First Allied Advisory Services, Inc. — Q4 2016 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1095 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.64%	—	+6.03%
2	AAPL	Apple INC	Stock-Tech	2.29%	+0.75%	-3.33%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.54%	+0.03%	+6.92%
4	BND	Vanguard Total Bond Market	ETF-Other	1.48%	-0.22%	+10.40%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.20%	-0.37%	-17.68%
6	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.95%	—	+138.88%
7	MSFT	Microsoft CORP	Stock-Tech	0.89%	—	+9.48%
8	T	At&t INC	Stock-Comm Services	0.88%	—	-9.79%
9	VXUS	Vanguard Total Intl Stock	ETF-Other	0.87%	—	+7.53%
10	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.87%	-0.15%	+57.07%
11	XLK	Ss Technology Select Sector	ETF-Tech	0.87%	—	+13.98%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.87%	—	+18.65%
13	✓		Stock-Other	0.82%	—	+218.78%
14	VZ	Verizon Communications INC	Stock-Comm Services	0.82%	—	-9.36%
15	DWX	State Street Spdr S&p Intern	ETF-Other	0.80%	—	-0.47%
16	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.78%	-0.29%	+3.84%
17	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.76%	—	-1.33%
18	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.72%	—	+6.10%
19	MBB	Ishares Mbs ETF	ETF-Other	0.72%	—	-11.28%
20	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.71%	—	+3.05%
21	VFH	Vanguard Financials ETF	ETF-Other	0.71%	—	-2.29%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.70%	—	+0.09%
23	BA	Boeing Co/the	Stock-Industrials	0.69%	—	-7.42%
24	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.69%	+0.16%	+6.70%
25	META	Meta Platforms Inc-class A	Stock-Comm Services	0.65%	+0.07%	-7.57%
26	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.64%	—	+2.47%
27	MDY	State Street Spdr S&p Midcap	ETF-Other	0.64%	—	-21.54%
28	✓	Powershares ETF Tr Ii	ETF-Other	0.61%	—	+150.67%
29	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.61%	—	-11.77%
30	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.61%	—	+11.55%
31	XOM	Exxon Mobil CORP	Stock-Energy	0.61%	—	+3.82%
32	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.60%	+0.10%	-18.46%
33	VNQ	Vanguard Real Estate ETF	ETF-Other	0.59%	—	-26.20%
34	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.58%	+0.14%	-31.23%
35	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.57%	—	+71.58%
36	IBM	Intl Business Machines CORP	Stock-Tech	0.57%	—	-2.68%
37	JPM	Jpmorgan Chase & Co	Stock-Financials	0.55%	—	-2.80%
38	MRK	Merck & Co. INC.	Stock-Healthcare	0.54%	—	-2.45%
39	INTC	Intel CORP	Stock-Tech	0.51%	—	+0.68%
40	USB	US Bancorp	Stock-Financials	0.50%	—	+115.21%
41	✓	Powershares ETF Tr Ii	ETF-Other	0.50%	—	-8.05%
42	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.50%	—	-13.23%
43	AMZN	Amazon.com INC	Stock-Consumer Disc	0.48%	+0.13%	+31.53%
44	CELG	Celgene CORP	Stock-Other	0.48%	—	-4.71%
45	XLF	Ss Financial Select Sector	ETF-Other	0.47%	—	+11.95%
46	PFE	Pfizer INC	Stock-Healthcare	0.46%	—	+6.14%
47	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.44%	+0.07%	+96.24%
48	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.43%	—	+10.28%
49	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	0.43%	—	—
50	CVX	Chevron CORP	Stock-Energy	0.43%	-0.11%	+13.24%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ACWI	Ishares Msci Acwi ETF	+0.5%	+138.88%	Add
2	✓		+0.5%	+218.78%	Add
3	✓	Powershares ETF Tr Ii	+0.4%	+150.67%	Add
4	USB	US Bancorp	+0.3%	+115.21%	Add
5	VTV	Vanguard Value ETF	+0.3%	+486.52%	Add
6	CWB	Ss Spdr Bb Conv Sec ETF	+0.3%	+57.07%	Add
7	DOW	Dow Chem Co	+0.3%	+232.61%	Add
8	IJR	Ishares Core S&p Small-cap E	+0.3%	+71.58%	Add
9	SCHD	Schwab U.S. Dividend Equity ETF	+0.2%	+127.93%	Add
10	EEM	Ishares Msci Emerging Market	+0.2%	+96.24%	Add
11	IVV	Ishares Core S&p 500 ETF	+0.2%	+93.91%	Add
12	TPR	Tapestry, Inc.	+0.2%	+1038.77%	Add
13	✓	Rydex ETF Trust	+0.2%	+1255.54%	Add
14	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+6.03%	Add
15	IVE	Ishares S&p 500 Value ETF	+0.1%	+36.86%	Add
16	FLOT	Ishares Floating Rate Bond E	+0.1%	+280.81%	Add
17	XLI	Ss Industrial Select Sector	+0.1%	+107.00%	Add
18	✓	Powershares Exchange	+0.1%	+938.78%	Add
19	XLF	Ss Financial Select Sector	+0.1%	+11.95%	Add
20	BAC	Bank Of America CORP	+0.1%	+15.75%	Add
21	MSFT	Microsoft CORP	+0.1%	+9.48%	Add
22	✓	Powershares Qqq Trust Ser 1	+0.1%	+18.65%	Add
23	JPM	Jpmorgan Chase & Co	+0.1%	-2.80%	Trim
24	XLK	Ss Technology Select Sector	+0.1%	+13.98%	Add
25	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+6.92%	Add
26	VGT	Vanguard Info Tech ETF	-0.1%	-65.65%	Trim
27	ARCPEUR	Vereit INC	-0.2%	-29.62%	Trim
28	MDY	State Street Spdr S&p Midcap	-0.2%	-21.54%	Trim
29	MBB	Ishares Mbs ETF	-0.2%	-11.28%	Trim
30	IGSB	Ishares 1-5y Inv Grade CORP	-0.2%	-60.22%	Trim
31	META	Meta Platforms Inc-class A	-0.2%	-7.57%	Trim
32	WFC	Wells Fargo & Co	-0.2%	-59.10%	Trim
33	XLV	Ss Health Care Select Sector	-0.2%	-25.88%	Trim
34	IYM	Ishares U.s. Basic Materials	-0.2%	-51.13%	Trim
35	✓		-0.2%	-97.74%	Trim
36	IEF	Ishares 7-10 Year Treasury B	-0.2%	-18.46%	Trim
37	LYB	LyondellBasell Industries N.V.	-0.3%	-87.12%	Trim
38	VNQ	Vanguard Real Estate ETF	-0.3%	-26.20%	Trim
39	IJS	Ishares S&p Small-cap 600 Va	-0.3%	-52.11%	Trim
40	VGK	Vanguard Ftse Europe ETF	-0.3%	-83.32%	Trim
41	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.4%	-31.23%	Trim
42	AGG	Ishares Core U.s. Aggregate	-0.4%	-17.68%	Trim
43	EMB	Ishares Jp Morgan Usd Emergi	-0.4%	-82.49%	Trim
44	PFF	Ishares Preferred & Income S	-0.7%	-64.60%	Trim
45	VWOB	Vanguard Emerg Mkts Gov Bnd	—	NEW	New buy
46	TBF	Proshares Short 20+ Treasury	—	EXIT	Sold out
47	QQEW	First Tr Nasdaq-100 Sel Eq	—	NEW	New buy
48	FMB	First Trust Managed Municipa	—	EXIT	Sold out
49	ITA	Ishares U.s. Aerospace & Def	—	NEW	New buy
50	IYC	Ishares US Consumer Discreti	—	NEW	New buy