First Allied Advisory Services, Inc. — Q1 2014 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 1002 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.77%	—	+246.28%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.15%	+0.04%	+1.40%
3	AAPL	Apple INC	Stock-Tech	2.01%	+0.75%	+2.65%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.22%	+0.03%	+40.65%
5	MDY	State Street Spdr S&p Midcap	ETF-Other	1.17%	—	-2.62%
6	ARL	American Realty Capital Properties Inc	Stock-Other	1.12%	—	+156.82%
7	UWM	Proshares Ultra Russell2000	ETF-Other	1.03%	—	—
8	SSO	Proshares Ultra S&p500	ETF-Other	1.03%	—	-13.23%
9	T	At&t INC	Stock-Comm Services	0.99%	—	+9.04%
10	XOM	Exxon Mobil CORP	Stock-Energy	0.98%	—	-6.87%
11	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.91%	—	+8.05%
12	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.84%	—	+113.22%
13	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.78%	—	+13.39%
14	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.73%	—	-25.03%
15	PFF	Ishares Preferred & Income S	ETF-Other	0.66%	—	+5.54%
16	IBM	Intl Business Machines CORP	Stock-Tech	0.64%	—	+43.24%
17	JNJ	Johnson & Johnson	Stock-Healthcare	0.64%	—	+11.95%
18	EFA	Ishares Msci Eafe ETF	ETF-Other	0.63%	—	-15.00%
19	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.62%	—	+9.04%
20	QCOM	Qualcomm INC	Stock-Tech	0.62%	+0.08%	+14.14%
21	MSFT	Microsoft CORP	Stock-Tech	0.61%	—	+10.05%
22	VZ	Verizon Communications INC	Stock-Comm Services	0.60%	—	+19.37%
23	MBB	Ishares Mbs ETF	ETF-Other	0.58%	—	-16.54%
24	PFE	Pfizer INC	Stock-Healthcare	0.57%	—	+15.69%
25	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	—	+9.39%
26	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.56%	—	-10.53%
27	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.55%	—	-0.67%
28	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.54%	—	+518.33%
29	O	Realty Income CORP	Stock-Real Estate	0.53%	—	+108.19%
30	✓	Powershares	Stock-Other	0.53%	—	+44.27%
31	BIV	Vanguard Intermediate-term B	ETF-Other	0.51%	—	+1063.42%
32	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.51%	—	+33.79%
33	DOW	Dow Chem Co	Stock-Materials	0.49%	—	+1.12%
34	INTC	Intel CORP	Stock-Tech	0.48%	—	-1.68%
35	XLK	Ss Technology Select Sector	ETF-Tech	0.48%	—	+4.52%
36	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.48%	-0.37%	+212.89%
37	DIS	Walt Disney Co/the	Stock-Comm Services	0.47%	—	-2.83%
38	VNQ	Vanguard Real Estate ETF	ETF-Other	0.46%	—	+53.96%
39	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.46%	+0.14%	-12.03%
40	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.45%	+0.16%	+3.79%
41	GOOG	Alphabet A	Stock-Comm Services	0.45%	—	+19.14%
42	✓	Powershares	Stock-Other	0.45%	—	+96.27%
43	BP	Bp Plc-spons Adr	Stock-Energy	0.45%	—	+4.23%
44	SDS	ProShares UltraShort S&P500	Stock-Other	0.42%	—	—
45	CELG	Celgene CORP	Stock-Other	0.41%	—	-4.45%
46	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.40%	—	+11.50%
47	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.39%	—	+31.11%
48	IYM	Ishares U.s. Basic Materials	ETF-Other	0.39%	+0.08%	NEW
49	CAT	Caterpillar INC	Stock-Industrials	0.39%	—	+5.31%
50	WFC	Wells Fargo & Co	Stock-Financials	0.38%	—	+2.63%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+1.9%	+246.28%	Add
2	ARL	American Realty Capital Properties Inc	+0.7%	+156.82%	Add
3	BIV	Vanguard Intermediate-term B	+0.5%	+1063.42%	Add
4	PDP	Invesco Dwa Momentum ETF	+0.5%	+518.33%	Add
5	BSV	Vanguard Short-term Bond ETF	+0.4%	+113.22%	Add
6	PKWUSD	Invesco Buyback Achievers Et	+0.3%	+718.28%	Add
7	AGG	Ishares Core U.s. Aggregate	+0.3%	+212.89%	Add
8	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+40.65%	Add
9	O	Realty Income CORP	+0.3%	+108.19%	Add
10	GIS	General Mills INC	+0.2%	+176.15%	Add
11	✓	Powershares ETF Tr Ii	+0.2%	+260.59%	Add
12	UL	Unilever PLC	+0.2%	+321.74%	Add
13	SNH1EUR	Senior Housing Prop Trust	+0.2%	+445.38%	Add
14	VPL	Vanguard Ftse Pacific ETF	+0.2%	+319.72%	Add
15	PEG	Public Service Enterprise Gp	+0.2%	+592.69%	Add
16	✓	Powershares	+0.2%	+96.27%	Add
17	IDU	Ishares US Utilities ETF	+0.2%	+282.69%	Add
18	VTR	Ventas INC	+0.2%	+525.72%	Add
19	IBM	Intl Business Machines CORP	+0.2%	+43.24%	Add
20	IYM	Ishares U.s. Basic Materials	+0.2%	+89.44%	Add
21	VNQ	Vanguard Real Estate ETF	+0.2%	+53.96%	Add
22	✓	Powershares	+0.2%	+44.27%	Add
23	AZNN	Astrazeneca Plc-spons Adr	-0.2%	-86.89%	Trim
24	✓	Powershares Dynamic	-0.2%	-82.68%	Trim
25	VEA	Vanguard Ftse Developed ETF	-0.2%	-50.38%	Trim
26	BNY	Bank Of New York Mellon CORP	-0.2%	-84.86%	Trim
27	MCHP	Microchip Technology INC	-0.2%	-92.63%	Trim
28	TRV	Travelers Cos Inc/the	-0.2%	-88.70%	Trim
29	BOND	Pimco Active Bond Exchange-t	-0.2%	-90.30%	Trim
30	GLW	Corning INC	-0.2%	-85.52%	Trim
31	EMR	Emerson Electric Co	-0.2%	-64.79%	Trim
32	DUK	Du Pont E I De Nemour&Co	-0.2%	-68.39%	Trim
33	DXJ	Wisdomtree Japan Hedged Eq	-0.3%	-57.30%	Trim
34	SCHD	Schwab U.S. Dividend Equity ETF	-0.3%	-25.03%	Trim
35	VTV	Vanguard Value ETF	-0.3%	-60.42%	Trim
36	IJH	Ishares Core S&p Midcap ETF	-2%	-94.77%	Trim
37	MVV	Proshares Ultra Midcap400	—	EXIT	Sold out
38	UWM	Proshares Ultra Russell2000	—	NEW	New buy
39	✓	Cole Real Estate Investments	—	EXIT	Sold out
40	SDS	ProShares UltraShort S&P500	—	NEW	New buy
41	✓		—	EXIT	Sold out
42	PTHUSD	Invesco Dwa Healthcare Momen	—	EXIT	Sold out
43	ACWI	Ishares Msci Acwi ETF	—	EXIT	Sold out
44	ATI	Ati INC	—	EXIT	Sold out
45	MFC	Manulife Financial CORP	—	EXIT	Sold out
46	HAS	Hasbro INC	—	EXIT	Sold out
47	✓		—	EXIT	Sold out
48	VOD	Vodafone Group Public Limited Company	—	EXIT	Sold out
49	EPR	Epr Properties	—	NEW	New buy
50	NE	Noble Corporation plc	—	EXIT	Sold out