	+36.51%
15	VZ	Verizon Communications INC	Stock-Comm Services	0.76%	—	-1.12%
16	✓		Stock-Other	0.76%	—	-13.70%
17	META	Meta Platforms Inc-class A	Stock-Comm Services	0.74%	+0.07%	-9.25%
18	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.74%	—	+344.30%
19	BA	Boeing Co/the	Stock-Industrials	0.73%	—	-8.33%
20	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.72%	+0.10%	+17.59%
21	MBB	Ishares Mbs ETF	ETF-Other	0.70%	—	-4.80%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.69%	—	-10.72%
23	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.69%	-0.29%	-13.43%
24	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.68%	-0.37%	-44.74%
25	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.66%	+0.16%	-8.05%
26	VFH	Vanguard Financials ETF	ETF-Other	0.66%	—	-11.34%
27	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.65%	-0.15%	-30.56%
28	XOM	Exxon Mobil CORP	Stock-Energy	0.64%	—	+12.83%
29	VNQ	Vanguard Real Estate ETF	ETF-Other	0.63%	—	+11.06%
30	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.61%	—	+4.21%
31	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.61%	—	-19.14%
32	IBM	Intl Business Machines CORP	Stock-Tech	0.60%	—	-1.74%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.60%	+0.13%	+1.93%
34	CELG	Celgene CORP	Stock-Other	0.59%	—	+12.41%
35	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.56%	—	+150.17%
36	MDY	State Street Spdr S&p Midcap	ETF-Other	0.55%	—	-18.08%
37	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.53%	—	-49.03%
38	INTC	Intel CORP	Stock-Tech	0.52%	—	-0.14%
39	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.51%	+0.04%	+19.15%
40	XLF	Ss Financial Select Sector	ETF-Other	0.51%	—	+8.44%
41	MRK	Merck & Co. INC.	Stock-Healthcare	0.51%	—	-14.49%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.51%	—	-12.42%
43	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	+1.78%
44	USB	US Bancorp	Stock-Financials	0.49%	—	-4.25%
45	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.49%	+0.14%	-17.25%
46	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.46%	—	-2.73%
47	SCHW	Schwab (charles) CORP	Stock-Financials	0.45%	—	+2.15%
48	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.45%	—	+19.36%
49	EFA	Ishares Msci Eafe ETF	ETF-Other	0.44%	—	-8.63%
50	PEP	Pepsico INC	Stock-Consumer Staples	0.44%	—	-3.75%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MINT	Pimco Enhanced Short Maturit	+0.6%	+344.30%	Add
2	AAPL	Apple INC	+0.5%	-3.18%	Trim
3	VTI	Vanguard Total Stock Mkt ETF	+0.5%	+10.31%	Add
4	GAP	Gap Inc/the	+0.3%	+1950.56%	Add
5	LYB	LyondellBasell Industries N.V.	+0.3%	+687.61%	Add
6	IJH	Ishares Core S&p Midcap ETF	+0.3%	+36.51%	Add
7	VPL	Vanguard Ftse Pacific ETF	+0.3%	+1102.38%	Add
8	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+7.36%	Add
9	VXUS	Vanguard Total Intl Stock	+0.2%	+11.95%	Add
10	MSFT	Microsoft CORP	+0.2%	+14.05%	Add
11	DBEF	Xtrackers Msci Eafe Hedged E	+0.2%	+20.78%	Add
12	BND	Vanguard Total Bond Market	+0.2%	+6.86%	Add
13	VCIT	Vanguard Int-term Corporate	+0.1%	+15.35%	Add
14	IEF	Ishares 7-10 Year Treasury B	+0.1%	+17.59%	Add
15	IVV	Ishares Core S&p 500 ETF	+0.1%	+19.15%	Add
16	SHY	Ishares 1-3 Year Treasury Bo	-0.1%	-13.43%	Trim
17	QQEW	First Tr Nasdaq-100 Sel Eq	-0.1%	-62.34%	Trim
18	IWM	Ishares Russell 2000 ETF	-0.1%	-19.14%	Trim
19	LMBS	First Trust Low Duration Opp	-0.1%	-2.66%	Trim
20	ITA	Ishares U.s. Aerospace & Def	-0.1%	-79.04%	Trim
21	DIA	Ss Spdr Dow Jones Indus Avg	-0.1%	-63.01%	Trim
22	IYJ	Ishares U.s. Industrials ETF	-0.1%	-91.39%	Trim
23	FTCS	First Trust Capital Strength	-0.1%	-79.80%	Trim
24	SCHD	Schwab U.S. Dividend Equity ETF	-0.1%	-40.46%	Trim
25	IJS	Ishares S&p Small-cap 600 Va	-0.1%	-45.53%	Trim
26	IYF	Ishares US Financials ETF	-0.1%	-75.88%	Trim
27	EEM	Ishares Msci Emerging Market	-0.2%	-51.11%	Trim
28	VIOG	Vanguard S&p Sm Cap 600 Grw	-0.2%	-78.23%	Trim
29	XLV	Ss Health Care Select Sector	-0.2%	-60.06%	Trim
30	CWB	Ss Spdr Bb Conv Sec ETF	-0.2%	-30.56%	Trim
31	✓	Powershares ETF Tr Ii	-0.2%	-47.75%	Trim
32	VTV	Vanguard Value ETF	-0.2%	-66.04%	Trim
33	DOW	Dow Chem Co	-0.2%	-66.39%	Trim
34	EFAV	Ishares Msci Eafe Min Vol Fa	-0.2%	-77.74%	Trim
35	XLE	Ss Energy Select Sector	-0.2%	-57.40%	Trim
36	VB	Vanguard Small-cap ETF	-0.3%	-91.92%	Trim
37	IJJ	Ishares S&p Mid-cap 400 Valu	-0.3%	-53.74%	Trim
38	✓	Powershares ETF Tr Ii	-0.3%	-58.30%	Trim
39	ACWI	Ishares Msci Acwi ETF	-0.4%	-49.03%	Trim
40	AGG	Ishares Core U.s. Aggregate	-0.5%	-44.74%	Trim
41	VWOB	Vanguard Emerg Mkts Gov Bnd	—	EXIT	Sold out
42	✓		—	EXIT	Sold out
43	RLJ	Rlj Lodging Trust	—	NEW	New buy
44	GNL	Global Net Lease INC	—	NEW	New buy
45	IYM	Ishares U.s. Basic Materials	—	EXIT	Sold out
46	GNL	Global Net Lease, Inc.	—	EXIT	Sold out
47	EVEUR	Eaton Vance CORP	—	NEW	New buy
48	✓	Rydex ETF Trust	—	EXIT	Sold out
49	✓	Powershares ETF Trust	—	NEW	New buy
50	IYC	Ishares US Consumer Discreti	—	EXIT	Sold out