First Allied Advisory Services, Inc. — Q3 2014 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1029 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	2.46%	+0.75%	—
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.30%	+0.03%	+22.70%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.70%	—	-3.01%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.66%	—	+56.83%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.19%	+0.04%	-13.79%
6	ARL	American Realty Capital Properties Inc	Stock-Other	1.07%	—	-2.31%
7	MDY	State Street Spdr S&p Midcap	ETF-Other	0.98%	—	-26.52%
8	✓	New York Reit INC	Stock-Other	0.92%	—	-4.85%
9	XOM	Exxon Mobil CORP	Stock-Energy	0.88%	—	-13.90%
10	T	At&t INC	Stock-Comm Services	0.86%	—	-25.14%
11	EFA	Ishares Msci Eafe ETF	ETF-Other	0.83%	—	+10.64%
12	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.76%	—	+224.50%
13	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.72%	—	+14.49%
14	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.72%	—	—
15	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.70%	+0.07%	+19.34%
16	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.68%	—	+96.10%
17	MSFT	Microsoft CORP	Stock-Tech	0.68%	—	-12.09%
18	JNJ	Johnson & Johnson	Stock-Healthcare	0.66%	—	-12.50%
19	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.63%	—	-36.83%
20	✓		Stock-Other	0.62%	—	+17.16%
21	QCOM	Qualcomm INC	Stock-Tech	0.62%	+0.08%	-2.43%
22	INTC	Intel CORP	Stock-Tech	0.60%	—	-13.26%
23	CELG	Celgene CORP	Stock-Other	0.60%	—	+69.50%
24	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.56%	—	-2.78%
25	VZ	Verizon Communications INC	Stock-Comm Services	0.56%	—	-16.50%
26	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.55%	—	-35.05%
27	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.55%	-0.37%	-8.01%
28	FSICUSD	Fs Kkr Capital CORP	Stock-Other	0.55%	—	+21.68%
29	DIS	Walt Disney Co/the	Stock-Comm Services	0.54%	—	-2.27%
30	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.53%	—	-13.59%
31	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.53%	-0.15%	+50.52%
32	VNQ	Vanguard Real Estate ETF	ETF-Other	0.53%	—	-8.11%
33	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.52%	+0.14%	-12.38%
34	GRX	Gabelli Healthcare & Well	Stock-Other	0.52%	-0.18%	EXIT
35	MVV	Proshares Ultra Midcap400	ETF-Other	0.51%	—	+28.95%
36	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.50%	—	-5.54%
37	XLK	Ss Technology Select Sector	ETF-Tech	0.49%	—	-15.58%
38	GILD	Gilead Sciences INC	Stock-Healthcare	0.47%	—	+15.21%
39	LLY	Eli Lilly & Co	Stock-Healthcare	0.46%	—	-0.76%
40	IBM	Intl Business Machines CORP	Stock-Tech	0.45%	—	-34.46%
41	BAC	Bank Of America CORP	Stock-Financials	0.45%	—	—
42	MO	Altria Group INC	Stock-Consumer Staples	0.45%	—	-4.86%
43	PFF	Ishares Preferred & Income S	ETF-Other	0.44%	—	-50.54%
44	IYH	Ishares U.s. Healthcare ETF	ETF-Other	0.43%	—	+138.03%
45	CVX	Chevron CORP	Stock-Energy	0.42%	-0.11%	+6.41%
46	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.40%	—	-35.95%
47	KMI	Kinder Morgan, Inc.	Stock-Energy	0.40%	—	-6.98%
48	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.39%	—	+17.25%
49	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.39%	+0.16%	-23.39%
50	META	Meta Platforms Inc-class A	Stock-Comm Services	0.39%	+0.07%	-1.98%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IJH	Ishares Core S&p Midcap ETF	+0.6%	+56.83%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.6%	+22.70%	Add
3	FEX	First Trust Large Cap Core A	+0.5%	+224.50%	Add
4	GRX	Gabelli Healthcare & Well	+0.4%	+236.06%	Add
5	✓	Powershares Qqq Trust Ser 1	+0.4%	+96.10%	Add
6	CELG	Celgene CORP	+0.3%	+69.50%	Add
7	IEMG	Ishares Core Msci Emerging	+0.3%	+418.43%	Add
8	IYH	Ishares U.s. Healthcare ETF	+0.3%	+138.03%	Add
9	MRK	Merck & Co. INC.	-0.2%	-41.47%	Trim
10	DOC	Healthpeak Properties, Inc.	-0.2%	-58.46%	Trim
11	T	At&t INC	-0.2%	-25.14%	Trim
12	PFE	Pfizer INC	-0.2%	-45.46%	Trim
13	VTR	Ventas INC	-0.2%	-86.30%	Trim
14	ACH	Accendra Health INC	-0.2%	-92.27%	Trim
15	ARCC	Ares Capital CORP	-0.2%	-79.90%	Trim
16	TD	Toronto-dominion Bank	-0.2%	-83.77%	Trim
17	GIS	General Mills INC	-0.2%	-61.54%	Trim
18	DE	Deere & Co	-0.2%	-64.56%	Trim
19	BGR	Blackrock Enrgy & Res Tr	-0.2%	-85.58%	Trim
20	TCPA	TransCanada PipeLines Limited 6	-0.2%	-90.57%	Trim
21	RCI	Rogers Communications Inc-b	-0.2%	-92.83%	Trim
22	EPR	Epr Properties	-0.2%	-90.77%	Trim
23	PEG	Public Service Enterprise Gp	-0.2%	-86.31%	Trim
24	BIV	Vanguard Intermediate-term B	-0.2%	-88.10%	Trim
25	SSO	Proshares Ultra S&p500	-0.2%	-60.38%	Trim
26	SYMCEUR	Symantec CORP	-0.2%	-90.23%	Trim
27	POT1EUR	Potash CORP Of Saskatchewan	-0.3%	-56.93%	Trim
28	UL	Unilever PLC	-0.3%	-83.02%	Trim
29	DLR	Digital Realty Trust INC	-0.3%	-88.87%	Trim
30	✓	Powershares	-0.3%	-55.87%	Trim
31	SNH1EUR	Senior Housing Prop Trust	-0.3%	-91.27%	Trim
32	O	Realty Income CORP	-0.3%	-45.58%	Trim
33	BSV	Vanguard Short-term Bond ETF	-0.3%	-49.31%	Trim
34	IJS	Ishares S&p Small-cap 600 Va	-0.3%	-35.05%	Trim
35	MDY	State Street Spdr S&p Midcap	-0.3%	-26.52%	Trim
36	AEP	American Electric Power Company, Inc.	-0.3%	-36.83%	Trim
37	UTF	Cohen & Steers Infrastructur	-0.3%	-80.41%	Trim
38	TYGEUR	Tortoise Energy Infrastruct	-0.4%	-87.87%	Trim
39	PFF	Ishares Preferred & Income S	-0.4%	-50.54%	Trim
40	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.4%	-75.82%	Trim
41	✓	Powershares	-0.4%	-87.68%	Trim
42	IEF	Ishares 7-10 Year Treasury B	-0.9%	-82.52%	Trim
43	AAPL	Apple INC	—	NEW	New buy
44	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
45	BAC	Bank Of America CORP	—	NEW	New buy
46	UST	Proshares Ultra 7-10 Year Tr	—	EXIT	Sold out
47	BA	Boeing Co/the	—	NEW	New buy
48	EDIV	State Street Spdr S&p Emergi	—	EXIT	Sold out
49	BP	Bp Plc-spons Adr	—	NEW	New buy
50	SDS	ProShares UltraShort S&P500	—	EXIT	Sold out