FinTrust Investment Advisory Services, LLC — 2013-09-30 13F Holdings

Name: FinTrust Investment Advisory Services, LLC — 13F Holdings, 2013-09-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001477812

Total reported value

$109.3M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TIP	Ishares Tips Bond ETF	ETF-Other	14.41%	+0.47%	-6.03%
2	VTV	Vanguard Value ETF	ETF-Other	11.09%	-0.71%	-12.60%
3	✓	Guggenheim S&p 500 Pure Growth	Stock-Other	10.42%	-0.42%	-9.30%
4	✓	Invesco Financial Preferred ETF	ETF-Other	10.01%	+0.57%	-13.98%
5	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	4.02%	—	-6.38%
6	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	3.30%	—	-24.20%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.34%	-0.17%	-0.34%
8	DGS	Wisdomtree Em Small Cap	ETF-Small Cap	2.23%	—	+13.40%
9	T	At&t INC	Stock-Comm Services	1.79%	-0.07%	-2.63%
10	BP	Bp Plc-spons Adr	Stock-Energy	1.68%	—	+65.61%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.59%	-0.19%	EXIT
12	BND	Vanguard Total Bond Market	ETF-Other	1.58%	-0.33%	EXIT
13	JNJ	Johnson & Johnson	Stock-Healthcare	1.53%	-0.06%	+0.19%
14	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.39%	-0.12%	-10.07%
15	IGOV	Ishares International Treasu	ETF-Other	1.39%	—	-17.57%
16	AAPL	Apple INC	Stock-Tech	1.35%	—	-2.83%
17	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.32%	—	-10.97%
18	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.22%	-0.14%	+0.02%
19	VZ	Verizon Communications INC	Stock-Comm Services	1.20%	-0.09%	-1.56%
20	CVX	Chevron CORP	Stock-Energy	1.19%	—	-12.10%
21	MSFT	Microsoft CORP	Stock-Tech	1.13%	—	+0.01%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.12%	—	-2.94%
23	DVY	Ishares Select Dividend ETF	ETF-Other	1.05%	—	-1.60%
24	USIG	Ishares Broad Usd Investment	ETF-Other	1.03%	-0.18%	EXIT
25	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.00%	-0.08%	-12.26%
26	KO	Coca-cola Co/the	Stock-Consumer Staples	0.91%	—	-0.99%
27	DIS	Walt Disney Co/the	Stock-Comm Services	0.88%	—	-1.48%
28	PEP	Pepsico INC	Stock-Consumer Staples	0.86%	—	+1.44%
29	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.76%	—	-21.72%
30	DWX	State Street Spdr S&p Intern	ETF-Other	0.73%	—	-4.79%
31	✓		Stock-Other	0.73%	—	-2.80%
32	INTC	Intel CORP	Stock-Tech	0.73%	+0.15%	-3.64%
33	CAT	Caterpillar INC	Stock-Industrials	0.71%	—	-9.07%
34	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.69%	—	-14.21%
35	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.68%	—	+4.92%
36	SLB	Slb LTD	Stock-Energy	0.67%	—	-0.43%
37	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.66%	—	-19.50%
38	WMT	Walmart INC	Stock-Consumer Staples	0.65%	-0.07%	-5.04%
39	EXE 4.5 PERP	Chesapeake Energy CORP	Stock-Energy	0.65%	—	—
40	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.65%	—	-5.56%
41	UTXZ	United Tech CORP	Stock-Other	0.64%	—	-13.40%
42	SO	Southern Co/the	Stock-Utilities	0.63%	-0.17%	-0.93%
43	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.61%	—	+2.48%
44	IBM	Intl Business Machines CORP	Stock-Tech	0.60%	—	+5.58%
45	✓	Powershares	Stock-Other	0.59%	—	-16.25%
46	PM	Philip Morris International	Stock-Consumer Staples	0.59%	—	-2.16%
47	NEE	Nextera Energy INC	Stock-Utilities	0.57%	—	—
48	EFA	Ishares Msci Eafe ETF	ETF-Other	0.47%	+0.22%	NEW
49	WFC	Wells Fargo & Co	Stock-Financials	0.47%	+0.31%	+3.77%
50	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.46%	-0.20%	EXIT

1–50 of 58

Holding changes this quarter

Position changes disclosed by FinTrust Investment Advisory Services, LLC for the quarter ending 2013-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Guggenheim S&p 500 Pure Growth	+1.7%	-9.30%	Trim
2	TIP	Ishares Tips Bond ETF	+1.7%	-6.03%	Trim
3	BP	Bp Plc-spons Adr	+0.8%	+65.61%	Add
4	IWO	Ishares Russell 2000 Growth	+0.8%	-6.38%	Trim
5	VTV	Vanguard Value ETF	+0.8%	-12.60%	Trim
6	DGS	Wisdomtree Em Small Cap	+0.6%	+13.40%	Add
7	AAPL	Apple INC	+0.4%	-2.83%	Trim
8	XOM	Exxon Mobil CORP	+0.3%	-0.34%	Trim
9	SLB	Slb LTD	+0.2%	-0.43%	Trim
10	LOW	Lowe's Cos INC	+0.2%	+2.48%	Add
11	T	At&t INC	+0.2%	-2.63%	Trim
12	EEM	Ishares Msci Emerging Market	+0.2%	+4.92%	Add
13	PG	Procter & Gamble Co/the	+0.1%	-2.94%	Trim
14	AEP	American Electric Power Company, Inc.	+0.1%	-10.07%	Trim
15	BSX	Boston Scientific CORP	+0.1%	—	Unchanged
16	BND	Vanguard Total Bond Market	+0.1%	-11.22%	Trim
17	VZ	Verizon Communications INC	+0.1%	-1.56%	Trim
18	KO	Coca-cola Co/the	+0.1%	-0.99%	Trim
19	CVX	Chevron CORP	+0.1%	-12.10%	Trim
20	IEF	Ishares 7-10 Year Treasury B	+0.1%	-10.97%	Trim
21	CAT	Caterpillar INC	+0.1%	-9.07%	Trim
22	INTC	Intel CORP	+0.1%	-3.64%	Trim
23	SO	Southern Co/the	+0.1%	-0.93%	Trim
24	USIG	Ishares Broad Usd Investment	+0.1%	-12.06%	Trim
25	IGIB	Ishares 5-10y Inv Grade CORP	+0.1%	-12.26%	Trim
26	IGOV	Ishares International Treasu	0%	-17.57%	Trim
27	IEI	Ishares 3-7 Year Treasury Bo	0%	-14.21%	Trim
28	✓	Powershares	—	-16.25%	Trim
29	EMB	Ishares Jp Morgan Usd Emergi	0%	-19.50%	Trim
30	BSV	Vanguard Short-term Bond ETF	0%	-21.72%	Trim
31	✓	Putnam	-0.1%	-36.51%	Trim
32	IWN	Ishares Russell 2000 Value E	-0.1%	-24.20%	Trim
33	✓	Invesco Financial Preferred ETF	-0.1%	-13.98%	Trim
34	IGSB	Ishares 1-5y Inv Grade CORP	-0.4%	-31.68%	Trim
35	EFA	Ishares Msci Eafe ETF	-0.4%	-61.15%	Trim
36	IWD	Ishares Russell 1000 Value E	—	EXIT	Sold out
37	✓	Duke Energy Corp New	—	EXIT	Sold out
38	SUB	Ishares Short-term National	—	EXIT	Sold out
39	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	—	EXIT	Sold out
40	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
41	✓		—	EXIT	Sold out
42	EXE 4.5 PERP	Chesapeake Energy CORP	—	NEW	New buy
43	BIV	Vanguard Intermediate-term B	—	EXIT	Sold out
44	ALL 5.625 PERP A	Allstate CORP	—	EXIT	Sold out
45	TGT	Target CORP	—	EXIT	Sold out
46	SSB	SouthState Bank Corporation	—	NEW	New buy
47	HD	Home Depot INC	—	EXIT	Sold out
48	GLD	Spdr Gold Shares	—	EXIT	Sold out
49	FH1	First Financial Hd Inc/old	—	EXIT	Sold out
50	F	Ford Motor Co	—	EXIT	Sold out