Financial Advocates Investment Management 13F Holdings Breakdown (Q3 2025) — Charts, AI Insights &amp; API

Add GLD
-60.0%　-$12.6M
Trim NVDA
-96.6%　-$48.3M
Add IVV
-63.2%　-$7.6M
Add BND
-65.8%　-$7.4M
Trim GOVT
-98.6%　-$20.0M
Add JGRO
-76.0%　-$9.8M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	10.22%	—	-67.87%
2	GLD	Spdr Gold Shares	ETF-Commodities	4.36%	+2.93%	-59.97%
3	AOA	Ishares Core 80/20 Aggressiv	ETF-Other	3.55%	—	+0.48%
4	MINT	Pimco Enhanced Short Maturit	ETF-Other	3.39%	+3.39%	NEW
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.19%	+2.26%	-63.23%
6	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	2.66%	—	-20.65%
7	XLG	Invesco S&p 500 Top 50 ETF	ETF-Large Cap & Growth	2.60%	—	-7.54%
8	PTLC	Pacer Trendpilot US Large Ca	ETF-Other	2.54%	—	-23.42%
9	AOM	Ishares Core 40/60 Moderate	ETF-Other	2.50%	—	+4.35%
10	ITA	Ishares U.s. Aerospace & Def	ETF-Other	2.35%	—	-1.84%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.28%	+0.36%	-87.00%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.22%	-0.75%	-91.46%
13	JGRO	Jpmorgan Active Growth ETF	ETF-Other	2.18%	+1.22%	-75.98%
14	BND	Vanguard Total Bond Market	ETF-Other	2.06%	+1.28%	-65.82%
15	SPMO	Invesco S&p 500 Momentum ETF	ETF-Large Cap & Growth	2.05%	—	-13.62%
16	VPU	Vanguard Utilities ETF	ETF-Other	1.75%	—	-7.48%
17	DYNF	Ishrs US E F R A Etf-usd INC	ETF-Other	1.70%	—	-2.43%
18	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.70%	+0.30%	-84.47%
19	QQQM	Invesco Nasdaq 100 ETF	ETF-Tech	1.67%	+1.05%	-25.42%
20	MUB	Ishares National Muni Bond E	ETF-Other	1.65%	—	-42.65%
21	SPDV	Aam S&p 500 High Div Val ETF	ETF-Large Cap & Growth	1.56%	—	-1.30%
22	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.53%	+0.27%	-11.22%
23	EFV	Ishares Msci Eafe Value ETF	ETF-Other	1.42%	—	-7.70%
24	SLV	Ishares Silver Trust	ETF-Commodities	1.37%	—	-45.59%
25	MSFT	Microsoft CORP	Stock-Tech	1.33%	+0.58%	-91.35%
26	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.32%	+0.78%	-49.21%
27	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.32%	+0.15%	-89.29%
28	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.25%	—	-37.81%
29	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.18%	+0.38%	-82.85%
30	OEF	Ishares S&p 100 ETF	ETF-Other	1.14%	—	+7.27%
31	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.09%	+0.15%	-90.42%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.97%	—	-66.73%
33	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.97%	—	-58.65%
34	PSLV	Sprott Physical Silver Trust	Stock-Other	0.93%	—	+2.63%
35	ZROZ	Pimco 25+ Yr Zero Cpn US Tif	ETF-Other	0.86%	—	—
36	NVDA	Nvidia CORP	Stock-Tech	0.86%	-2.64%	-96.65%
37	MBB	Ishares Mbs ETF	ETF-Other	0.81%	-0.20%	-90.84%
38	AMZN	Amazon.com INC	Stock-Consumer Disc	0.79%	-0.80%	-89.00%
39	STIP	Ishares 0-5 Year Tips Bond E	ETF-Other	0.76%	—	-42.28%
40	COWZ	Pacer US Cash Cows 100 ETF	ETF-Other	0.74%	-0.15%	-81.66%
41	VNQ	Vanguard Real Estate ETF	ETF-Other	0.72%	—	+37.29%
42	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.72%	—	-32.81%
43	THRO	Ishares U.s. Thematic Rotati	ETF-Other	0.70%	—	-0.71%
44	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.65%	—	-41.82%
45	BINC	Ishares Flex I A Etf-usd INC	ETF-Other	0.62%	—	-22.81%
46	VXUS	Vanguard Total Intl Stock	ETF-Other	0.59%	—	-6.96%
47	XLV	Ss Health Care Select Sector	ETF-Other	0.59%	—	-52.83%
48	VB	Vanguard Small-cap ETF	ETF-Other	0.59%	—	-77.67%
49	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.59%	—	-83.10%
50	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	0.54%	—	-30.58%

1–50 of 104

Portfolio Performance

Performance for Q3 2026

+2.7%

Performance Last 4 Quarters

+16.6%

Based on 81% of reported portfolio value with available pricing

Stdev: +11.2%
Beta: +0.81
Alpha: -0.4%
Max Drawdown: -6.7%
Annualized Perf: +14.8%
Batting Avg vs S&P: +36.1%
Sortino: +2.37
Stutzer: +0.37
Treynor: +0.18
Sterling: +0.91
Calmar: +2.22
Information Ratio: -0.89
Tracking Error: +4.4%
Stdev Down: +6.1%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +29%
Worst 12 Months: +6.8%
Efficiency Ratio: +0.49
Sharpe: +1.29
Stdev Sectors: +23.7%
Skewness: -0.31
Kurtosis: -0.6
Upside Potential: +4.07

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2025 Q3	104	$177.9M	100	1AAPL 2GLD 3AOA Top holdings2025 Q3 1.AAPL 2.GLD 3.AOA 4.MINT 5.IVV 6.IUSB 7.XLG 8.PTLC 9.AOM 10.ITA
2025 Q2	627	$1.2B	0	1AAPL 2SPY 3NVDA Top holdings2025 Q2 1.AAPL 2.SPY 3.NVDA 4.VTI 5.MSFT 6.IEFA 7.GOVT 8.IUSG 9.QUAL 10.IEMG
2025 Q1	722	$1.4B	100	1NVDA 2SPY 3SPYG Top holdings2025 Q1 1.NVDA 2.SPY 3.SPYG 4.VTI 5.XME 6.AMZN 7.GLD 8.GOVT 9.IVW 10.AAPL
2024 Q4	752	$1.8B	0	1AAPL 2NVDA 3SPY Top holdings2024 Q4 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.SPYG 6.VTI 7.AMZN 8.IJH 9.GOVT 10.IEFA
2024 Q3	768	$1.8B	0	1AAPL 2NVDA 3SPY Top holdings2024 Q3 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.SPYG 6.VTI 7.IEFA 8.AMZN 9.IJH 10.GOVT
2024 Q2	741	$1.6B	0	1AAPL 2NVDA 3SPY Top holdings2024 Q2 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.SPYG 6.VTI 7.AMZN 8.IVW 9.IEFA 10.IJH
2024 Q1	773	$1.7B	0	1SPY 2AAPL 3MSFT Top holdings2024 Q1 1.SPY 2.AAPL 3.MSFT 4.NVDA 5.VUG 6.SPYG 7.VTI 8.AMZN 9.IEFA 10.IJH
2023 Q4	732	$1.5B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q4 1.AAPL 2.MSFT 3.SPY 4.VUG 5.NVDA 6.VTI 7.SPYG 8.BND 9.IEFA 10.AMZN
2023 Q3	696	$1.4B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q3 1.AAPL 2.MSFT 3.SPY 4.NVDA 5.VTI 6.FTCS 7.QQQ 8.VUG 9.AMZN 10.FVD
2023 Q2	694	$1.4B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q2 1.AAPL 2.MSFT 3.SPY 4.FVD 5.NVDA 6.VTI 7.FTCS 8.QQQ 9.AMZN 10.VUG
2023 Q1	744	$1.4B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q1 1.AAPL 2.MSFT 3.SPY 4.FVD 5.VTI 6.FTCS 7.BND 8.IEFA 9.COWZ 10.IVW
2022 Q4	753	$1.3B	0	1AAPL 2SPY 3MSFT Top holdings2022 Q4 1.AAPL 2.SPY 3.MSFT 4.FVD 5.VTI 6.FTCS 7.VUG 8.GLD 9.IVW 10.XLE
2022 Q3	748	$1.2B	0	1AAPL 2SPY 3MSFT Top holdings2022 Q3 1.AAPL 2.SPY 3.MSFT 4.FVD 5.VTV 6.VUG 7.FTCS 8.VTI 9.GLD 10.RSP
2022 Q2	684	$1.2B	0	1AAPL 2MSFT 3SPY Top holdings2022 Q2 1.AAPL 2.MSFT 3.SPY 4.GLD 5.FVD 6.VTV 7.VTI 8.VUG 9.IVW 10.FTCS
2022 Q1	728	$1.5B	0	1AAPL 2SPY 3MSFT Top holdings2022 Q1 1.AAPL 2.SPY 3.MSFT 4.GLD 5.VTI 6.QQQ 7.FVD 8.AMZN 9.VTV 10.IVV
2021 Q4	765	$1.6B	0	1AAPL 2MSFT 3SPY Top holdings2021 Q4 1.AAPL 2.MSFT 3.SPY 4.QQQ 5.VTI 6.FVD 7.AMZN 8.VTV 9.GLD 10.NVDA
2021 Q3	739	$1.5B	0	1AAPL 2MSFT 3SPY Top holdings2021 Q3 1.AAPL 2.MSFT 3.SPY 4.QQQ 5.VTI 6.AMZN 7.GLD 8.VUG 9.FVD 10.VTV
2021 Q2	732	$1.5B	97	1AAPL 2MSFT 3SPY Top holdings2021 Q2 1.AAPL 2.MSFT 3.SPY 4.SPYM 5.QQQ 6.AMZN 7.VTI 8.GLD 9.VUG 10.SLV
2021 Q1	746	$1.4B	31	1AAPL 2MSFT 3SPY Top holdings2021 Q1 1.AAPL 2.MSFT 3.SPY 4.SPYM 5.QQQ 6.AMZN 7.VTI 8.SLV 9.GLD 10.USMV
2020 Q4	714	$1.5B	40	1AAPL 2SPY 3SPYM Top holdings2020 Q4 1.AAPL 2.SPY 3.SPYM 4.MSFT 5.SLV 6.QQQ 7.AMZN 8.GLD 9.XLK 10.SPIP
2020 Q3	626	$1.2B	34	1AAPL 2SPY 3MSFT Top holdings2020 Q3 1.AAPL 2.SPY 3.MSFT 4.SPYM 5.SCHZ 6.GLD 7.XLK 8.QQQ 9.SLV 10.AMZN
2020 Q2	607	$1.1B	46	1AAPL 2SPY 3MSFT Top holdings2020 Q2 1.AAPL 2.SPY 3.MSFT 4.VGSH 5.GLD 6.QQQ 7.AMZN 8.SCHO 9.IVV 10.SLV
2020 Q1	477	$700.9M	47	1AAPL 2SPY 3MSFT Top holdings2020 Q1 1.AAPL 2.SPY 3.MSFT 4.SCHO 5.GLD 6.EDV 7.IVV 8.QQQ 9.AMZN 10.GBIL
2019 Q4	510	$939.2M	24	1IVV 2VTI 3AAPL Top holdings2019 Q4 1.IVV 2.VTI 3.AAPL 4.SPY 5.QQQ 6.MSFT 7.USMV 8.SCHO 9.IVE 10.RSP
2019 Q3	482	$875.7M	20	1IVV 2VTI 3QQQ Top holdings2019 Q3 1.IVV 2.VTI 3.QQQ 4.AAPL 5.SPY 6.MSFT 7.USMV 8.FTSM 9.SCHO 10.GBIL
2019 Q2	467	$862.6M	25	1IVV 2VTI 3QQQ Top holdings2019 Q2 1.IVV 2.VTI 3.QQQ 4.SPY 5.USMV 6.AAPL 7.RSP 8.MSFT 9.AMZN 10.BND
2019 Q1	457	$804.0M	25	1IVV 2QQQ 3SPY Top holdings2019 Q1 1.IVV 2.QQQ 3.SPY 4.VLUE 5.AAPL 6.USMV 7.BND 8.GMOM 9.MSFT 10.AMZN
2018 Q4	420	$732.7M	37	1IVV 2SPY 3QQQ Top holdings2018 Q4 1.IVV 2.SPY 3.QQQ 4.BND 5.VLUE 6.VTI 7.USMV 8.AAPL 9.GMOM 10.IVW
2018 Q3	590	$895.6M	21	1QQQ 2IVV 3VTI Top holdings2018 Q3 1.QQQ 2.IVV 3.VTI 4.SPY 5.AAPL 6.BND 7.VLUE 8.GMOM 9.USMV 10.MSFT
2018 Q2	486	$825.5M	31	1QQQ 2VTI 3SPY Top holdings2018 Q2 1.QQQ 2.VTI 3.SPY 4.AAPL 5.BND 6.IVV 7.GMOM 8.VOT 9.USMV 10.SCHX
2018 Q1	483	$769.0M	22	173935A2VTI 3SPY Top holdings2018 Q1 1.73935A 2.VTI 3.SPY 4.BND 5.AAPL 6.GMOM 7.IVV 8.USMV 9.SCHX 10.VOT
2017 Q4	916	$732.7M	0	173935A2VTI 3SPY Top holdings2017 Q4 1.73935A 2.VTI 3.SPY 4.BND 5.USMV 6.AAPL 7.IVV 8.SCHX 9.GMOM 10.VOT

Holding changes this quarter

Financial Advocates Investment Management's most significant position changes for 2025-09-30: Sold out: Ss Spdr P S&p 500 Growth ETF (SPYG); Sold out: Ss Spdr S&p Metals Mining (XME); Sold out: Ishares Core S&p U.s. Growth (IUSG); Sold out: Ishares Core U.s. Aggregate (AGG); Sold out: Ishares Core S&p Midcap ETF (IJH).

Position changes disclosed by Financial Advocates Investment Management for the quarter ending 2025-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GLD	Spdr Gold Shares	+2.9%	-59.97%	Trim
2	IVV	Ishares Core S&p 500 ETF	+2.3%	-63.23%	Trim
3	BND	Vanguard Total Bond Market	+1.3%	-65.82%	Trim
4	JGRO	Jpmorgan Active Growth ETF	+1.2%	-75.98%	Trim
5	QQQM	Invesco Nasdaq 100 ETF	+1.1%	-25.42%	Trim
6	IEF	Ishares 7-10 Year Treasury B	+0.8%	-49.21%	Trim
7	MSFT	Microsoft CORP	+0.6%	-91.35%	Trim
8	IVE	Ishares S&p 500 Value ETF	+0.4%	-82.85%	Trim
9	VTI	Vanguard Total Stock Mkt ETF	+0.4%	-87.00%	Trim
10	IVW	Ishares S&p 500 Growth ETF	+0.3%	-84.47%	Trim
11	IGSB	Ishares 1-5y Inv Grade CORP	+0.3%	-11.22%	Trim
12	QUAL	Ishares Msci USA Quality Fac	+0.2%	-89.29%	Trim
13	IEMG	Ishares Core Msci Emerging	+0.2%	-90.42%	Trim
14	XMMO	Invesco S&p Midcap Momentum	-0.1%	-61.99%	Trim
15	COWZ	Pacer US Cash Cows 100 ETF	-0.2%	-81.66%	Trim
16	COST	Costco Wholesale CORP	-0.2%	-86.29%	Trim
17	MBB	Ishares Mbs ETF	-0.2%	-90.84%	Trim
18	VIG	Vanguard Dividend Apprec ETF	-0.2%	-53.39%	Trim
19	CGDV	Cap Group Dividend Value	-0.3%	-92.76%	Trim
20	BRK-B	Berkshire Hathaway Inc-cl B	-0.3%	-89.49%	Trim
21	JPSE	JPM Diversified Rt Small Cap	-0.3%	-95.46%	Trim
22	TSLA	Tesla INC	-0.4%	-95.67%	Trim
23	EMB	Ishares Jp Morgan Usd Emergi	-0.4%	-5.40%	Trim
24	QQQ	Invesco Qqq Trust Series 1	-0.6%	-93.20%	Trim
25	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.8%	-91.46%	Trim
26	AMZN	Amazon.com INC	-0.8%	-89.00%	Trim
27	GOVT	Ishares US Treasury Bond ETF	-1.3%	-98.63%	Trim
28	NVDA	Nvidia CORP	-2.6%	-96.65%	Trim
29	SPYG	Ss Spdr P S&p 500 Growth ETF	—	EXIT	Sold out
30	XME	Ss Spdr S&p Metals Mining	—	EXIT	Sold out
31	IUSG	Ishares Core S&p U.s. Growth	—	EXIT	Sold out
32	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
33	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
34	IUSV	Ishares Core S&p U.s. Value	—	EXIT	Sold out
35	BILS	Ss Spdrb B 3-12m T-bill ETF	—	EXIT	Sold out
36	SDY	Ss Spdr S&p Dividend ETF	—	EXIT	Sold out
37	AVUV	Avantis US Small Cap Value	—	EXIT	Sold out
38	PAVE	Global X US Infrastructure	—	EXIT	Sold out
39	RSP	Invesco S&p 500 Equal Weight	—	EXIT	Sold out
40	AXON	Axon Enterprise INC	—	EXIT	Sold out
41	SPYV	Ss Spdr P S&p 500 Value ETF	—	EXIT	Sold out
42	FLOT	Ishares Floating Rate Bond E	—	EXIT	Sold out
43	VCIT	Vanguard Int-term Corporate	—	EXIT	Sold out
44	SPIB	Ss Spdr P Int C CORP ETF	—	EXIT	Sold out
45	MOAT	Vaneck Morningstar Wide Moat	—	EXIT	Sold out
46	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	EXIT	Sold out
47	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
48	FIXD	First Trust Smith Opportunis	—	EXIT	Sold out
49	MDYG	Ss Spdr S&p 400 Mc Gr ETF	—	EXIT	Sold out
50	SDVY	First Trust Smid Cap Rising	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2025 Q3	2025-11-06	13F-HR	View on EDGAR
2025 Q2	2025-08-12	13F-HR	View on EDGAR
2025 Q1	2025-04-28	13F-HR	View on EDGAR
2024 Q4	2025-01-27	13F-HR	View on EDGAR
2024 Q3	2024-10-25	13F-HR	View on EDGAR
2024 Q2	2024-07-29	13F-HR	View on EDGAR
2024 Q1	2024-05-01	13F-HR	View on EDGAR
2023 Q4	2024-02-08	13F-HR	View on EDGAR
2023 Q3	2023-10-27	13F-HR	View on EDGAR
2023 Q2	2023-08-07	13F-HR	View on EDGAR
2023 Q1	2023-05-11	13F-HR	View on EDGAR
2022 Q4	2023-02-15	13F-HR	View on EDGAR
2022 Q3	2022-11-14	13F-HR	View on EDGAR
2022 Q2	2022-08-12	13F-HR	View on EDGAR
2022 Q1	2022-05-11	13F-HR	View on EDGAR
2021 Q4	2022-02-14	13F-HR	View on EDGAR
2021 Q3	2021-11-04	13F-HR	View on EDGAR
2021 Q2	2021-08-03	13F-HR	View on EDGAR
2021 Q1	2021-05-10	13F-HR	View on EDGAR
2020 Q4	2021-02-12	13F-HR	View on EDGAR
2020 Q3	2020-11-04	13F-HR	View on EDGAR
2020 Q2	2020-08-14	13F-HR	View on EDGAR
2020 Q1	2020-04-29	13F-HR	View on EDGAR
2019 Q4	2020-02-13	13F-HR	View on EDGAR
2019 Q3	2019-11-13	13F-HR	View on EDGAR
2019 Q2	2019-08-08	13F-HR	View on EDGAR
2019 Q1	2019-05-16	13F-HR	View on EDGAR
2018 Q4	2019-05-09	Amendment	View on EDGAR
2018 Q4	2019-03-04	Amendment	View on EDGAR
2018 Q4	2019-02-14	13F-HR	View on EDGAR
2018 Q3	2019-07-11	Amendment	View on EDGAR
2018 Q3	2018-11-14	13F-HR	View on EDGAR
2018 Q2	2018-08-09	13F-HR	View on EDGAR
2018 Q1	2018-05-11	13F-HR	View on EDGAR
2017 Q4	2018-02-15	13F-HR	View on EDGAR

FAQ

What is Financial Advocates Investment Management and what type of investor is it?

Financial Advocates Investment Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-09-30), the firm manages a tracked equity portfolio valued at approximately $177.9M, spread across 104 disclosed positions.

What are Financial Advocates Investment Management's largest equity positions?

Based on the latest 13F filing, Financial Advocates Investment Management's top holdings by market value are: 1. Apple INC (AAPL) — $18.2M (10.2%) 2. Spdr Gold Shares (GLD) — $7.8M (4.4%) 3. Ishares Core 80/20 Aggressiv (AOA) — $6.3M (3.5%) 4. Pimco Enhanced Short Maturit (MINT) — $6.0M (3.4%) 5. Ishares Core S&p 500 ETF (IVV) — $5.7M (3.2%)

What changes did Financial Advocates Investment Management make in its most recent portfolio filing?

In the latest reported quarter, Financial Advocates Investment Management made 50 notable position adjustments: 1 new positions were initiated, 0 existing holdings were added to, 28 positions were partially reduced, and 21 were completely exited. The largest of these moves: Sold out: Ss Spdr P S&p 500 Growth ETF (SPYG); Sold out: Ss Spdr S&p Metals Mining (XME); Sold out: Ishares Core S&p U.s. Growth (IUSG); Sold out: Ishares Core U.s. Aggregate (AGG); Sold out: Ishares Core S&p Midcap ETF (IJH)

What sectors does Financial Advocates Investment Management focus on?

Financial Advocates Investment Management is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 71.2% • Communication Services: 15.1% • Consumer Discretionary: 7.1% • Financials: 3.4% • Consumer Staples: 1.7% • Industrials: 0.8%

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Financial Advocates Investment Management 13F Holdings Breakdown (Q3 2025) — Charts, AI Insights & API

CIK: 0001730293

Diversified strategyHigh-turnover traderSector-focused

Total reported value

$177.9M

Reporting period: 2025-09-30 · Number of holdings: 104

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "F"

Personality snowflake

Concentration: 10.5
Portfolio Stability: 100
Momentum/Contrarian: 0
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 86.78

Position sizes vary widely across the portfolio (a coefficient of variation of 1.32), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/financial-advocates-investment-management

Recent moves

Add GLD
-60.0%　-$12.6M
Trim NVDA
-96.6%　-$48.3M
Add IVV
-63.2%　-$7.6M
Add BND
-65.8%　-$7.4M
Trim GOVT
-98.6%　-$20.0M
Add JGRO
-76.0%　-$9.8M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	10.22%	—	-67.87%
2	GLD	Spdr Gold Shares	ETF-Commodities	4.36%	+2.93%	-59.97%
3	AOA	Ishares Core 80/20 Aggressiv	ETF-Other	3.55%	—	+0.48%
4	MINT	Pimco Enhanced Short Maturit	ETF-Other	3.39%	+3.39%	NEW
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.19%	+2.26%	-63.23%
6	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	2.66%	—	-20.65%
7	XLG	Invesco S&p 500 Top 50 ETF	ETF-Large Cap & Growth	2.60%	—	-7.54%
8	PTLC	Pacer Trendpilot US Large Ca	ETF-Other	2.54%	—	-23.42%
9	AOM	Ishares Core 40/60 Moderate	ETF-Other	2.50%	—	+4.35%
10	ITA	Ishares U.s. Aerospace & Def	ETF-Other	2.35%	—	-1.84%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.28%	+0.36%	-87.00%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.22%	-0.75%	-91.46%
13	JGRO	Jpmorgan Active Growth ETF	ETF-Other	2.18%	+1.22%	-75.98%
14	BND	Vanguard Total Bond Market	ETF-Other	2.06%	+1.28%	-65.82%
15	SPMO	Invesco S&p 500 Momentum ETF	ETF-Large Cap & Growth	2.05%	—	-13.62%
16	VPU	Vanguard Utilities ETF	ETF-Other	1.75%	—	-7.48%
17	DYNF	Ishrs US E F R A Etf-usd INC	ETF-Other	1.70%	—	-2.43%
18	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.70%	+0.30%	-84.47%
19	QQQM	Invesco Nasdaq 100 ETF	ETF-Tech	1.67%	+1.05%	-25.42%
20	MUB	Ishares National Muni Bond E	ETF-Other	1.65%	—	-42.65%
21	SPDV	Aam S&p 500 High Div Val ETF	ETF-Large Cap & Growth	1.56%	—	-1.30%
22	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.53%	+0.27%	-11.22%
23	EFV	Ishares Msci Eafe Value ETF	ETF-Other	1.42%	—	-7.70%
24	SLV	Ishares Silver Trust	ETF-Commodities	1.37%	—	-45.59%
25	MSFT	Microsoft CORP	Stock-Tech	1.33%	+0.58%	-91.35%
26	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.32%	+0.78%	-49.21%
27	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.32%	+0.15%	-89.29%
28	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.25%	—	-37.81%
29	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.18%	+0.38%	-82.85%
30	OEF	Ishares S&p 100 ETF	ETF-Other	1.14%	—	+7.27%
31	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.09%	+0.15%	-90.42%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.97%	—	-66.73%
33	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.97%	—	-58.65%
34	PSLV	Sprott Physical Silver Trust	Stock-Other	0.93%	—	+2.63%
35	ZROZ	Pimco 25+ Yr Zero Cpn US Tif	ETF-Other	0.86%	—	—
36	NVDA	Nvidia CORP	Stock-Tech	0.86%	-2.64%	-96.65%
37	MBB	Ishares Mbs ETF	ETF-Other	0.81%	-0.20%	-90.84%
38	AMZN	Amazon.com INC	Stock-Consumer Disc	0.79%	-0.80%	-89.00%
39	STIP	Ishares 0-5 Year Tips Bond E	ETF-Other	0.76%	—	-42.28%
40	COWZ	Pacer US Cash Cows 100 ETF	ETF-Other	0.74%	-0.15%	-81.66%
41	VNQ	Vanguard Real Estate ETF	ETF-Other	0.72%	—	+37.29%
42	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.72%	—	-32.81%
43	THRO	Ishares U.s. Thematic Rotati	ETF-Other	0.70%	—	-0.71%
44	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.65%	—	-41.82%
45	BINC	Ishares Flex I A Etf-usd INC	ETF-Other	0.62%	—	-22.81%
46	VXUS	Vanguard Total Intl Stock	ETF-Other	0.59%	—	-6.96%
47	XLV	Ss Health Care Select Sector	ETF-Other	0.59%	—	-52.83%
48	VB	Vanguard Small-cap ETF	ETF-Other	0.59%	—	-77.67%
49	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.59%	—	-83.10%
50	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	0.54%	—	-30.58%

1–50 of 104

Portfolio Performance

Performance for Q3 2026

+2.7%

Performance Last 4 Quarters

+16.6%

Based on 81% of reported portfolio value with available pricing

Stdev: +11.2%
Beta: +0.81
Alpha: -0.4%
Max Drawdown: -6.7%
Annualized Perf: +14.8%
Batting Avg vs S&P: +36.1%
Sortino: +2.37
Stutzer: +0.37
Treynor: +0.18
Sterling: +0.91
Calmar: +2.22
Information Ratio: -0.89
Tracking Error: +4.4%
Stdev Down: +6.1%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +29%
Worst 12 Months: +6.8%
Efficiency Ratio: +0.49
Sharpe: +1.29
Stdev Sectors: +23.7%
Skewness: -0.31
Kurtosis: -0.6
Upside Potential: +4.07

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2025 Q3	104	$177.9M	100	1AAPL 2GLD 3AOA Top holdings2025 Q3 1.AAPL 2.GLD 3.AOA 4.MINT 5.IVV 6.IUSB 7.XLG 8.PTLC 9.AOM 10.ITA
2025 Q2	627	$1.2B	0	1AAPL 2SPY 3NVDA Top holdings2025 Q2 1.AAPL 2.SPY 3.NVDA 4.VTI 5.MSFT 6.IEFA 7.GOVT 8.IUSG 9.QUAL 10.IEMG
2025 Q1	722	$1.4B	100	1NVDA 2SPY 3SPYG Top holdings2025 Q1 1.NVDA 2.SPY 3.SPYG 4.VTI 5.XME 6.AMZN 7.GLD 8.GOVT 9.IVW 10.AAPL
2024 Q4	752	$1.8B	0	1AAPL 2NVDA 3SPY Top holdings2024 Q4 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.SPYG 6.VTI 7.AMZN 8.IJH 9.GOVT 10.IEFA
2024 Q3	768	$1.8B	0	1AAPL 2NVDA 3SPY Top holdings2024 Q3 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.SPYG 6.VTI 7.IEFA 8.AMZN 9.IJH 10.GOVT
2024 Q2	741	$1.6B	0	1AAPL 2NVDA 3SPY Top holdings2024 Q2 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.SPYG 6.VTI 7.AMZN 8.IVW 9.IEFA 10.IJH
2024 Q1	773	$1.7B	0	1SPY 2AAPL 3MSFT Top holdings2024 Q1 1.SPY 2.AAPL 3.MSFT 4.NVDA 5.VUG 6.SPYG 7.VTI 8.AMZN 9.IEFA 10.IJH
2023 Q4	732	$1.5B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q4 1.AAPL 2.MSFT 3.SPY 4.VUG 5.NVDA 6.VTI 7.SPYG 8.BND 9.IEFA 10.AMZN
2023 Q3	696	$1.4B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q3 1.AAPL 2.MSFT 3.SPY 4.NVDA 5.VTI 6.FTCS 7.QQQ 8.VUG 9.AMZN 10.FVD
2023 Q2	694	$1.4B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q2 1.AAPL 2.MSFT 3.SPY 4.FVD 5.NVDA 6.VTI 7.FTCS 8.QQQ 9.AMZN 10.VUG
2023 Q1	744	$1.4B	0	1AAPL 2MSFT 3SPY Top holdings2023 Q1 1.AAPL 2.MSFT 3.SPY 4.FVD 5.VTI 6.FTCS 7.BND 8.IEFA 9.COWZ 10.IVW
2022 Q4	753	$1.3B	0	1AAPL 2SPY 3MSFT Top holdings2022 Q4 1.AAPL 2.SPY 3.MSFT 4.FVD 5.VTI 6.FTCS 7.VUG 8.GLD 9.IVW 10.XLE
2022 Q3	748	$1.2B	0	1AAPL 2SPY 3MSFT Top holdings2022 Q3 1.AAPL 2.SPY 3.MSFT 4.FVD 5.VTV 6.VUG 7.FTCS 8.VTI 9.GLD 10.RSP
2022 Q2	684	$1.2B	0	1AAPL 2MSFT 3SPY Top holdings2022 Q2 1.AAPL 2.MSFT 3.SPY 4.GLD 5.FVD 6.VTV 7.VTI 8.VUG 9.IVW 10.FTCS
2022 Q1	728	$1.5B	0	1AAPL 2SPY 3MSFT Top holdings2022 Q1 1.AAPL 2.SPY 3.MSFT 4.GLD 5.VTI 6.QQQ 7.FVD 8.AMZN 9.VTV 10.IVV
2021 Q4	765	$1.6B	0	1AAPL 2MSFT 3SPY Top holdings2021 Q4 1.AAPL 2.MSFT 3.SPY 4.QQQ 5.VTI 6.FVD 7.AMZN 8.VTV 9.GLD 10.NVDA
2021 Q3	739	$1.5B	0	1AAPL 2MSFT 3SPY Top holdings2021 Q3 1.AAPL 2.MSFT 3.SPY 4.QQQ 5.VTI 6.AMZN 7.GLD 8.VUG 9.FVD 10.VTV
2021 Q2	732	$1.5B	97	1AAPL 2MSFT 3SPY Top holdings2021 Q2 1.AAPL 2.MSFT 3.SPY 4.SPYM 5.QQQ 6.AMZN 7.VTI 8.GLD 9.VUG 10.SLV
2021 Q1	746	$1.4B	31	1AAPL 2MSFT 3SPY Top holdings2021 Q1 1.AAPL 2.MSFT 3.SPY 4.SPYM 5.QQQ 6.AMZN 7.VTI 8.SLV 9.GLD 10.USMV
2020 Q4	714	$1.5B	40	1AAPL 2SPY 3SPYM Top holdings2020 Q4 1.AAPL 2.SPY 3.SPYM 4.MSFT 5.SLV 6.QQQ 7.AMZN 8.GLD 9.XLK 10.SPIP
2020 Q3	626	$1.2B	34	1AAPL 2SPY 3MSFT Top holdings2020 Q3 1.AAPL 2.SPY 3.MSFT 4.SPYM 5.SCHZ 6.GLD 7.XLK 8.QQQ 9.SLV 10.AMZN
2020 Q2	607	$1.1B	46	1AAPL 2SPY 3MSFT Top holdings2020 Q2 1.AAPL 2.SPY 3.MSFT 4.VGSH 5.GLD 6.QQQ 7.AMZN 8.SCHO 9.IVV 10.SLV
2020 Q1	477	$700.9M	47	1AAPL 2SPY 3MSFT Top holdings2020 Q1 1.AAPL 2.SPY 3.MSFT 4.SCHO 5.GLD 6.EDV 7.IVV 8.QQQ 9.AMZN 10.GBIL
2019 Q4	510	$939.2M	24	1IVV 2VTI 3AAPL Top holdings2019 Q4 1.IVV 2.VTI 3.AAPL 4.SPY 5.QQQ 6.MSFT 7.USMV 8.SCHO 9.IVE 10.RSP
2019 Q3	482	$875.7M	20	1IVV 2VTI 3QQQ Top holdings2019 Q3 1.IVV 2.VTI 3.QQQ 4.AAPL 5.SPY 6.MSFT 7.USMV 8.FTSM 9.SCHO 10.GBIL
2019 Q2	467	$862.6M	25	1IVV 2VTI 3QQQ Top holdings2019 Q2 1.IVV 2.VTI 3.QQQ 4.SPY 5.USMV 6.AAPL 7.RSP 8.MSFT 9.AMZN 10.BND
2019 Q1	457	$804.0M	25	1IVV 2QQQ 3SPY Top holdings2019 Q1 1.IVV 2.QQQ 3.SPY 4.VLUE 5.AAPL 6.USMV 7.BND 8.GMOM 9.MSFT 10.AMZN
2018 Q4	420	$732.7M	37	1IVV 2SPY 3QQQ Top holdings2018 Q4 1.IVV 2.SPY 3.QQQ 4.BND 5.VLUE 6.VTI 7.USMV 8.AAPL 9.GMOM 10.IVW
2018 Q3	590	$895.6M	21	1QQQ 2IVV 3VTI Top holdings2018 Q3 1.QQQ 2.IVV 3.VTI 4.SPY 5.AAPL 6.BND 7.VLUE 8.GMOM 9.USMV 10.MSFT
2018 Q2	486	$825.5M	31	1QQQ 2VTI 3SPY Top holdings2018 Q2 1.QQQ 2.VTI 3.SPY 4.AAPL 5.BND 6.IVV 7.GMOM 8.VOT 9.USMV 10.SCHX
2018 Q1	483	$769.0M	22	173935A2VTI 3SPY Top holdings2018 Q1 1.73935A 2.VTI 3.SPY 4.BND 5.AAPL 6.GMOM 7.IVV 8.USMV 9.SCHX 10.VOT
2017 Q4	916	$732.7M	0	173935A2VTI 3SPY Top holdings2017 Q4 1.73935A 2.VTI 3.SPY 4.BND 5.USMV 6.AAPL 7.IVV 8.SCHX 9.GMOM 10.VOT

Holding changes this quarter

Position changes disclosed by Financial Advocates Investment Management for the quarter ending 2025-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GLD	Spdr Gold Shares	+2.9%	-59.97%	Trim
2	IVV	Ishares Core S&p 500 ETF	+2.3%	-63.23%	Trim
3	BND	Vanguard Total Bond Market	+1.3%	-65.82%	Trim
4	JGRO	Jpmorgan Active Growth ETF	+1.2%	-75.98%	Trim
5	QQQM	Invesco Nasdaq 100 ETF	+1.1%	-25.42%	Trim
6	IEF	Ishares 7-10 Year Treasury B	+0.8%	-49.21%	Trim
7	MSFT	Microsoft CORP	+0.6%	-91.35%	Trim
8	IVE	Ishares S&p 500 Value ETF	+0.4%	-82.85%	Trim
9	VTI	Vanguard Total Stock Mkt ETF	+0.4%	-87.00%	Trim
10	IVW	Ishares S&p 500 Growth ETF	+0.3%	-84.47%	Trim
11	IGSB	Ishares 1-5y Inv Grade CORP	+0.3%	-11.22%	Trim
12	QUAL	Ishares Msci USA Quality Fac	+0.2%	-89.29%	Trim
13	IEMG	Ishares Core Msci Emerging	+0.2%	-90.42%	Trim
14	XMMO	Invesco S&p Midcap Momentum	-0.1%	-61.99%	Trim
15	COWZ	Pacer US Cash Cows 100 ETF	-0.2%	-81.66%	Trim
16	COST	Costco Wholesale CORP	-0.2%	-86.29%	Trim
17	MBB	Ishares Mbs ETF	-0.2%	-90.84%	Trim
18	VIG	Vanguard Dividend Apprec ETF	-0.2%	-53.39%	Trim
19	CGDV	Cap Group Dividend Value	-0.3%	-92.76%	Trim
20	BRK-B	Berkshire Hathaway Inc-cl B	-0.3%	-89.49%	Trim
21	JPSE	JPM Diversified Rt Small Cap	-0.3%	-95.46%	Trim
22	TSLA	Tesla INC	-0.4%	-95.67%	Trim
23	EMB	Ishares Jp Morgan Usd Emergi	-0.4%	-5.40%	Trim
24	QQQ	Invesco Qqq Trust Series 1	-0.6%	-93.20%	Trim
25	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.8%	-91.46%	Trim
26	AMZN	Amazon.com INC	-0.8%	-89.00%	Trim
27	GOVT	Ishares US Treasury Bond ETF	-1.3%	-98.63%	Trim
28	NVDA	Nvidia CORP	-2.6%	-96.65%	Trim
29	SPYG	Ss Spdr P S&p 500 Growth ETF	—	EXIT	Sold out
30	XME	Ss Spdr S&p Metals Mining	—	EXIT	Sold out
31	IUSG	Ishares Core S&p U.s. Growth	—	EXIT	Sold out
32	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
33	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
34	IUSV	Ishares Core S&p U.s. Value	—	EXIT	Sold out
35	BILS	Ss Spdrb B 3-12m T-bill ETF	—	EXIT	Sold out
36	SDY	Ss Spdr S&p Dividend ETF	—	EXIT	Sold out
37	AVUV	Avantis US Small Cap Value	—	EXIT	Sold out
38	PAVE	Global X US Infrastructure	—	EXIT	Sold out
39	RSP	Invesco S&p 500 Equal Weight	—	EXIT	Sold out
40	AXON	Axon Enterprise INC	—	EXIT	Sold out
41	SPYV	Ss Spdr P S&p 500 Value ETF	—	EXIT	Sold out
42	FLOT	Ishares Floating Rate Bond E	—	EXIT	Sold out
43	VCIT	Vanguard Int-term Corporate	—	EXIT	Sold out
44	SPIB	Ss Spdr P Int C CORP ETF	—	EXIT	Sold out
45	MOAT	Vaneck Morningstar Wide Moat	—	EXIT	Sold out
46	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	EXIT	Sold out
47	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
48	FIXD	First Trust Smith Opportunis	—	EXIT	Sold out
49	MDYG	Ss Spdr S&p 400 Mc Gr ETF	—	EXIT	Sold out
50	SDVY	First Trust Smid Cap Rising	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2025 Q3	2025-11-06	13F-HR	View on EDGAR
2025 Q2	2025-08-12	13F-HR	View on EDGAR
2025 Q1	2025-04-28	13F-HR	View on EDGAR
2024 Q4	2025-01-27	13F-HR	View on EDGAR
2024 Q3	2024-10-25	13F-HR	View on EDGAR
2024 Q2	2024-07-29	13F-HR	View on EDGAR
2024 Q1	2024-05-01	13F-HR	View on EDGAR
2023 Q4	2024-02-08	13F-HR	View on EDGAR
2023 Q3	2023-10-27	13F-HR	View on EDGAR
2023 Q2	2023-08-07	13F-HR	View on EDGAR
2023 Q1	2023-05-11	13F-HR	View on EDGAR
2022 Q4	2023-02-15	13F-HR	View on EDGAR
2022 Q3	2022-11-14	13F-HR	View on EDGAR
2022 Q2	2022-08-12	13F-HR	View on EDGAR
2022 Q1	2022-05-11	13F-HR	View on EDGAR
2021 Q4	2022-02-14	13F-HR	View on EDGAR
2021 Q3	2021-11-04	13F-HR	View on EDGAR
2021 Q2	2021-08-03	13F-HR	View on EDGAR
2021 Q1	2021-05-10	13F-HR	View on EDGAR
2020 Q4	2021-02-12	13F-HR	View on EDGAR
2020 Q3	2020-11-04	13F-HR	View on EDGAR
2020 Q2	2020-08-14	13F-HR	View on EDGAR
2020 Q1	2020-04-29	13F-HR	View on EDGAR
2019 Q4	2020-02-13	13F-HR	View on EDGAR
2019 Q3	2019-11-13	13F-HR	View on EDGAR
2019 Q2	2019-08-08	13F-HR	View on EDGAR
2019 Q1	2019-05-16	13F-HR	View on EDGAR
2018 Q4	2019-05-09	Amendment	View on EDGAR
2018 Q4	2019-03-04	Amendment	View on EDGAR
2018 Q4	2019-02-14	13F-HR	View on EDGAR
2018 Q3	2019-07-11	Amendment	View on EDGAR
2018 Q3	2018-11-14	13F-HR	View on EDGAR
2018 Q2	2018-08-09	13F-HR	View on EDGAR
2018 Q1	2018-05-11	13F-HR	View on EDGAR
2017 Q4	2018-02-15	13F-HR	View on EDGAR

FAQ

What is Financial Advocates Investment Management and what type of investor is it?

What are Financial Advocates Investment Management's largest equity positions?

What changes did Financial Advocates Investment Management make in its most recent portfolio filing?

What sectors does Financial Advocates Investment Management focus on?

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