First Allied Advisory Services, Inc. — Q4 2013 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

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Full holdings list this quarter

Showing top 200 holdings (of 945 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.23%	+0.04%	+1031.99%
2	AAPL	Apple INC	Stock-Tech	2.18%	+0.75%	-15.05%
3	IJH	Ishares Core S&p Midcap ETF	ETF-Other	2.07%	—	+2037.84%
4	MDY	State Street Spdr S&p Midcap	ETF-Other	1.25%	—	-46.29%
5	SSO	Proshares Ultra S&p500	ETF-Other	1.23%	—	—
6	XOM	Exxon Mobil CORP	Stock-Energy	1.16%	—	-21.11%
7	MVV	Proshares Ultra Midcap400	ETF-Other	1.13%	—	—
8	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	1.01%	—	+42.11%
9	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.98%	—	-23.96%
10	T	At&t INC	Stock-Comm Services	0.97%	—	-24.53%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.91%	+0.03%	+15.02%
12	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.85%	—	-67.85%
13	EFA	Ishares Msci Eafe ETF	ETF-Other	0.79%	—	+17.73%
14	MBB	Ishares Mbs ETF	ETF-Other	0.73%	—	-71.69%
15	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.72%	—	-32.13%
16	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.67%	—	+64.05%
17	PFF	Ishares Preferred & Income S	ETF-Other	0.63%	—	-26.76%
18	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.61%	—	-5.62%
19	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.58%	—	+62.14%
20	JNJ	Johnson & Johnson	Stock-Healthcare	0.57%	—	-6.73%
21	CELG	Celgene CORP	Stock-Other	0.56%	—	+14.26%
22	VZ	Verizon Communications INC	Stock-Comm Services	0.55%	—	-33.48%
23	MSFT	Microsoft CORP	Stock-Tech	0.54%	—	-17.88%
24	QCOM	Qualcomm INC	Stock-Tech	0.54%	+0.08%	-1.93%
25	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.54%	+0.14%	-76.37%
26	INTC	Intel CORP	Stock-Tech	0.53%	—	-4.86%
27	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	-34.94%
28	✓	Cole Real Estate Investments	Stock-Other	0.50%	—	-43.90%
29	MRK	Merck & Co. INC.	Stock-Healthcare	0.49%	—	-35.65%
30	DIS	Walt Disney Co/the	Stock-Comm Services	0.49%	—	-13.29%
31	XLK	Ss Technology Select Sector	ETF-Tech	0.48%	—	-52.40%
32	DOW	Dow Chem Co	Stock-Materials	0.47%	—	+74.33%
33	IBM	Intl Business Machines CORP	Stock-Tech	0.47%	—	-50.45%
34	BP	Bp Plc-spons Adr	Stock-Energy	0.46%	—	-34.76%
35	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.46%	+0.16%	-51.87%
36	VTV	Vanguard Value ETF	ETF-Other	0.46%	—	-10.68%
37	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.44%	—	+1.15%
38	ARL	American Realty Capital Properties Inc	Stock-Other	0.43%	—	+60.86%
39	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.42%	—	-56.87%
40	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.42%	—	-25.98%
41	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.42%	—	-29.28%
42	CVX	Chevron CORP	Stock-Energy	0.41%	-0.11%	-65.83%
43	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.41%	—	-77.07%
44	GOOG	Alphabet A	Stock-Comm Services	0.41%	—	+1.48%
45	MO	Altria Group INC	Stock-Consumer Staples	0.41%	—	-4.74%
46	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.40%	—	-21.82%
47	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.38%	—	-36.30%
48	✓	Powershares	Stock-Other	0.38%	—	+147.46%
49	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.38%	—	-77.77%
50	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.38%	—	-82.58%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IVV	Ishares Core S&p 500 ETF	+2.1%	+1031.99%	Add
2	IJH	Ishares Core S&p Midcap ETF	+2%	+2037.84%	Add
3	SCHD	Schwab U.S. Dividend Equity ETF	+0.5%	+42.11%	Add
4	XLK	Ss Technology Select Sector	-0.2%	-52.40%	Trim
5	UTF	Cohen & Steers Infrastructur	-0.2%	-54.34%	Trim
6	TYGEUR	Tortoise Energy Infrastruct	-0.2%	-54.35%	Trim
7	BGR	Blackrock Enrgy & Res Tr	-0.2%	-51.61%	Trim
8	IBM	Intl Business Machines CORP	-0.2%	-50.45%	Trim
9	SHY	Ishares 1-3 Year Treasury Bo	-0.2%	-54.88%	Trim
10	XLF	Ss Financial Select Sector	-0.2%	-61.83%	Trim
11	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.2%	-51.87%	Trim
12	VUG	Vanguard Growth ETF	-0.2%	-58.03%	Trim
13	EWC	Ishares Msci Canada ETF	-0.2%	-74.49%	Trim
14	META	Meta Platforms Inc-class A	-0.2%	-61.89%	Trim
15	✓	Powershares Global ETF Trust	-0.2%	-76.27%	Trim
16	DXJ	Wisdomtree Japan Hedged Eq	-0.3%	-56.87%	Trim
17	MGC	Vanguard Mega Cap ETF	-0.3%	-94.22%	Trim
18	✓	Claymore Exchange Trd Fd Tr	-0.3%	-85.25%	Trim
19	MIN	Mfs Intermediate INC Trust	-0.3%	-97.83%	Trim
20	MDY	State Street Spdr S&p Midcap	-0.3%	-46.29%	Trim
21	TEVA	Teva Pharmaceutical-sp Adr	-0.3%	-85.73%	Trim
22	IEF	Ishares 7-10 Year Treasury B	-0.3%	-64.88%	Trim
23	✓	Powershares	-0.3%	-69.33%	Trim
24	RALS	Proshares Rafi Long/short	-0.3%	-86.34%	Trim
25	BIV	Vanguard Intermediate-term B	-0.3%	-90.81%	Trim
26	STX	Seagate Technology Holdings plc	-0.4%	-93.35%	Trim
27	ELD	Wisdomtree Emrg Mkts Debt	-0.4%	-90.95%	Trim
28	CAH	Cardinal Health INC	-0.4%	-96.91%	Trim
29	VHT	Vanguard Health Care ETF	-0.4%	-82.02%	Trim
30	PIM	Putnam Master Intrm INC Tr	-0.4%	-98.11%	Trim
31	CVX	Chevron CORP	-0.5%	-65.83%	Trim
32	VTIP	Vanguard Short-term Tips	-0.5%	-84.28%	Trim
33	VNQ	Vanguard Real Estate ETF	-0.5%	-71.87%	Trim
34	GLD	Spdr Gold Shares	-0.5%	-69.50%	Trim
35	✓		-0.6%	-97.14%	Trim
36	MUB	Ishares National Muni Bond E	-0.7%	-85.79%	Trim
37	ACWI	Ishares Msci Acwi ETF	-0.8%	-82.19%	Trim
38	VWO	Vanguard Ftse Emerging Marke	-0.9%	-77.07%	Trim
39	IGSB	Ishares 1-5y Inv Grade CORP	-0.9%	-77.77%	Trim
40	IWM	Ishares Russell 2000 ETF	-0.9%	-67.85%	Trim
41	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-1.1%	-76.37%	Trim
42	VEA	Vanguard Ftse Developed ETF	-1.1%	-82.58%	Trim
43	MBB	Ishares Mbs ETF	-1.2%	-71.69%	Trim
44	IEI	Ishares 3-7 Year Treasury Bo	-1.4%	-97.20%	Trim
45	SSO	Proshares Ultra S&p500	—	NEW	New buy
46	MVV	Proshares Ultra Midcap400	—	NEW	New buy
47	UWM	Proshares Ultra Russell2000	—	EXIT	Sold out
48	UST	Proshares Ultra 7-10 Year Tr	—	EXIT	Sold out
49	BOH	Bank Of Hawaii CORP	—	EXIT	Sold out
50	DOEUR	Diamond Offshore Drilling	—	EXIT	Sold out