First Allied Advisory Services, Inc. — Q3 2016 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1033 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.52%	—	+7.86%
2	AAPL	Apple INC	Stock-Tech	2.42%	+0.75%	-1.43%
3	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.60%	-0.37%	-13.34%
4	BND	Vanguard Total Bond Market	ETF-Other	1.47%	-0.22%	+12.13%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.47%	+0.03%	-4.09%
6	PFF	Ishares Preferred & Income S	ETF-Other	1.06%	—	+4.12%
7	T	At&t INC	Stock-Comm Services	0.98%	—	+8.70%
8	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.93%	+0.14%	-0.51%
9	VZ	Verizon Communications INC	Stock-Comm Services	0.92%	—	+0.65%
10	VNQ	Vanguard Real Estate ETF	ETF-Other	0.88%	—	+46.10%
11	VXUS	Vanguard Total Intl Stock	ETF-Other	0.88%	—	+8.63%
12	MBB	Ishares Mbs ETF	ETF-Other	0.88%	—	-10.04%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.87%	—	-3.72%
14	DWX	State Street Spdr S&p Intern	ETF-Other	0.86%	—	-1.07%
15	META	Meta Platforms Inc-class A	Stock-Comm Services	0.82%	+0.07%	-2.02%
16	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.82%	+0.10%	+36.02%
17	MDY	State Street Spdr S&p Midcap	ETF-Other	0.80%	—	+38.08%
18	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.79%	-0.29%	+5.41%
19	XLK	Ss Technology Select Sector	ETF-Tech	0.79%	—	-8.53%
20	MSFT	Microsoft CORP	Stock-Tech	0.79%	—	-2.51%
21	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.77%	—	+40.17%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.75%	—	-3.83%
23	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.68%	—	-21.21%
24	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.68%	+0.16%	-8.43%
25	BA	Boeing Co/the	Stock-Industrials	0.66%	—	-0.32%
26	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.65%	—	+98.21%
27	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.64%	—	-1.70%
28	VFH	Vanguard Financials ETF	ETF-Other	0.63%	—	+1119.84%
29	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.62%	—	+8.04%
30	MRK	Merck & Co. INC.	Stock-Healthcare	0.61%	—	-2.80%
31	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.60%	—	+3.38%
32	XOM	Exxon Mobil CORP	Stock-Energy	0.59%	—	+0.94%
33	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.59%	-0.15%	-5.43%
34	IBM	Intl Business Machines CORP	Stock-Tech	0.59%	—	+1.02%
35	✓	Powershares ETF Tr Ii	ETF-Other	0.57%	—	+6.66%
36	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.56%	—	+105.92%
37	XLV	Ss Health Care Select Sector	ETF-Other	0.55%	—	-2.99%
38	INTC	Intel CORP	Stock-Tech	0.55%	—	+1.99%
39	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.54%	—	-3.68%
40	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.50%	—	-2.02%
41	EFA	Ishares Msci Eafe ETF	ETF-Other	0.49%	—	+13.65%
42	CELG	Celgene CORP	Stock-Other	0.48%	—	+12.32%
43	PFE	Pfizer INC	Stock-Healthcare	0.47%	—	-8.63%
44	JPM	Jpmorgan Chase & Co	Stock-Financials	0.46%	—	-5.83%
45	PEP	Pepsico INC	Stock-Consumer Staples	0.46%	—	-7.18%
46	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.44%	—	-16.27%
47	AMZN	Amazon.com INC	Stock-Consumer Disc	0.43%	+0.13%	+8.92%
48	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.42%	—	-4.30%
49	GIS	General Mills INC	Stock-Consumer Staples	0.42%	—	-7.90%
50	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.42%	—	-7.30%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VFH	Vanguard Financials ETF	+0.6%	+1119.84%	Add
2	IWM	Ishares Russell 2000 ETF	+0.3%	+98.21%	Add
3	IJH	Ishares Core S&p Midcap ETF	+0.3%	+105.92%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.3%	+40.17%	Add
5	AAPL	Apple INC	+0.2%	-1.43%	Trim
6	IYM	Ishares U.s. Basic Materials	+0.2%	+158.69%	Add
7	VNQ	Vanguard Real Estate ETF	+0.2%	+46.10%	Add
8	MDY	State Street Spdr S&p Midcap	+0.2%	+38.08%	Add
9	IEF	Ishares 7-10 Year Treasury B	+0.2%	+36.02%	Add
10	VTI	Vanguard Total Stock Mkt ETF	+0.2%	+7.86%	Add
11	XLF	Ss Financial Select Sector	+0.2%	+123.90%	Add
12	IYF	Ishares US Financials ETF	+0.2%	+294.36%	Add
13	IJR	Ishares Core S&p Small-cap E	+0.1%	+68.30%	Add
14	VGT	Vanguard Info Tech ETF	+0.1%	+229.21%	Add
15	ITOT	Ishares Core S&p Total U.s.	+0.1%	+2046.82%	Add
16	HEFA	Isha Curr Hedged Msci Eafe	+0.1%	+42.18%	Add
17	EEM	Ishares Msci Emerging Market	+0.1%	+55.99%	Add
18	BND	Vanguard Total Bond Market	+0.1%	+12.13%	Add
19	VXUS	Vanguard Total Intl Stock	+0.1%	+8.63%	Add
20	AMZN	Amazon.com INC	+0.1%	+8.92%	Add
21	VAW	Vanguard Materials ETF	+0.1%	+80.54%	Add
22	GSY	Invesco Ultra Short Duration ETF	+0.1%	+77.50%	Add
23	IJK	Ishares S&p Mid-cap 400 Grow	+0.1%	+28.72%	Add
24	IWN	Ishares Russell 2000 Value E	+0.1%	+83.06%	Add
25	IJS	Ishares S&p Small-cap 600 Va	+0.1%	+8.04%	Add
26	EFA	Ishares Msci Eafe ETF	+0.1%	+13.65%	Add
27	INTC	Intel CORP	+0.1%	+1.99%	Add
28	CELG	Celgene CORP	+0.1%	+12.32%	Add
29	META	Meta Platforms Inc-class A	0%	-2.02%	Trim
30	PCYUSD	Invesco Emerging Markets Sov	-0.1%	-66.62%	Trim
31	IWS	Ishares Russell Mid-cap Valu	-0.1%	-73.02%	Trim
32	ZBH	Zimmer Biomet Holdings INC	-0.1%	-77.56%	Trim
33	FV	First Trust Dw Focus 5 Fund	-0.1%	-16.27%	Trim
34	GIS	General Mills INC	-0.1%	-7.90%	Trim
35	TROW	T Rowe Price Group INC	-0.1%	-85.99%	Trim
36	✓	Powershares Act Mang Comm Fd	-0.1%	-90.33%	Trim
37	MBB	Ishares Mbs ETF	-0.1%	-10.04%	Trim
38	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.2%	-63.67%	Trim
39	IVW	Ishares S&p 500 Growth ETF	-0.2%	-55.94%	Trim
40	DBEF	Xtrackers Msci Eafe Hedged E	-0.2%	-21.21%	Trim
41	TLT	Ishares 20+ Year Treasury Bd	-0.3%	-39.27%	Trim
42	AGG	Ishares Core U.s. Aggregate	-0.3%	-13.34%	Trim
43	SH1USD	Proshares Short S&p500	—	EXIT	Sold out
44	✓		—	EXIT	Sold out
45	RFDI	First Trst Dyn Devel Int ETF	—	NEW	New buy
46	IVREUR	Invesco Mortgage Capital	—	NEW	New buy
47	SMH	Vaneck Semiconductor ETF	—	NEW	New buy
48	XME	Ss Spdr S&p Metals Mining	—	NEW	New buy
49	EWX	State Street Spdr S&p Emergi	—	NEW	New buy
50	JNJ	Johnson & Johnson	—	EXIT	Sold out