Cowen Prime Services LLC — Q3 2019 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VG1EUR	Vonage Holdings CORP	Stock-Other	8.38%	-4.43%	EXIT
2	PDFS	Pdf Solutions INC	Stock-Other	8.36%	-11.54%	EXIT
3	QUOTUSD	Quotient Technology INC	Stock-Other	8.12%	-17.90%	EXIT
4	INOV	Inovalon Holdings INC - A	Stock-Other	6.94%	-6.21%	EXIT
5	MOBL	Mobileiron INC	Stock-Other	5.91%	—	-3.80%
6	ITIEUR	Iteris INC	Stock-Other	5.34%	-3.86%	EXIT
7	RUBIEUR	Rubicon Project Inc/the	Stock-Other	3.90%	—	+16.62%
8	NEO	Neogenomics INC	Stock-Healthcare	3.68%	-0.48%	EXIT
9	DMRC	Digimarc Corporation	Stock-Other	2.94%	-1.45%	EXIT
10	LNWO	Light & Wonder INC	Stock-Other	2.56%	—	+29.28%
11	✓	Luminex CORP	Stock-Other	2.45%	-2.19%	EXIT
12	INFN 2.125 09-01-24	Infinera CORP	Stock-Other	2.27%	-0.57%	EXIT
13	LDOS	Leidos Holdings INC	Stock-Tech	1.90%	-0.60%	EXIT
14	ASPN	Aspen Aerogels INC	Stock-Other	1.88%	-3.00%	EXIT
15	TACT	Transact Technologies INC	Stock-Other	1.68%	-1.04%	EXIT
16	KKR	Kkr & Co INC	Stock-Financials	1.61%	-1.09%	EXIT
17	PFE	Pfizer INC	Stock-Healthcare	1.53%	-1.00%	EXIT
18	EHTH	Ehealth INC	Stock-Other	1.35%	—	-67.51%
19	HLIT	Harmonic INC	Stock-Other	1.22%	-1.08%	EXIT
20	WEP	Magellan Midstream Partners	Stock-Other	1.19%	-0.57%	EXIT
21	JNJ	Johnson & Johnson	Stock-Healthcare	1.17%	-1.14%	EXIT
22	6D8	Dupont De Nemours INC	Stock-Other	1.16%	-0.52%	EXIT
23	UAL	United Airlines Holdings INC	Stock-Industrials	1.11%	—	-18.71%
24	CCI	Crown Castle INC	Stock-Real Estate	1.09%	-0.71%	EXIT
25	EPD	Enterprise Products Partners	Stock-Energy	1.04%	-0.62%	EXIT
26	EFT	Techtarget	Stock-Other	1.01%	—	-31.75%
27	SCOR1EUR	Comscore INC	Stock-Other	0.98%	-1.58%	EXIT
28	APYX	Apyx Medical CORP	Stock-Other	0.96%	-0.91%	EXIT
29	SBUX	Starbucks CORP	Stock-Consumer Disc	0.94%	-0.90%	EXIT
30	KRNT	Kornit Digital Ltd.	Stock-Other	0.90%	-1.95%	EXIT
31	DAL	Delta Air Lines INC	Stock-Industrials	0.88%	—	+0.68%
32	MSFT	Microsoft CORP	Stock-Tech	0.84%	-0.79%	EXIT
33	JPM	Jpmorgan Chase & Co	Stock-Financials	0.74%	—	-14.81%
34	PTC	Ptc INC	Stock-Tech	0.71%	-0.82%	EXIT
35	NEWMEUR	USA Today Co INC	Stock-Other	0.69%	—	+1.93%
36	CVX	Chevron CORP	Stock-Energy	0.67%	—	-3.96%
37	RBBN	Ribbon Communications INC	Stock-Other	0.66%	-0.44%	EXIT
38	MTSI	Macom Technology Solutions H	Stock-Tech	0.65%	-0.94%	EXIT
39	DDD	3d Systems CORP	Stock-Other	0.62%	-1.28%	EXIT
40	WY	Weyerhaeuser Co	Stock-Real Estate	0.46%	—	+7.30%
41	NRC	Nrc Health	Stock-Other	0.42%	—	—
42	RDFN	Redfin CORP	Stock-Other	0.42%	—	—
43	CEVA	Ceva INC	Stock-Other	0.42%	-0.55%	EXIT
44	GSIT	Gsi Technology INC	Stock-Other	0.40%	-0.39%	EXIT
45	NEOG	Neogen CORP	Stock-Healthcare	0.39%	—	—
46	IBM	Intl Business Machines CORP	Stock-Tech	0.35%	—	—
47	NVEC	Nve CORP	Stock-Other	0.34%	—	+24.02%
48	EXC	Exelon CORP	Stock-Utilities	0.34%	—	-32.92%
49	DOW	Dow INC	Stock-Materials	0.33%	-0.59%	EXIT
50	EGOVEUR	Nic INC	Stock-Other	0.32%	—	-11.87%

1–50 of 163

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INOV	Inovalon Holdings INC - A	+1.8%	+10.48%	Add
2	RUBIEUR	Rubicon Project Inc/the	+1.6%	+16.62%	Add
3	ITIEUR	Iteris INC	+1.3%	+11.09%	Add
4	PDFS	Pdf Solutions INC	+1.3%	+10.56%	Add
5	VG1EUR	Vonage Holdings CORP	+0.8%	+3.54%	Add
6	LNWO	Light & Wonder INC	+0.8%	+29.28%	Add
7	INFN 2.125 09-01-24	Infinera CORP	+0.5%	-6.12%	Trim
8	MOBL	Mobileiron INC	+0.5%	-3.80%	Trim
9	SCOR1EUR	Comscore INC	+0.4%	+329.39%	Add
10	HLIT	Harmonic INC	+0.3%	+1.98%	Add
11	TACT	Transact Technologies INC	+0.2%	+0.68%	Add
12	MTSI	Macom Technology Solutions H	+0.2%	+2.28%	Add
13	CEVA	Ceva INC	+0.1%	+7.15%	Add
14	WY	Weyerhaeuser Co	+0.1%	+7.30%	Add
15	NVEC	Nve CORP	+0.1%	+24.02%	Add
16	QUOTUSD	Quotient Technology INC	+0.1%	+29.10%	Add
17	DRRXEUR	Durect Corporation	+0.1%	+0.11%	Add
18	6D8	Dupont De Nemours INC	0%	-0.90%	Trim
19	CVX	Chevron CORP	0%	-3.96%	Trim
20	LDOS	Leidos Holdings INC	0%	-14.04%	Trim
21	MSFT	Microsoft CORP	0%	-11.34%	Trim
22	JPM	Jpmorgan Chase & Co	0%	-14.81%	Trim
23	KKR	Kkr & Co INC	0%	-14.28%	Trim
24	RBBN	Ribbon Communications INC	0%	-26.00%	Trim
25	SYNC	Synacor INC	0%	-15.24%	Trim
26	KOPN	Kopin CORP	-0.1%	+1.50%	Add
27	CTVA	Corteva INC	-0.1%	-29.73%	Trim
28	TEVA	Teva Pharmaceutical-sp Adr	-0.1%	—	Unchanged
29	SBUX	Starbucks CORP	-0.1%	-20.50%	Trim
30	EXC	Exelon CORP	-0.1%	-32.92%	Trim
31	DMRC	Digimarc Corporation	-0.2%	+0.95%	Add
32	UAL	United Airlines Holdings INC	-0.2%	-18.71%	Trim
33	PTC	Ptc INC	-0.2%	—	Unchanged
34	JNJ	Johnson & Johnson	-0.2%	-12.86%	Trim
35	ASPN	Aspen Aerogels INC	-0.2%	+2.03%	Add
36	BOC	Boston Omaha Corp-cl A	-0.2%	-40.81%	Trim
37	EFT	Techtarget	-0.3%	-31.75%	Trim
38	PFE	Pfizer INC	-0.4%	-11.97%	Trim
39	NEO	Neogenomics INC	-0.6%	-7.13%	Trim
40	CCI	Crown Castle INC	-0.6%	-42.54%	Trim
41	5TC	Truecar INC	-0.8%	-98.72%	Trim
42	HLIT 4 12-01-20	Harmonic INC	-1.2%	-99.54%	Trim
43	CSLT1EUR	Castlight Health Inc-b	-1.6%	-97.61%	Trim
44	EHTH	Ehealth INC	-3.6%	-67.51%	Trim
45	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
46	6SS	Servicesource International	—	EXIT	Sold out
47	BX	Blackstone INC	—	NEW	New buy
48	MIC2EUR	Macquarie Infrastructure Hol	—	EXIT	Sold out
49	ANDX	Andeavor Logistics LP	—	EXIT	Sold out
50	MPLX	Mplx LP	—	NEW	New buy