First Allied Advisory Services, Inc. — Q4 2015 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1093 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.63%	+0.03%	+12.17%
2	AAPL	Apple INC	Stock-Tech	2.23%	+0.75%	-3.95%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.57%	—	+20.21%
4	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.51%	-0.37%	+39.00%
5	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.28%	-0.29%	-54.16%
6	MBB	Ishares Mbs ETF	ETF-Other	1.28%	—	+25.36%
7	BND	Vanguard Total Bond Market	ETF-Other	1.07%	-0.22%	-1.06%
8	PFF	Ishares Preferred & Income S	ETF-Other	1.02%	—	+40.32%
9	VNQ	Vanguard Real Estate ETF	ETF-Other	1.01%	—	+14.61%
10	XLK	Ss Technology Select Sector	ETF-Tech	1.00%	—	+30.00%
11	DWX	State Street Spdr S&p Intern	ETF-Other	0.84%	—	+5476.66%
12	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.78%	+0.10%	-25.09%
13	META	Meta Platforms Inc-class A	Stock-Comm Services	0.77%	+0.07%	+2.57%
14	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.75%	—	+107.10%
15	JNJ	Johnson & Johnson	Stock-Healthcare	0.74%	—	+7.52%
16	BA	Boeing Co/the	Stock-Industrials	0.73%	—	+2.07%
17	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.71%	+0.14%	-12.43%
18	XLV	Ss Health Care Select Sector	ETF-Other	0.70%	—	+81.02%
19	MSFT	Microsoft CORP	Stock-Tech	0.69%	—	+0.07%
20	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.66%	—	+3.94%
21	VZ	Verizon Communications INC	Stock-Comm Services	0.66%	—	+91.45%
22	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.64%	—	-8.28%
23	EFA	Ishares Msci Eafe ETF	ETF-Other	0.64%	—	+59.69%
24	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.63%	-0.15%	-32.78%
25	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.63%	—	+1.66%
26	XOM	Exxon Mobil CORP	Stock-Energy	0.63%	—	-11.28%
27	MDY	State Street Spdr S&p Midcap	ETF-Other	0.62%	—	-10.40%
28	O	Realty Income CORP	Stock-Real Estate	0.60%	—	-2.87%
29	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.60%	—	+7.84%
30	VXUS	Vanguard Total Intl Stock	ETF-Other	0.60%	—	+13.15%
31	T	At&t INC	Stock-Comm Services	0.57%	—	-33.72%
32	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	—	+2.23%
33	DIS	Walt Disney Co/the	Stock-Comm Services	0.57%	—	+4.26%
34	INTC	Intel CORP	Stock-Tech	0.56%	—	+5.61%
35	WBA	Walgreens Boots Alliance INC	Stock-Other	0.56%	—	+0.72%
36	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.55%	—	-1.49%
37	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.55%	—	+71.37%
38	MUB	Ishares National Muni Bond E	ETF-Other	0.54%	—	+35.76%
39	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.52%	—	-4.29%
40	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.52%	—	+1.98%
41	IBM	Intl Business Machines CORP	Stock-Tech	0.51%	—	+90.60%
42	CELG	Celgene CORP	Stock-Other	0.50%	—	+3.68%
43	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	-9.13%
44	GILD	Gilead Sciences INC	Stock-Healthcare	0.49%	—	+11.82%
45	JPM	Jpmorgan Chase & Co	Stock-Financials	0.49%	—	+5.84%
46	✓	Powershares ETF Tr Ii	ETF-Other	0.49%	—	+7.86%
47	VTIP	Vanguard Short-term Tips	ETF-Other	0.49%	—	-4.81%
48	CVX	Chevron CORP	Stock-Energy	0.48%	-0.11%	-17.36%
49	WFC	Wells Fargo & Co	Stock-Financials	0.47%	—	+1.58%
50	VB	Vanguard Small-cap ETF	ETF-Other	0.45%	—	+0.93%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DWX	State Street Spdr S&p Intern	+0.8%	+5476.66%	Add
2	✓	Powershares Qqq Trust Ser 1	+0.4%	+107.10%	Add
3	VGK	Vanguard Ftse Europe ETF	+0.4%	+394.31%	Add
4	AGG	Ishares Core U.s. Aggregate	+0.3%	+39.00%	Add
5	XLV	Ss Health Care Select Sector	+0.3%	+81.02%	Add
6	VZ	Verizon Communications INC	+0.3%	+91.45%	Add
7	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+12.17%	Add
8	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+20.21%	Add
9	PFF	Ishares Preferred & Income S	+0.3%	+40.32%	Add
10	XLK	Ss Technology Select Sector	+0.3%	+30.00%	Add
11	EMR	Emerson Electric Co	+0.2%	+368.30%	Add
12	IVW	Ishares S&p 500 Growth ETF	+0.2%	+71.37%	Add
13	EFA	Ishares Msci Eafe ETF	+0.2%	+59.69%	Add
14	IBM	Intl Business Machines CORP	+0.2%	+90.60%	Add
15	✓		+0.2%	+1918.81%	Add
16	VPL	Vanguard Ftse Pacific ETF	+0.2%	+125.76%	Add
17	FDN	First Trust Dj Internet Ind	+0.2%	+262.50%	Add
18	IYE	Ishares U.s. Energy ETF	+0.2%	+1256.97%	Add
19	BEN	Franklin Resources INC	+0.2%	+1337.02%	Add
20	MBB	Ishares Mbs ETF	+0.2%	+25.36%	Add
21	DIA	Ss Spdr Dow Jones Indus Avg	+0.2%	+311.58%	Add
22	VNQ	Vanguard Real Estate ETF	+0.1%	+14.61%	Add
23	KMI	Kinder Morgan INC	-0.2%	-27.01%	Trim
24	LLY	Eli Lilly & Co	-0.2%	-72.73%	Trim
25	UTXZ	United Tech CORP	-0.3%	-77.77%	Trim
26	BOND	Pimco Active Bond Exchange-t	-0.3%	-88.19%	Trim
27	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.3%	-89.11%	Trim
28	T	At&t INC	-0.3%	-33.72%	Trim
29	TYGEUR	Tortoise Energy Infrastruct	-0.3%	-93.26%	Trim
30	IEF	Ishares 7-10 Year Treasury B	-0.4%	-25.09%	Trim
31	AAPL	Apple INC	-0.4%	-3.95%	Trim
32	CWB	Ss Spdr Bb Conv Sec ETF	-0.4%	-32.78%	Trim
33	IDV	Ishares International Select	-0.5%	-90.62%	Trim
34	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.5%	-78.33%	Trim
35	SHY	Ishares 1-3 Year Treasury Bo	-1.7%	-54.16%	Trim
36	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
37	ACWI	Ishares Msci Acwi ETF	—	NEW	New buy
38	FAD	First Trust Multi Cap Growth	—	NEW	New buy
39	GOOG	Alphabet A	—	EXIT	Sold out
40	HST	Host Hotels & Resorts INC	—	NEW	New buy
41	DEM	Wisdomtree Emerging Markets	—	EXIT	Sold out
42	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
43	✓		—	EXIT	Sold out
44	EDIV	State Street Spdr S&p Emergi	—	NEW	New buy
45	WDR	Waddell & Reed Financial-a	—	EXIT	Sold out
46	GOOG	Alphabet Inc-cl C	—	NEW	New buy
47	IGOV	Ishares International Treasu	—	NEW	New buy
48	TUP	Tupperware Brands CORP	—	EXIT	Sold out
49	✓	Google INC Class C	—	EXIT	Sold out
50	BGR	Blackrock Enrgy & Res Tr	—	EXIT	Sold out