First Allied Advisory Services, Inc. — Q3 2013 13F Holdings

Name: First Allied Advisory Services, Inc. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512647

Total reported value

$3.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 1003 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MBB	Ishares Mbs ETF	ETF-Other	1.88%	—	+81.60%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.77%	—	+42.96%
3	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.64%	+0.14%	+71.86%
4	MDY	State Street Spdr S&p Midcap	ETF-Other	1.56%	—	+39.11%
5	AAPL	Apple INC	Stock-Tech	1.56%	+0.75%	+14.05%
6	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.50%	—	+110.78%
7	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.43%	—	+5775.89%
8	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.27%	—	+112.80%
9	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.25%	—	+129.56%
10	ACWI	Ishares Msci Acwi ETF	ETF-Other	1.07%	—	+113.43%
11	XOM	Exxon Mobil CORP	Stock-Energy	0.91%	—	+15.00%
12	T	At&t INC	Stock-Comm Services	0.90%	—	+23.42%
13	CVX	Chevron CORP	Stock-Energy	0.86%	-0.11%	+179.88%
14	GLD	Spdr Gold Shares	ETF-Commodities	0.86%	—	+54.56%
15	MUB	Ishares National Muni Bond E	ETF-Other	0.82%	—	+171.01%
16	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.80%	—	+20.92%
17	VNQ	Vanguard Real Estate ETF	ETF-Other	0.77%	—	+71.78%
18	UWM	Proshares Ultra Russell2000	ETF-Other	0.73%	—	+5.13%
19	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.71%	—	+20.57%
20	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.68%	+0.16%	+29.63%
21	IBM	Intl Business Machines CORP	Stock-Tech	0.67%	—	+105.19%
22	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.67%	—	+2066.84%
23	XLK	Ss Technology Select Sector	ETF-Tech	0.66%	—	+75.02%
24	PFF	Ishares Preferred & Income S	ETF-Other	0.65%	—	+25.49%
25	✓		Stock-Other	0.61%	—	+63.31%
26	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.60%	+0.10%	+61.36%
27	VUG	Vanguard Growth ETF	ETF-Other	0.60%	—	+12.45%
28	VTIP	Vanguard Short-term Tips	ETF-Other	0.59%	—	—
29	✓	Powershares	Stock-Other	0.57%	—	+35.43%
30	VZ	Verizon Communications INC	Stock-Comm Services	0.57%	—	+37.46%
31	✓	Cole Real Estate Investments	Stock-Other	0.56%	—	—
32	TYGEUR	Tortoise Energy Infrastruct	Stock-Other	0.56%	—	+48.24%
33	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.56%	-0.29%	+94.61%
34	VHT	Vanguard Health Care ETF	ETF-Other	0.55%	—	+4156.36%
35	META	Meta Platforms Inc-class A	Stock-Comm Services	0.53%	+0.07%	+216.84%
36	UTF	Cohen & Steers Infrastructur	Stock-Other	0.53%	—	+64.20%
37	MRK	Merck & Co. INC.	Stock-Healthcare	0.53%	—	+28.01%
38	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.53%	+0.03%	+58.71%
39	PFE	Pfizer INC	Stock-Healthcare	0.52%	—	+28.72%
40	BGR	Blackrock Enrgy & Res Tr	Stock-Other	0.50%	—	+55.72%
41	XLF	Ss Financial Select Sector	ETF-Other	0.49%	—	+103.93%
42	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	0.47%	—	+164.52%
43	EFA	Ishares Msci Eafe ETF	ETF-Other	0.47%	—	+106.99%
44	CAT	Caterpillar INC	Stock-Industrials	0.46%	—	+86.40%
45	EMR	Emerson Electric Co	Stock-Industrials	0.46%	—	+41.32%
46	UST	Proshares Ultra 7-10 Year Tr	ETF-Other	0.45%	—	—
47	BP	Bp Plc-spons Adr	Stock-Energy	0.44%	—	+35.27%
48	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.44%	—	+32.96%
49	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.44%	—	+36.19%
50	MSFT	Microsoft CORP	Stock-Tech	0.43%	—	+7.04%

1–50 of 200

Holding changes this quarter

Position changes disclosed by First Allied Advisory Services, Inc. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEI	Ishares 3-7 Year Treasury Bo	+1.4%	+5775.89%	Add
2	DXJ	Wisdomtree Japan Hedged Eq	+0.6%	+2066.84%	Add
3	VEA	Vanguard Ftse Developed ETF	+0.6%	+110.78%	Add
4	VHT	Vanguard Health Care ETF	+0.5%	+4156.36%	Add
5	IGSB	Ishares 1-5y Inv Grade CORP	+0.5%	+129.56%	Add
6	VWO	Vanguard Ftse Emerging Marke	+0.5%	+112.80%	Add
7	MBB	Ishares Mbs ETF	+0.5%	+81.60%	Add
8	CVX	Chevron CORP	+0.5%	+179.88%	Add
9	ACWI	Ishares Msci Acwi ETF	+0.4%	+113.43%	Add
10	META	Meta Platforms Inc-class A	+0.4%	+216.84%	Add
11	MUB	Ishares National Muni Bond E	+0.4%	+171.01%	Add
12	VGK	Vanguard Ftse Europe ETF	+0.4%	+1141.00%	Add
13	TRV	Travelers Cos Inc/the	+0.4%	+1979.15%	Add
14	✓	Claymore Exchange Trd Fd Tr	+0.3%	+2054.02%	Add
15	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.3%	+71.86%	Add
16	GLW	Corning INC	+0.3%	+1988.33%	Add
17	BAX	Baxter International INC	+0.3%	+543.89%	Add
18	SCHD	Schwab U.S. Dividend Equity ETF	+0.2%	+164.52%	Add
19	IWM	Ishares Russell 2000 ETF	+0.2%	+42.96%	Add
20	IBM	Intl Business Machines CORP	+0.2%	+105.19%	Add
21	EFA	Ishares Msci Eafe ETF	+0.2%	+106.99%	Add
22	IJR	Ishares Core S&p Small-cap E	+0.2%	+237.58%	Add
23	XLK	Ss Technology Select Sector	+0.2%	+75.02%	Add
24	SHY	Ishares 1-3 Year Treasury Bo	+0.2%	+94.61%	Add
25	XLF	Ss Financial Select Sector	+0.2%	+103.93%	Add
26	GLD	Spdr Gold Shares	+0.2%	+54.56%	Add
27	✓	Powershares Global ETF Trust	+0.1%	+140.26%	Add
28	MDY	State Street Spdr S&p Midcap	+0.1%	+39.11%	Add
29	VNQ	Vanguard Real Estate ETF	+0.1%	+71.78%	Add
30	CAT	Caterpillar INC	+0.1%	+86.40%	Add
31	UTF	Cohen & Steers Infrastructur	+0.1%	+64.20%	Add
32	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+58.71%	Add
33	IEF	Ishares 7-10 Year Treasury B	+0.1%	+61.36%	Add
34	✓		+0.1%	+63.31%	Add
35	AAPL	Apple INC	0%	+14.05%	Add
36	RTN1USD	Raytheon Company	-0.3%	-79.98%	Trim
37	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.4%	-84.41%	Trim
38	TIP	Ishares Tips Bond ETF	-0.4%	-56.05%	Trim
39	RWX	State Street Spdr Dow Jones	-0.4%	-94.72%	Trim
40	AGG	Ishares Core U.s. Aggregate	-0.7%	-82.19%	Trim
41	IVV	Ishares Core S&p 500 ETF	-1.3%	-88.04%	Trim
42	VTIP	Vanguard Short-term Tips	—	NEW	New buy
43	✓	Cole Real Estate Investments	—	NEW	New buy
44	SSO	Proshares Ultra S&p500	—	EXIT	Sold out
45	UST	Proshares Ultra 7-10 Year Tr	—	NEW	New buy
46	RALS	Proshares Rafi Long/short	—	NEW	New buy
47	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	New buy
48	TD	Toronto-dominion Bank	—	NEW	New buy
49	EPP	Ishares Msci Pacific Ex Japa	—	EXIT	Sold out
50	✓	Safeway INC	—	NEW	New buy