Cowen Prime Services LLC — Q3 2018 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QUOTUSD	Quotient Technology INC	Stock-Other	8.69%	-17.90%	EXIT
2	EHTH	Ehealth INC	Stock-Other	7.10%	—	+1.67%
3	NEO	Neogenomics INC	Stock-Healthcare	5.29%	-0.48%	EXIT
4	✓	Luminex CORP	Stock-Other	3.24%	-2.19%	EXIT
5	DD	DuPont de Nemours, Inc.	Stock-Other	3.20%	—	+5.70%
6	PDFS	Pdf Solutions INC	Stock-Other	3.19%	-11.54%	EXIT
7	CSLT1EUR	Castlight Health Inc-b	Stock-Other	2.72%	—	+23.61%
8	ASPN	Aspen Aerogels INC	Stock-Other	2.70%	-3.00%	EXIT
9	MOBL	Mobileiron INC	Stock-Other	2.60%	—	+0.48%
10	RBBN	Ribbon Communications INC	Stock-Other	2.38%	-0.44%	EXIT
11	ITIEUR	Iteris INC	Stock-Other	2.28%	-3.86%	EXIT
12	PFE	Pfizer INC	Stock-Healthcare	2.26%	-1.00%	EXIT
13	DMRC	Digimarc Corporation	Stock-Other	2.12%	-1.45%	EXIT
14	VG1EUR	Vonage Holdings CORP	Stock-Other	2.01%	-4.43%	EXIT
15	INOV	Inovalon Holdings INC - A	Stock-Other	2.01%	-6.21%	EXIT
16	LDOS	Leidos Holdings INC	Stock-Tech	1.97%	-0.60%	EXIT
17	HLIT 4 12-01-20	Harmonic INC	Stock-Other	1.80%	—	-15.42%
18	✓	Fusion Telecommunications In	Stock-Other	1.72%	—	+23.53%
19	BOC	Boston Omaha Corp-cl A	Stock-Other	1.61%	—	+12.07%
20	5TC	Truecar INC	Stock-Other	1.50%	—	+65.97%
21	BXUSD	Blackstone Group Lp/the	Stock-Other	1.46%	—	+63.62%
22	CCI	Crown Castle INC	Stock-Real Estate	1.43%	-0.71%	EXIT
23	UAL	United Airlines Holdings INC	Stock-Industrials	1.35%	—	-12.15%
24	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	1.31%	-1.01%	EXIT
25	EFT	Techtarget	Stock-Other	1.21%	—	—
26	MIC2EUR	Macquarie Infrastructure Hol	Stock-Other	1.20%	—	+99.15%
27	PTC	Ptc INC	Stock-Tech	1.14%	-0.82%	EXIT
28	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.12%	-1.27%	EXIT
29	WEP	Magellan Midstream Partners	Stock-Other	1.10%	-0.57%	EXIT
30	CVX	Chevron CORP	Stock-Energy	1.09%	—	-16.85%
31	KKR	Kkr & Co INC	Stock-Financials	1.09%	-1.09%	EXIT
32	TACT	Transact Technologies INC	Stock-Other	1.08%	-1.04%	EXIT
33	✓	Bovie Medical CORP	Stock-Other	1.01%	—	-12.18%
34	DDD	3d Systems CORP	Stock-Other	1.00%	-1.28%	EXIT
35	RDFN	Redfin CORP	Stock-Other	1.00%	—	+5625.00%
36	JPM	Jpmorgan Chase & Co	Stock-Financials	0.96%	—	-3.67%
37	HLIT	Harmonic INC	Stock-Other	0.89%	-1.08%	EXIT
38	C	Citigroup INC	Stock-Financials	0.88%	—	+75628.57%
39	EPD	Enterprise Products Partners	Stock-Energy	0.88%	-0.62%	EXIT
40	NEWMEUR	USA Today Co INC	Stock-Other	0.88%	—	+24.33%
41	YUM	Yum! Brands INC	Stock-Consumer Disc	0.87%	—	-19.61%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.75%	-1.14%	EXIT
43	WY	Weyerhaeuser Co	Stock-Real Estate	0.74%	—	-11.95%
44	MSFT	Microsoft CORP	Stock-Tech	0.70%	-0.79%	EXIT
45	UPS	United Parcel Service-cl B	Stock-Industrials	0.68%	—	-9.99%
46	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	0.67%	—	-0.82%
47	GM	General Motors Co	Stock-Consumer Disc	0.65%	—	—
48	KRNT	Kornit Digital Ltd.	Stock-Other	0.61%	-1.95%	EXIT
49	ADI	Analog Devices INC	Stock-Tech	0.59%	-0.54%	EXIT
50	DAL	Delta Air Lines INC	Stock-Industrials	0.51%	—	-15.65%

1–50 of 198

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EHTH	Ehealth INC	+1.3%	+1.67%	Add
2	QUOTUSD	Quotient Technology INC	+1.2%	+3.61%	Add
3	RDFN	Redfin CORP	+1%	+5625.00%	Add
4	C	Citigroup INC	+0.9%	+75628.57%	Add
5	5TC	Truecar INC	+0.8%	+65.97%	Add
6	BXUSD	Blackstone Group Lp/the	+0.7%	+63.62%	Add
7	MIC2EUR	Macquarie Infrastructure Hol	+0.6%	+99.15%	Add
8	BOC	Boston Omaha Corp-cl A	+0.5%	+12.07%	Add
9	WEP	Magellan Midstream Partners	+0.5%	+88.01%	Add
10	MOBL	Mobileiron INC	+0.3%	+0.48%	Add
11	✓	Bovie Medical CORP	+0.3%	-12.18%	Trim
12	EPD	Enterprise Products Partners	+0.2%	+40.96%	Add
13	DDD	3d Systems CORP	+0.2%	-1.90%	Trim
14	✓	Health Insurance Innovatio-a	+0.2%	+250.00%	Add
15	ITIEUR	Iteris INC	+0.1%	+1.73%	Add
16	PFE	Pfizer INC	+0.1%	-6.91%	Trim
17	HLIT	Harmonic INC	+0.1%	-2.95%	Trim
18	ACIW	Aci Worldwide INC	+0.1%	+180.00%	Add
19	UAL	United Airlines Holdings INC	+0.1%	-12.15%	Trim
20	GTT1USD	Gtt Communications INC	+0.1%	+400.00%	Add
21	DMRC	Digimarc Corporation	+0.1%	-6.37%	Trim
22	TACT	Transact Technologies INC	+0.1%	-0.82%	Trim
23	JNJ	Johnson & Johnson	+0.1%	—	Unchanged
24	NEO	Neogenomics INC	0%	-8.81%	Trim
25	RBBN	Ribbon Communications INC	0%	+8.96%	Add
26	DD	DuPont de Nemours, Inc.	-0.1%	+5.70%	Add
27	NVEC	Nve CORP	-0.1%	-4.38%	Trim
28	TEVA	Teva Pharmaceutical-sp Adr	-0.1%	-0.82%	Trim
29	CCI	Crown Castle INC	-0.2%	-8.30%	Trim
30	NTNX	Nutanix INC - A	-0.2%	-17.23%	Trim
31	HLIT 4 12-01-20	Harmonic INC	-0.3%	-15.42%	Trim
32	WY	Weyerhaeuser Co	-0.3%	-11.95%	Trim
33	CVX	Chevron CORP	-0.4%	-16.85%	Trim
34	EXC	Exelon CORP	-0.4%	-43.67%	Trim
35	VG1EUR	Vonage Holdings CORP	-0.4%	-20.22%	Trim
36	✓	Fusion Telecommunications In	-0.5%	+23.53%	Add
37	CSLT1EUR	Castlight Health Inc-b	-1%	+23.61%	Add
38	MAC	Macerich Co/the	-1.2%	-91.45%	Trim
39	PDFS	Pdf Solutions INC	-2.5%	-20.79%	Trim
40	✓	Reis INC Com	—	EXIT	Sold out
41	EFT	Techtarget	—	NEW	New buy
42	KKR	Kkr & Co INC	—	NEW	New buy
43	KKR	KKR & Co. Inc.	—	EXIT	Sold out
44	GM	General Motors Co	—	NEW	New buy
45	ARES	Ares Management Corporation	—	NEW	New buy
46	NSC	Norfolk Southern CORP	—	EXIT	Sold out
47	MKL	Markel Group INC	—	EXIT	Sold out
48	WEC	Wec Energy Group INC	—	EXIT	Sold out
49	✓	Spirit Realty Capital Inc	—	EXIT	Sold out
50	TRAK	Repositrak INC	—	NEW	New buy