Cowen Prime Services LLC — Q4 2018 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EHTH	Ehealth INC	Stock-Other	10.54%	—	-15.74%
2	QUOTUSD	Quotient Technology INC	Stock-Other	8.62%	-17.90%	EXIT
3	VG1EUR	Vonage Holdings CORP	Stock-Other	5.29%	-4.43%	EXIT
4	NEO	Neogenomics INC	Stock-Healthcare	5.07%	-0.48%	EXIT
5	PDFS	Pdf Solutions INC	Stock-Other	3.78%	-11.54%	EXIT
6	MOBL	Mobileiron INC	Stock-Other	3.43%	—	+17.69%
7	✓	Luminex CORP	Stock-Other	3.25%	-2.19%	EXIT
8	DD	DuPont de Nemours, Inc.	Stock-Other	2.94%	—	-14.64%
9	CSLT1EUR	Castlight Health Inc-b	Stock-Other	2.87%	—	+1.12%
10	PFE	Pfizer INC	Stock-Healthcare	2.71%	-1.00%	EXIT
11	5TC	Truecar INC	Stock-Other	2.64%	—	+111.38%
12	ITIEUR	Iteris INC	Stock-Other	2.61%	-3.86%	EXIT
13	INOV	Inovalon Holdings INC - A	Stock-Other	1.94%	-6.21%	EXIT
14	LDOS	Leidos Holdings INC	Stock-Tech	1.85%	-0.60%	EXIT
15	CCI	Crown Castle INC	Stock-Real Estate	1.73%	-0.71%	EXIT
16	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	1.67%	-1.01%	EXIT
17	EFT	Techtarget	Stock-Other	1.57%	—	+59.02%
18	BOC	Boston Omaha Corp-cl A	Stock-Other	1.53%	—	-6.46%
19	UAL	United Airlines Holdings INC	Stock-Industrials	1.50%	—	-8.30%
20	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.40%	-1.27%	EXIT
21	HLIT 4 12-01-20	Harmonic INC	Stock-Other	1.38%	—	-36.03%
22	DMRC	Digimarc Corporation	Stock-Other	1.37%	-1.45%	EXIT
23	✓	Bovie Medical CORP	Stock-Other	1.29%	—	+8.13%
24	TACT	Transact Technologies INC	Stock-Other	1.22%	-1.04%	EXIT
25	WEP	Magellan Midstream Partners	Stock-Other	1.20%	-0.57%	EXIT
26	PTC	Ptc INC	Stock-Tech	1.08%	-0.82%	EXIT
27	HLIT	Harmonic INC	Stock-Other	1.03%	-1.08%	EXIT
28	NEWMEUR	USA Today Co INC	Stock-Other	0.99%	—	+17.91%
29	EPD	Enterprise Products Partners	Stock-Energy	0.98%	-0.62%	EXIT
30	KKR	Kkr & Co INC	Stock-Financials	0.95%	-1.09%	EXIT
31	YUM	Yum! Brands INC	Stock-Consumer Disc	0.92%	—	-18.73%
32	✓	Fusion Telecommunications In	Stock-Other	0.86%	—	-40.64%
33	RBBN	Ribbon Communications INC	Stock-Other	0.86%	-0.44%	EXIT
34	JPM	Jpmorgan Chase & Co	Stock-Financials	0.83%	—	-22.86%
35	ASPN	Aspen Aerogels INC	Stock-Other	0.81%	-3.00%	EXIT
36	MSFT	Microsoft CORP	Stock-Tech	0.81%	-0.79%	EXIT
37	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	0.78%	—	+26.07%
38	DDD	3d Systems CORP	Stock-Other	0.77%	-1.28%	EXIT
39	JNJ	Johnson & Johnson	Stock-Healthcare	0.73%	-1.14%	EXIT
40	DAL	Delta Air Lines INC	Stock-Industrials	0.72%	—	+27.73%
41	KRNT	Kornit Digital Ltd.	Stock-Other	0.72%	-1.95%	EXIT
42	ADI	Analog Devices INC	Stock-Tech	0.69%	-0.54%	EXIT
43	CVX	Chevron CORP	Stock-Energy	0.65%	—	-48.82%
44	EXC	Exelon CORP	Stock-Utilities	0.54%	—	-9.89%
45	NVEC	Nve CORP	Stock-Other	0.49%	—	+5.73%
46	MTSI	Macom Technology Solutions H	Stock-Tech	0.44%	-0.94%	EXIT
47	NTNX	Nutanix INC - A	Stock-Tech	0.44%	—	+7.35%
48	RDFN	Redfin CORP	Stock-Other	0.41%	—	-58.25%
49	ARAY	Accuray INC	Stock-Other	0.40%	—	-0.92%
50	WY	Weyerhaeuser Co	Stock-Real Estate	0.40%	—	-38.91%

1–50 of 184

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EHTH	Ehealth INC	+3.4%	-15.74%	Trim
2	VG1EUR	Vonage Holdings CORP	+3.3%	+229.14%	Add
3	5TC	Truecar INC	+1.1%	+111.38%	Add
4	PDFS	Pdf Solutions INC	+0.6%	-2.05%	Trim
5	PFE	Pfizer INC	+0.5%	-6.57%	Trim
6	ITIEUR	Iteris INC	+0.3%	+27.18%	Add
7	ACIW	Aci Worldwide INC	+0.2%	+60.71%	Add
8	CSLT1EUR	Castlight Health Inc-b	+0.2%	+1.12%	Add
9	UAL	United Airlines Holdings INC	+0.2%	-8.30%	Trim
10	TACT	Transact Technologies INC	+0.1%	+39.08%	Add
11	HLIT	Harmonic INC	+0.1%	+3.49%	Add
12	NEWMEUR	USA Today Co INC	+0.1%	+17.91%	Add
13	WEP	Magellan Midstream Partners	+0.1%	—	Unchanged
14	EPD	Enterprise Products Partners	+0.1%	—	Unchanged
15	YUM	Yum! Brands INC	+0.1%	-18.73%	Trim
16	✓	Luminex CORP	0%	+1.30%	Add
17	ARAY	Accuray INC	0%	-0.92%	Trim
18	JNJ	Johnson & Johnson	0%	-19.72%	Trim
19	PTC	Ptc INC	-0.1%	-5.87%	Trim
20	QUOTUSD	Quotient Technology INC	-0.1%	+11.17%	Add
21	INOV	Inovalon Holdings INC - A	-0.1%	-47.15%	Trim
22	BOC	Boston Omaha Corp-cl A	-0.1%	-6.46%	Trim
23	APO	Apollo Global Management, Inc.	-0.1%	-85.71%	Trim
24	MAC	Macerich Co/the	-0.1%	-93.60%	Trim
25	LDOS	Leidos Holdings INC	-0.1%	-4.98%	Trim
26	JPM	Jpmorgan Chase & Co	-0.1%	-22.86%	Trim
27	KO	Coca-cola Co/the	-0.1%	-86.67%	Trim
28	KKR	Kkr & Co INC	-0.1%	-6.42%	Trim
29	KOPN	Kopin CORP	-0.2%	+3.90%	Add
30	NEO	Neogenomics INC	-0.2%	-9.98%	Trim
31	DDD	3d Systems CORP	-0.2%	+10.67%	Add
32	DD	DuPont de Nemours, Inc.	-0.3%	-14.64%	Trim
33	WY	Weyerhaeuser Co	-0.3%	-38.91%	Trim
34	HLIT 4 12-01-20	Harmonic INC	-0.4%	-36.03%	Trim
35	CVX	Chevron CORP	-0.4%	-48.82%	Trim
36	RDFN	Redfin CORP	-0.6%	-58.25%	Trim
37	UPS	United Parcel Service-cl B	-0.6%	-91.44%	Trim
38	DMRC	Digimarc Corporation	-0.8%	+8.15%	Add
39	✓	Fusion Telecommunications In	-0.9%	-40.64%	Trim
40	C	Citigroup INC	-0.9%	-99.87%	Trim
41	BXUSD	Blackstone Group Lp/the	-1.3%	-86.15%	Trim
42	RBBN	Ribbon Communications INC	-1.5%	-60.64%	Trim
43	ASPN	Aspen Aerogels INC	-1.9%	-50.20%	Trim
44	MIC2EUR	Macquarie Infrastructure Hol	—	EXIT	Sold out
45	GM	General Motors Co	—	EXIT	Sold out
46	✓	Senomyx INC	—	EXIT	Sold out
47	✓	Health Insurance Innovatio-a	—	EXIT	Sold out
48	ARES	Ares Management Corporation	—	EXIT	Sold out
49	CL	Colgate-palmolive Co	—	EXIT	Sold out
50	GTT1USD	Gtt Communications INC	—	EXIT	Sold out