Cowen Prime Services LLC — Q1 2019 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EHTH	Ehealth INC	Stock-Other	8.00%	—	-45.59%
2	QUOTUSD	Quotient Technology INC	Stock-Other	7.99%	-17.90%	EXIT
3	VG1EUR	Vonage Holdings CORP	Stock-Other	7.04%	-4.43%	EXIT
4	NEO	Neogenomics INC	Stock-Healthcare	6.20%	-0.48%	EXIT
5	PDFS	Pdf Solutions INC	Stock-Other	5.04%	-11.54%	EXIT
6	MOBL	Mobileiron INC	Stock-Other	4.99%	—	+41.64%
7	INOV	Inovalon Holdings INC - A	Stock-Other	3.94%	-6.21%	EXIT
8	CSLT1EUR	Castlight Health Inc-b	Stock-Other	3.39%	—	-20.47%
9	ITIEUR	Iteris INC	Stock-Other	3.02%	-3.86%	EXIT
10	5TC	Truecar INC	Stock-Other	2.91%	—	+74.83%
11	✓	Luminex CORP	Stock-Other	2.71%	-2.19%	EXIT
12	DMRC	Digimarc Corporation	Stock-Other	2.52%	-1.45%	EXIT
13	DD	DuPont de Nemours, Inc.	Stock-Other	2.27%	—	-10.06%
14	PFE	Pfizer INC	Stock-Healthcare	2.05%	-1.00%	EXIT
15	LDOS	Leidos Holdings INC	Stock-Tech	1.93%	-0.60%	EXIT
16	CCI	Crown Castle INC	Stock-Real Estate	1.75%	-0.71%	EXIT
17	EFT	Techtarget	Stock-Other	1.65%	—	-8.66%
18	JNJ	Johnson & Johnson	Stock-Healthcare	1.54%	-1.14%	EXIT
19	BOC	Boston Omaha Corp-cl A	Stock-Other	1.31%	—	-6.54%
20	HLIT 4 12-01-20	Harmonic INC	Stock-Other	1.28%	—	—
21	UAL	United Airlines Holdings INC	Stock-Industrials	1.23%	—	—
22	TACT	Transact Technologies INC	Stock-Other	1.18%	-1.04%	EXIT
23	WEP	Magellan Midstream Partners	Stock-Other	1.09%	-0.57%	EXIT
24	KKR	Kkr & Co INC	Stock-Financials	1.03%	-1.09%	EXIT
25	EPD	Enterprise Products Partners	Stock-Energy	1.00%	-0.62%	EXIT
26	SBUX	Starbucks CORP	Stock-Consumer Disc	1.00%	-0.90%	EXIT
27	ASPN	Aspen Aerogels INC	Stock-Other	0.98%	-3.00%	EXIT
28	HLIT	Harmonic INC	Stock-Other	0.97%	-1.08%	EXIT
29	PTC	Ptc INC	Stock-Tech	0.96%	-0.82%	EXIT
30	APYX	Apyx Medical CORP	Stock-Other	0.95%	-0.91%	EXIT
31	INFN 2.125 09-01-24	Infinera CORP	Stock-Other	0.82%	-0.57%	EXIT
32	MSFT	Microsoft CORP	Stock-Tech	0.81%	-0.79%	EXIT
33	RBBN	Ribbon Communications INC	Stock-Other	0.80%	-0.44%	EXIT
34	DAL	Delta Air Lines INC	Stock-Industrials	0.79%	—	+22.08%
35	NEWMEUR	USA Today Co INC	Stock-Other	0.78%	—	+1.19%
36	JPM	Jpmorgan Chase & Co	Stock-Financials	0.74%	—	+0.07%
37	CVX	Chevron CORP	Stock-Energy	0.74%	—	+18.27%
38	KRNT	Kornit Digital Ltd.	Stock-Other	0.73%	-1.95%	EXIT
39	DDD	3d Systems CORP	Stock-Other	0.69%	-1.28%	EXIT
40	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	0.67%	—	-2.09%
41	✓	Fusion Telecommunications In	Stock-Other	0.62%	—	+6.86%
42	EXC	Exelon CORP	Stock-Utilities	0.52%	—	—
43	RDFN	Redfin CORP	Stock-Other	0.50%	—	—
44	NVEC	Nve CORP	Stock-Other	0.45%	—	-4.33%
45	MTSI	Macom Technology Solutions H	Stock-Tech	0.45%	-0.94%	EXIT
46	WY	Weyerhaeuser Co	Stock-Real Estate	0.41%	—	—
47	IBM	Intl Business Machines CORP	Stock-Tech	0.34%	—	-3.28%
48	CEVA	Ceva INC	Stock-Other	0.33%	-0.55%	EXIT
49	NEOG	Neogen CORP	Stock-Healthcare	0.33%	—	—
50	NRC	Nrc Health	Stock-Other	0.32%	—	—

1–50 of 167

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INOV	Inovalon Holdings INC - A	+2%	+169.37%	Add
2	VG1EUR	Vonage Holdings CORP	+1.8%	+34.38%	Add
3	MOBL	Mobileiron INC	+1.6%	+41.64%	Add
4	PDFS	Pdf Solutions INC	+1.3%	+5.95%	Add
5	DMRC	Digimarc Corporation	+1.2%	-1.53%	Trim
6	NEO	Neogenomics INC	+1.1%	-12.36%	Trim
7	JNJ	Johnson & Johnson	+0.8%	+127.38%	Add
8	CSLT1EUR	Castlight Health Inc-b	+0.5%	-20.47%	Trim
9	ITIEUR	Iteris INC	+0.4%	+20.22%	Add
10	5TC	Truecar INC	+0.3%	+74.83%	Add
11	ASPN	Aspen Aerogels INC	+0.2%	+17.21%	Add
12	CVX	Chevron CORP	+0.1%	+18.27%	Add
13	RDFN	Redfin CORP	+0.1%	—	Unchanged
14	LDOS	Leidos Holdings INC	+0.1%	-0.16%	Trim
15	EFT	Techtarget	+0.1%	-8.66%	Trim
16	KKR	Kkr & Co INC	+0.1%	+6.01%	Add
17	DAL	Delta Air Lines INC	+0.1%	+22.08%	Add
18	GSIT	Gsi Technology INC	+0.1%	-1.71%	Trim
19	CCI	Crown Castle INC	0%	+0.02%	Add
20	EPD	Enterprise Products Partners	0%	—	Unchanged
21	KRNT	Kornit Digital Ltd.	0%	-7.56%	Trim
22	MSFT	Microsoft CORP	—	—	Unchanged
23	TACT	Transact Technologies INC	0%	+10.55%	Add
24	HLIT	Harmonic INC	-0.1%	-4.78%	Trim
25	HLIT 4 12-01-20	Harmonic INC	-0.1%	—	Unchanged
26	GDX	Vaneck Gold Miners ETF	-0.1%	-71.43%	Trim
27	NTNX	Nutanix INC - A	-0.1%	-11.98%	Trim
28	NEWMEUR	USA Today Co INC	-0.2%	+1.19%	Add
29	✓	Fusion Telecommunications In	-0.2%	+6.86%	Add
30	✓	Luminex CORP	-0.5%	-2.40%	Trim
31	QUOTUSD	Quotient Technology INC	-0.6%	+16.58%	Add
32	PFE	Pfizer INC	-0.7%	-9.59%	Trim
33	DD	DuPont de Nemours, Inc.	-0.7%	-10.06%	Trim
34	YUM	Yum! Brands INC	-0.8%	-86.19%	Trim
35	EHTH	Ehealth INC	-2.5%	-45.59%	Trim
36	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
37	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
38	✓	Bovie Medical CORP	—	EXIT	Sold out
39	SBUX	Starbucks CORP	—	NEW	New buy
40	APYX	Apyx Medical CORP	—	NEW	New buy
41	INFN 2.125 09-01-24	Infinera CORP	—	NEW	New buy
42	ADI	Analog Devices INC	—	EXIT	Sold out
43	ARAY	Accuray INC	—	EXIT	Sold out
44	ACIW	Aci Worldwide INC	—	EXIT	Sold out
45	AAPL	Apple INC	—	EXIT	Sold out
46	MIC2EUR	Macquarie Infrastructure Hol	—	NEW	New buy
47	COP	Conocophillips	—	NEW	New buy
48	AABAUSD	Altaba INC	—	EXIT	Sold out
49	AEP	American Electric Power	—	EXIT	Sold out
50	GDS	Gds Holdings LTD - Adr	—	NEW	New buy