First Allied Advisory Services, Inc. — Q3 2015 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1046 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	2.99%	-0.29%	+192.74%
2	AAPL	Apple INC	Stock-Tech	2.59%	+0.75%	+0.85%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.35%	+0.03%	-3.30%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.31%	—	+21.32%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.17%	-0.37%	-20.73%
6	BND	Vanguard Total Bond Market	ETF-Other	1.17%	-0.22%	+33.75%
7	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.13%	+0.10%	+78.66%
8	MBB	Ishares Mbs ETF	ETF-Other	1.10%	—	+3.11%
9	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	1.03%	-0.15%	-1.39%
10	VNQ	Vanguard Real Estate ETF	ETF-Other	0.89%	—	+102.23%
11	T	At&t INC	Stock-Comm Services	0.88%	—	+1.21%
12	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.87%	+0.14%	-56.99%
13	PFF	Ishares Preferred & Income S	ETF-Other	0.77%	—	-5.97%
14	XLK	Ss Technology Select Sector	ETF-Tech	0.75%	—	-5.47%
15	MDY	State Street Spdr S&p Midcap	ETF-Other	0.72%	—	-26.71%
16	XOM	Exxon Mobil CORP	Stock-Energy	0.71%	—	-0.55%
17	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.71%	—	-12.96%
18	BA	Boeing Co/the	Stock-Industrials	0.69%	—	-6.79%
19	META	Meta Platforms Inc-class A	Stock-Comm Services	0.68%	+0.07%	-3.51%
20	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.67%	+0.16%	-49.91%
21	JNJ	Johnson & Johnson	Stock-Healthcare	0.67%	—	+7.93%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.62%	—	+7.46%
23	O	Realty Income CORP	Stock-Real Estate	0.61%	—	-11.40%
24	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.59%	—	-13.06%
25	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.59%	—	+11.77%
26	MSFT	Microsoft CORP	Stock-Tech	0.58%	—	-0.98%
27	PFE	Pfizer INC	Stock-Healthcare	0.57%	—	-9.45%
28	WBA	Walgreens Boots Alliance INC	Stock-Other	0.57%	—	-2.79%
29	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.56%	—	-8.21%
30	DIS	Walt Disney Co/the	Stock-Comm Services	0.56%	—	+18.85%
31	MRK	Merck & Co. INC.	Stock-Healthcare	0.55%	—	-5.00%
32	VXUS	Vanguard Total Intl Stock	ETF-Other	0.55%	—	+75.08%
33	VTIP	Vanguard Short-term Tips	ETF-Other	0.54%	—	-13.06%
34	CVX	Chevron CORP	Stock-Energy	0.54%	-0.11%	-4.90%
35	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.53%	—	-1.07%
36	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.52%	—	-43.41%
37	INTC	Intel CORP	Stock-Tech	0.50%	—	+2.21%
38	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.49%	—	-21.55%
39	IDV	Ishares International Select	ETF-Other	0.49%	—	-11.78%
40	GIS	General Mills INC	Stock-Consumer Staples	0.48%	—	-9.24%
41	CELG	Celgene CORP	Stock-Other	0.47%	—	-8.53%
42	VB	Vanguard Small-cap ETF	ETF-Other	0.47%	—	-11.88%
43	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.46%	—	-14.10%
44	WFC	Wells Fargo & Co	Stock-Financials	0.46%	—	-10.26%
45	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.46%	—	-55.16%
46	JPM	Jpmorgan Chase & Co	Stock-Financials	0.45%	—	+2.20%
47	GILD	Gilead Sciences INC	Stock-Healthcare	0.45%	—	-0.09%
48	XLE	Ss Energy Select Sector	ETF-Other	0.45%	—	+92.57%
49	✓	Powershares ETF Tr Ii	ETF-Other	0.45%	—	-10.26%
50	KDP	Keurig Dr Pepper Inc.	Stock-Consumer Staples	0.42%	—	-17.62%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHY	Ishares 1-3 Year Treasury Bo	+2.2%	+192.74%	Add
2	IEF	Ishares 7-10 Year Treasury B	+0.6%	+78.66%	Add
3	VNQ	Vanguard Real Estate ETF	+0.5%	+102.23%	Add
4	BND	Vanguard Total Bond Market	+0.5%	+33.75%	Add
5	BOND	Pimco Active Bond Exchange-t	+0.3%	+821.16%	Add
6	TLT	Ishares 20+ Year Treasury Bd	+0.3%	+131.58%	Add
7	VXUS	Vanguard Total Intl Stock	+0.3%	+75.08%	Add
8	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	-3.30%	Trim
9	✓	Powershs Db US Dollar Index	+0.2%	+2007.52%	Add
10	AAPL	Apple INC	+0.2%	+0.85%	Add
11	DBEF	Xtrackers Msci Eafe Hedged E	0%	-12.96%	Trim
12	AGG	Ishares Core U.s. Aggregate	0%	-20.73%	Trim
13	XLV	Ss Health Care Select Sector	-0.1%	-23.66%	Trim
14	VEA	Vanguard Ftse Developed ETF	-0.1%	-21.55%	Trim
15	TYGEUR	Tortoise Energy Infrastruct	-0.1%	-8.93%	Trim
16	FV	First Trust Dw Focus 5 Fund	-0.1%	-32.70%	Trim
17	IJK	Ishares S&p Mid-cap 400 Grow	-0.1%	-41.86%	Trim
18	✓	Powershares Qqq Trust Ser 1	-0.1%	-37.52%	Trim
19	KKR	KKR & Co. Inc.	-0.1%	-49.80%	Trim
20	VCSH	Vanguard S/t CORP Bond ETF	-0.1%	-55.12%	Trim
21	IJH	Ishares Core S&p Midcap ETF	-0.1%	-49.40%	Trim
22	EMR	Emerson Electric Co	-0.1%	-67.65%	Trim
23	LUV	Southwest Airlines Co	-0.2%	-89.10%	Trim
24	OIH	Market Vectors Oil Service E	-0.2%	-91.11%	Trim
25	SMHC	VanEck China Semiconductor ETF	-0.2%	-90.35%	Trim
26	MDY	State Street Spdr S&p Midcap	-0.2%	-26.71%	Trim
27	COF	Capital One Financial CORP	-0.2%	-89.01%	Trim
28	SCHD	Schwab U.S. Dividend Equity ETF	-0.2%	-52.49%	Trim
29	AMJEUR	Jpmorgan Alerian Mlp Index	-0.2%	-86.01%	Trim
30	PCYUSD	Invesco Emerging Markets Sov	-0.2%	-89.59%	Trim
31	EFAV	Ishares Msci Eafe Min Vol Fa	-0.3%	-43.41%	Trim
32	EWH	Ishares Msci Hong Kong ETF	-0.3%	-89.05%	Trim
33	COST	Costco Wholesale Corporation	-0.3%	-94.79%	Trim
34	ITB	Ishares U.s. Home Constructi	-0.3%	-59.98%	Trim
35	IEFA	Ishares Core Msci Eafe ETF	-0.3%	-89.64%	Trim
36	IXP	Ishares Global Comm Services	-0.3%	-92.91%	Trim
37	VWO	Vanguard Ftse Emerging Marke	-0.4%	-64.92%	Trim
38	EEM	Ishares Msci Emerging Market	-0.4%	-79.98%	Trim
39	DOC	Healthpeak Properties, Inc.	-0.4%	-79.64%	Trim
40	UTF	Cohen & Steers Infrastructur	-0.4%	-95.86%	Trim
41	IWM	Ishares Russell 2000 ETF	-0.5%	-55.16%	Trim
42	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.5%	-49.91%	Trim
43	EFA	Ishares Msci Eafe ETF	-0.7%	-64.96%	Trim
44	DXJ	Wisdomtree Japan Hedged Eq	-0.7%	-77.14%	Trim
45	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.8%	-56.99%	Trim
46	MDC1USD	Mdc Holdings INC	—	EXIT	Sold out
47	ARCPEUR	Vereit INC	—	NEW	New buy
48	ARL	American Realty Capital Properties Inc	—	EXIT	Sold out
49	ACWI	Ishares Msci Acwi ETF	—	EXIT	Sold out
50	DD	DuPont de Nemours, Inc.	—	EXIT	Sold out