Cowen Prime Services LLC — Q3 2017 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	9.55%	-11.54%	EXIT
2	EHTH	Ehealth INC	Stock-Other	6.57%	—	-1.28%
3	NEO	Neogenomics INC	Stock-Healthcare	5.66%	-0.48%	EXIT
4	QUOTUSD	Quotient Technology INC	Stock-Other	5.52%	-17.90%	EXIT
5	DMRC	Digimarc Corporation	Stock-Other	5.21%	-1.45%	EXIT
6	VG1EUR	Vonage Holdings CORP	Stock-Other	3.17%	-4.43%	EXIT
7	✓	Sonus Networks INC	Stock-Other	2.87%	—	+143.28%
8	DD	DuPont de Nemours, Inc.	Stock-Other	2.71%	—	—
9	✓	Reis INC Com	Stock-Other	2.61%	—	-42.83%
10	PFE	Pfizer INC	Stock-Healthcare	2.44%	-1.00%	EXIT
11	✓	Luminex CORP	Stock-Other	2.29%	-2.19%	EXIT
12	EXPE	Expedia Group INC	Stock-Consumer Disc	2.29%	—	-10.57%
13	RVLTEUR	Revolution Lighting Technolo	Stock-Other	2.11%	—	—
14	LDOS	Leidos Holdings INC	Stock-Tech	2.05%	-0.60%	EXIT
15	✓	Invuity INC	Stock-Other	1.94%	—	-2.66%
16	GHDX	Genomic Health INC	Stock-Other	1.91%	—	+40.87%
17	ITIEUR	Iteris INC	Stock-Other	1.78%	-3.86%	EXIT
18	HLIT 4 12-01-20	Harmonic INC	Stock-Other	1.65%	—	—
19	BOC	Boston Omaha Corp-cl A	Stock-Other	1.63%	—	-7.12%
20	YUM	Yum! Brands INC	Stock-Consumer Disc	1.60%	—	-18.14%
21	KMI	Kinder Morgan INC	Stock-Energy	1.58%	—	+59.95%
22	CCI	Crown Castle INC	Stock-Real Estate	1.55%	-0.71%	EXIT
23	INOV	Inovalon Holdings INC - A	Stock-Other	1.52%	-6.21%	EXIT
24	ZTS	Zoetis INC	Stock-Healthcare	1.47%	—	-8.31%
25	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.37%	-1.27%	EXIT
26	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	1.22%	—	-2.41%
27	WEP	Magellan Midstream Partners	Stock-Other	1.18%	-0.57%	EXIT
28	✓	Forest City Realty Trust- A	Stock-Other	1.12%	—	-8.41%
29	UPS	United Parcel Service-cl B	Stock-Industrials	1.11%	—	-8.67%
30	EXC	Exelon CORP	Stock-Utilities	1.10%	—	-5.81%
31	KKR	KKR & Co. Inc.	Stock-Financials	1.06%	—	-3.95%
32	JPM	Jpmorgan Chase & Co	Stock-Financials	1.06%	—	-6.05%
33	PTC	Ptc INC	Stock-Tech	0.96%	-0.82%	EXIT
34	WY	Weyerhaeuser Co	Stock-Real Estate	0.92%	—	-14.97%
35	BXUSD	Blackstone Group Lp/the	Stock-Other	0.89%	—	+18.11%
36	EPD	Enterprise Products Partners	Stock-Energy	0.81%	-0.62%	EXIT
37	JNJ	Johnson & Johnson	Stock-Healthcare	0.73%	-1.14%	EXIT
38	TACT	Transact Technologies INC	Stock-Other	0.71%	-1.04%	EXIT
39	ADI	Analog Devices INC	Stock-Tech	0.70%	-0.54%	EXIT
40	MMM	3m Co	Stock-Industrials	0.67%	—	-5.66%
41	MSFT	Microsoft CORP	Stock-Tech	0.64%	-0.79%	EXIT
42	WIFI	Boingo Wireless INC	Stock-Other	0.58%	—	-86.45%
43	NEWMEUR	USA Today Co INC	Stock-Other	0.52%	—	-4.73%
44	EGOVEUR	Nic INC	Stock-Other	0.49%	—	—
45	DDD	3d Systems CORP	Stock-Other	0.48%	-1.28%	EXIT
46	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.47%	—	-1.21%
47	CEVA	Ceva INC	Stock-Other	0.35%	-0.55%	EXIT
48	ARAY	Accuray INC	Stock-Other	0.34%	—	-6.17%
49	CSLT1EUR	Castlight Health Inc-b	Stock-Other	0.33%	—	+101.63%
50	HLIT	Harmonic INC	Stock-Other	0.32%	-1.08%	EXIT

1–50 of 178

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Sonus Networks INC	+1.8%	+143.28%	Add
2	QUOTUSD	Quotient Technology INC	+1.7%	+2.94%	Add
3	EHTH	Ehealth INC	+1.5%	-1.28%	Trim
4	ITIEUR	Iteris INC	+1.2%	+180.65%	Add
5	PDFS	Pdf Solutions INC	+1.1%	+15.89%	Add
6	KMI	Kinder Morgan INC	+0.6%	+59.95%	Add
7	GHDX	Genomic Health INC	+0.6%	+40.87%	Add
8	✓	Invuity INC	+0.4%	-2.66%	Trim
9	VG1EUR	Vonage Holdings CORP	+0.4%	-12.06%	Trim
10	NEO	Neogenomics INC	+0.3%	-18.29%	Trim
11	BOC	Boston Omaha Corp-cl A	+0.2%	-7.12%	Trim
12	CSLT1EUR	Castlight Health Inc-b	+0.2%	+101.63%	Add
13	LDOS	Leidos Holdings INC	+0.2%	-7.98%	Trim
14	BXUSD	Blackstone Group Lp/the	+0.2%	+18.11%	Add
15	ADI	Analog Devices INC	+0.1%	+6.25%	Add
16	TACT	Transact Technologies INC	+0.1%	-0.91%	Trim
17	NRC	Nrc Health	+0.1%	—	Unchanged
18	KKR	KKR & Co. Inc.	+0.1%	-3.95%	Trim
19	PFE	Pfizer INC	0%	-8.24%	Trim
20	EPD	Enterprise Products Partners	0%	-1.51%	Trim
21	EGOVEUR	Nic INC	0%	—	Unchanged
22	✓	Senomyx INC	0%	-5.77%	Trim
23	INOV	Inovalon Holdings INC - A	0%	-27.15%	Trim
24	ZTS	Zoetis INC	-0.1%	-8.31%	Trim
25	AEP	American Electric Power Company, Inc.	-0.1%	-1.21%	Trim
26	NTNX	Nutanix INC - A	-0.1%	-35.44%	Trim
27	✓	Luminex CORP	-0.1%	-2.16%	Trim
28	ARAY	Accuray INC	-0.1%	-6.17%	Trim
29	PTC	Ptc INC	-0.1%	-13.48%	Trim
30	WY	Weyerhaeuser Co	-0.1%	-14.97%	Trim
31	CEVA	Ceva INC	-0.1%	-24.10%	Trim
32	HLIT	Harmonic INC	-0.2%	+12.98%	Add
33	DDD	3d Systems CORP	-0.2%	+0.40%	Add
34	CCI	Crown Castle INC	-0.3%	-16.93%	Trim
35	EXPE	Expedia Group INC	-0.3%	-10.57%	Trim
36	YUM	Yum! Brands INC	-0.3%	-18.14%	Trim
37	ABBV	Abbvie INC	-1%	-97.27%	Trim
38	TEVA	Teva Pharmaceutical-sp Adr	-1.1%	-2.41%	Trim
39	DMRC	Digimarc Corporation	-1.3%	-15.32%	Trim
40	WIFI	Boingo Wireless INC	-2.3%	-86.45%	Trim
41	✓	Reis INC Com	-2.6%	-42.83%	Trim
42	✓	Ari Network Services	—	EXIT	Sold out
43	DD	DuPont de Nemours, Inc.	—	NEW	New buy
44	DOW	Dow Chem Co	—	EXIT	Sold out
45	RVLTEUR	Revolution Lighting Technolo	—	NEW	New buy
46	HLIT 4 12-01-20	Harmonic INC	—	NEW	New buy
47	MRVL	Marvell Technology, Inc.	—	EXIT	Sold out
48	✓	Tesoro Logistics LP	—	EXIT	Sold out
49	ANDX	Andeavor Logistics LP	—	NEW	New buy
50	✓	Vtti Energy Partners LP	—	EXIT	Sold out