First Allied Advisory Services, Inc. — Q4 2014 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1028 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.25%	+0.03%	+47.85%
2	AAPL	Apple INC	Stock-Tech	2.48%	+0.75%	+0.51%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.58%	—	-7.30%
4	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.98%	+0.10%	+397.29%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.98%	+0.04%	-13.96%
6	MDY	State Street Spdr S&p Midcap	ETF-Other	0.91%	—	-4.33%
7	XOM	Exxon Mobil CORP	Stock-Energy	0.80%	—	+1.51%
8	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.80%	—	+9.59%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.79%	—	+21.14%
10	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.76%	—	+5.87%
11	WBA	Walgreens Boots Alliance INC	Stock-Other	0.74%	—	—
12	ARL	American Realty Capital Properties Inc	Stock-Other	0.73%	—	-0.93%
13	T	At&t INC	Stock-Comm Services	0.72%	—	-3.36%
14	CELG	Celgene CORP	Stock-Other	0.69%	—	+6.99%
15	✓	New York Reit INC	Stock-Other	0.68%	—	-22.21%
16	VNQ	Vanguard Real Estate ETF	ETF-Other	0.68%	—	+24.86%
17	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.68%	—	-57.97%
18	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.67%	—	-4.59%
19	MSFT	Microsoft CORP	Stock-Tech	0.63%	—	+1.01%
20	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.62%	—	+202.81%
21	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.61%	—	+27.12%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.61%	—	+3.76%
23	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.61%	—	+9.49%
24	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.59%	—	+321.43%
25	INTC	Intel CORP	Stock-Tech	0.59%	—	+2.58%
26	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.58%	—	+2.92%
27	QCOM	Qualcomm INC	Stock-Tech	0.58%	+0.08%	+3.49%
28	GAB	Gabelli Equity Trust	Stock-Other	0.56%	—	+1636.62%
29	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.55%	—	+363.24%
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.53%	+0.14%	+9.06%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.53%	—	-0.46%
32	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.52%	—	+36.87%
33	BND	Vanguard Total Bond Market	ETF-Other	0.52%	-0.22%	+45.66%
34	XLV	Ss Health Care Select Sector	ETF-Other	0.52%	—	+61.73%
35	EFA	Ishares Msci Eafe ETF	ETF-Other	0.51%	—	-28.80%
36	GRX	Gabelli Healthcare & Well	Stock-Other	0.50%	-0.18%	EXIT
37	CHRW	C.h. Robinson Worldwide INC	Stock-Industrials	0.50%	—	+55.74%
38	META	Meta Platforms Inc-class A	Stock-Comm Services	0.49%	+0.07%	+39.35%
39	PFF	Ishares Preferred & Income S	ETF-Other	0.47%	—	+16.49%
40	XLF	Ss Financial Select Sector	ETF-Other	0.46%	—	+46.55%
41	VZ	Verizon Communications INC	Stock-Comm Services	0.45%	—	-6.79%
42	XLK	Ss Technology Select Sector	ETF-Tech	0.44%	—	-6.40%
43	MO	Altria Group INC	Stock-Consumer Staples	0.44%	—	-0.36%
44	MBB	Ishares Mbs ETF	ETF-Other	0.41%	—	+118.37%
45	FSICUSD	Fs Kkr Capital CORP	Stock-Other	0.41%	—	-12.11%
46	MMM	3m Co	Stock-Industrials	0.40%	—	+20.09%
47	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.40%	+0.07%	-33.94%
48	BA	Boeing Co/the	Stock-Industrials	0.40%	—	+20.65%
49	CVX	Chevron CORP	Stock-Energy	0.39%	-0.11%	+9.34%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.38%	—	+7.44%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1%	+47.85%	Add
2	IEF	Ishares 7-10 Year Treasury B	+0.8%	+397.29%	Add
3	GAB	Gabelli Equity Trust	+0.5%	+1636.62%	Add
4	DIA	Ss Spdr Dow Jones Indus Avg	+0.4%	+321.43%	Add
5	FV	First Trust Dw Focus 5 Fund	+0.4%	+363.24%	Add
6	IVW	Ishares S&p 500 Growth ETF	+0.4%	+202.81%	Add
7	JAAA	Janus Capital Group INC	+0.3%	+1615.92%	Add
8	✓	Powershares ETF Tr Ii	+0.3%	+255.24%	Add
9	KMI	Kinder Morgan INC	+0.3%	+202.22%	Add
10	VOO	Vanguard S&p 500 ETF	+0.2%	+315.19%	Add
11	VOT	Vanguard Mid-cap Growth ETF	+0.2%	+196.49%	Add
12	VEA	Vanguard Ftse Developed ETF	+0.2%	+232.15%	Add
13	MBB	Ishares Mbs ETF	+0.2%	+118.37%	Add
14	XLV	Ss Health Care Select Sector	+0.2%	+61.73%	Add
15	CHRW	C.h. Robinson Worldwide INC	+0.2%	+55.74%	Add
16	BABA	Alibaba Group Holding-sp Adr	+0.2%	+113.00%	Add
17	DXJ	Wisdomtree Japan Hedged Eq	+0.2%	+257.63%	Add
18	VNQ	Vanguard Real Estate ETF	+0.2%	+24.86%	Add
19	SHY	Ishares 1-3 Year Treasury Bo	+0.2%	+92.13%	Add
20	XLY	Ss Consumer Disc Select Sect	+0.2%	+78.47%	Add
21	TLT	Ishares 20+ Year Treasury Bd	+0.2%	+71.10%	Add
22	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.2%	+98.80%	Add
23	XLF	Ss Financial Select Sector	+0.1%	+46.55%	Add
24	BND	Vanguard Total Bond Market	+0.1%	+45.66%	Add
25	✓	Powershares Qqq Trust Ser 1	+0.1%	+21.14%	Add
26	AAPL	Apple INC	0%	+0.51%	Add
27	IYE	Ishares U.s. Energy ETF	-0.2%	-77.83%	Trim
28	PKWUSD	Invesco Buyback Achievers Et	-0.2%	-67.05%	Trim
29	VGK	Vanguard Ftse Europe ETF	-0.2%	-42.67%	Trim
30	UWM	Proshares Ultra Russell2000	-0.2%	-77.69%	Trim
31	LLY	Eli Lilly & Co	-0.2%	-49.58%	Trim
32	IYM	Ishares U.s. Basic Materials	-0.2%	-90.01%	Trim
33	GLD	Spdr Gold Shares	-0.2%	-56.95%	Trim
34	IJJ	Ishares S&p Mid-cap 400 Valu	-0.2%	-40.99%	Trim
35	✓	New York Reit INC	-0.2%	-22.21%	Trim
36	BMY	Bristol-myers Squibb Co	-0.3%	-53.83%	Trim
37	EEM	Ishares Msci Emerging Market	-0.3%	-33.94%	Trim
38	EFA	Ishares Msci Eafe ETF	-0.3%	-28.80%	Trim
39	ARL	American Realty Capital Properties Inc	-0.3%	-0.93%	Trim
40	AGG	Ishares Core U.s. Aggregate	-0.4%	-65.99%	Trim
41	MVV	Proshares Ultra Midcap400	-0.4%	-85.91%	Trim
42	IJH	Ishares Core S&p Midcap ETF	-1%	-57.97%	Trim
43	WBA	Walgreens Boots Alliance INC	—	NEW	New buy
44	✓		—	EXIT	Sold out
45	KMI	Kinder Morgan, Inc.	—	EXIT	Sold out
46	✓	Powershares Global Exchange Traded Fd Tr I-30 Laddered	—	NEW	New buy
47	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
48	✓	Powershares ETF Trust	—	NEW	New buy
49	VIOG	Vanguard S&p Sm Cap 600 Grw	—	NEW	New buy
50	EMCB	Wisdomtree Em CORP Bond	—	EXIT	Sold out