First Allied Advisory Services, Inc. — Q1 2015 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1072 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.82%	+0.03%	-5.02%
2	AAPL	Apple INC	Stock-Tech	2.59%	+0.75%	+2.11%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.64%	—	+9.99%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	1.23%	—	+150.13%
5	MDY	State Street Spdr S&p Midcap	ETF-Other	1.09%	—	+24.80%
6	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.95%	—	+98.83%
7	VNQ	Vanguard Real Estate ETF	ETF-Other	0.91%	—	+41.56%
8	BND	Vanguard Total Bond Market	ETF-Other	0.79%	-0.22%	+64.95%
9	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.76%	—	+2.18%
10	WBA	Walgreens Boots Alliance INC	Stock-Other	0.75%	—	+1.37%
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.72%	+0.04%	-19.34%
12	T	At&t INC	Stock-Comm Services	0.66%	—	+2.54%
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.66%	—	+0.08%
14	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.65%	+0.14%	+33.47%
15	XOM	Exxon Mobil CORP	Stock-Energy	0.65%	—	-3.40%
16	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.64%	—	+3.65%
17	CELG	Celgene CORP	Stock-Other	0.63%	—	-2.58%
18	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.60%	—	+9.77%
19	JNJ	Johnson & Johnson	Stock-Healthcare	0.60%	—	+10.94%
20	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.59%	—	-20.32%
21	XLV	Ss Health Care Select Sector	ETF-Other	0.58%	—	+15.61%
22	MSFT	Microsoft CORP	Stock-Tech	0.57%	—	+13.80%
23	DIS	Walt Disney Co/the	Stock-Comm Services	0.56%	—	+5.35%
24	GAB	Gabelli Equity Trust	Stock-Other	0.55%	—	+5.82%
25	ARL	American Realty Capital Properties Inc	Stock-Other	0.55%	—	-24.23%
26	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.55%	—	+5.79%
27	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.54%	-0.15%	+62.13%
28	PFF	Ishares Preferred & Income S	ETF-Other	0.53%	—	+23.58%
29	✓	New York Reit INC	Stock-Other	0.52%	—	-13.96%
30	XLK	Ss Technology Select Sector	ETF-Tech	0.51%	—	+28.15%
31	INTC	Intel CORP	Stock-Tech	0.51%	—	+11.12%
32	QCOM	Qualcomm INC	Stock-Tech	0.50%	+0.08%	+1.93%
33	META	Meta Platforms Inc-class A	Stock-Comm Services	0.50%	+0.07%	+6.29%
34	GRX	Gabelli Healthcare & Well	Stock-Other	0.49%	-0.18%	EXIT
35	BA	Boeing Co/the	Stock-Industrials	0.48%	—	+14.38%
36	CHRW	C.h. Robinson Worldwide INC	Stock-Industrials	0.47%	—	+4.59%
37	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.46%	+0.07%	+23.50%
38	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.46%	—	-18.20%
39	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.45%	—	-29.77%
40	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.44%	—	+186.25%
41	✓		Stock-Other	0.43%	—	+136.62%
42	VZ	Verizon Communications INC	Stock-Comm Services	0.42%	—	-0.02%
43	✓	Powershares ETF Tr Ii	ETF-Other	0.42%	—	+30.56%
44	GILD	Gilead Sciences INC	Stock-Healthcare	0.42%	—	+16.44%
45	MO	Altria Group INC	Stock-Consumer Staples	0.42%	—	+2.91%
46	FSICUSD	Fs Kkr Capital CORP	Stock-Other	0.41%	—	+7.18%
47	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.40%	—	-25.03%
48	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.38%	—	+55.60%
49	JPM	Jpmorgan Chase & Co	Stock-Financials	0.38%	—	+13.60%
50	CVX	Chevron CORP	Stock-Energy	0.38%	-0.11%	+14.31%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EFA	Ishares Msci Eafe ETF	+0.7%	+150.13%	Add
2	VTI	Vanguard Total Stock Mkt ETF	+0.4%	+98.83%	Add
3	IJT	Ishares S&p Small-cap 600 Gr	+0.3%	+186.25%	Add
4	BND	Vanguard Total Bond Market	+0.3%	+64.95%	Add
5	VNQ	Vanguard Real Estate ETF	+0.2%	+41.56%	Add
6	✓		+0.2%	+136.62%	Add
7	MDY	State Street Spdr S&p Midcap	+0.2%	+24.80%	Add
8	CWB	Ss Spdr Bb Conv Sec ETF	+0.2%	+62.13%	Add
9	VXUS	Vanguard Total Intl Stock	+0.2%	+165.33%	Add
10	DXJ	Wisdomtree Japan Hedged Eq	+0.1%	+55.60%	Add
11	HEDJ	Wisdomtree Europe Hedged Equ	+0.1%	+191.96%	Add
12	IJK	Ishares S&p Mid-cap 400 Grow	+0.1%	+81.00%	Add
13	IYJ	Ishares U.s. Industrials ETF	+0.1%	+240.94%	Add
14	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.1%	+33.47%	Add
15	AAPL	Apple INC	+0.1%	+2.11%	Add
16	VO	Vanguard Mid-cap ETF	+0.1%	+69.93%	Add
17	AGG	Ishares Core U.s. Aggregate	+0.1%	+78.04%	Add
18	VYM	Vanguard High Dvd Yield ETF	+0.1%	+69.59%	Add
19	IBB	Ishares Biotechnology ETF	+0.1%	+57.09%	Add
20	BXUSD	Blackstone Group Lp/the	+0.1%	+66.42%	Add
21	BA	Boeing Co/the	+0.1%	+14.38%	Add
22	DVY	Ishares Select Dividend ETF	+0.1%	+60.39%	Add
23	✓	NorthStar Realty Finance Corp	+0.1%	+61.74%	Add
24	XLK	Ss Technology Select Sector	+0.1%	+28.15%	Add
25	BMY	Bristol-myers Squibb Co	+0.1%	+29.20%	Add
26	IWM	Ishares Russell 2000 ETF	+0.1%	+9.99%	Add
27	PFF	Ishares Preferred & Income S	+0.1%	+23.58%	Add
28	✓	Powershares ETF Tr Ii	+0.1%	+30.56%	Add
29	XLV	Ss Health Care Select Sector	+0.1%	+15.61%	Add
30	FV	First Trust Dw Focus 5 Fund	+0.1%	+9.77%	Add
31	FLOT	Ishares Floating Rate Bond E	-0.1%	-54.05%	Trim
32	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.1%	-37.37%	Trim
33	BABA	Alibaba Group Holding-sp Adr	-0.1%	-23.44%	Trim
34	VOO	Vanguard S&p 500 ETF	-0.2%	-44.90%	Trim
35	IJS	Ishares S&p Small-cap 600 Va	-0.2%	-18.20%	Trim
36	XLF	Ss Financial Select Sector	-0.2%	-29.15%	Trim
37	ARL	American Realty Capital Properties Inc	-0.2%	-24.23%	Trim
38	DIA	Ss Spdr Dow Jones Indus Avg	-0.2%	-25.03%	Trim
39	✓	Powershares Qqq Trust Ser 1	-0.2%	-20.32%	Trim
40	IJH	Ishares Core S&p Midcap ETF	-0.2%	-29.77%	Trim
41	IVE	Ishares S&p 500 Value ETF	-0.3%	-36.17%	Trim
42	IVW	Ishares S&p 500 Growth ETF	-0.3%	-37.18%	Trim
43	IVV	Ishares Core S&p 500 ETF	-0.3%	-19.34%	Trim
44	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-5.02%	Trim
45	IEF	Ishares 7-10 Year Treasury B	-0.8%	-75.76%	Trim
46	IYC	Ishares US Consumer Discreti	—	NEW	New buy
47	MDT	Medtronic plc	—	EXIT	Sold out
48	✓	Amer Rlty Cap Healthcar Tr I	—	EXIT	Sold out
49	MDT	Medtronic plc	—	NEW	New buy
50	DBEF	Xtrackers Msci Eafe Hedged E	—	NEW	New buy